LPL Financial LLC

CIK

1403438

City

FORT MILL

State / Country

Stock

CAT — Caterpillar Inc

Top Portfolio Positions

3,278 positions · $113,265,928,518 total · as of Mar 31, 2026

Ticker	Company	Shares	Value (USD)	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	10,181,667	$6,621,545,316	5.85%
QQQ	Invesco Qqq Trust, Series 1	10,614,231	$6,126,321,848	5.41%
AAPL	Apple Inc. Technology	23,746,504	$6,026,625,250	5.32%
NVDA	Nvidia Corp Technology	33,530,760	$5,847,764,544	5.16%
MSFT	Microsoft Corp Technology	10,358,397	$3,834,367,817	3.39%
AMZN	Amazon Com Inc Consumer Cyclical	16,810,256	$3,501,072,017	3.09%
GOOGL	Alphabet Inc. Communication Services	8,894,179	$2,557,610,113	2.26%
AVGO	Broadcom Inc. Technology	6,655,594	$2,059,972,898	1.82%
GLD	Spdr Gold Trust	4,735,901	$2,037,810,841	1.80%
META	Meta Platforms, Inc. Communication Services	3,112,517	$1,780,764,351	1.57%

Portfolio Trend

25 quarters · across all stocks

Holdings in CAT

Compact Export CSV

Shares Held

Position Value (USD)

31 quarters on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$566,768	800	-99.9%	Put	Sole	2026-05-06
2026-03-31	$778,787,407	1,099,268	+156938.3%	Shares	Sole	2026-05-06
2026-03-31	$495,922	700	+16.7%	Call	Sole	2026-05-06
2025-12-31	$343,722	600	-99.9%	Put	Sole	2026-02-11
2025-12-31	$586,172,041	1,023,220	+113591.1%	Shares	Sole	2026-02-11
2025-12-31	$515,583	900	+12.5%	Call	Sole	2026-02-11
2025-09-30	$381,720	800	+14.3%	Put	Sole	2025-11-12
2025-09-30	$334,005	700	-99.9%	Call	Sole	2025-11-12
2025-09-30	$469,138,174	983,209	-0.3%	Shares	Sole	2025-11-12
2025-06-30	$382,938,496	986,421	+4.9%	Shares	Sole	2025-08-12
2025-03-31	$310,134,685	940,372	+3.3%	Shares	Sole	2025-05-07
2024-12-31	$330,083,304	909,922	+3.4%	Shares	Sole	2025-02-11
2024-09-30	$344,044,014	879,638	+5.2%	Shares	Sole	2024-11-08
2024-06-30	$278,486,256	836,044	+7.7%	Shares	Sole	2024-08-07
2024-03-31	$284,430,294	776,220	-1.2%	Shares	Sole	2024-05-10
2023-12-31	$232,321,519	785,746	+3.3%	Shares	Sole	2024-02-14
2023-09-30	$207,579,918	760,366	+5.1%	Shares	Sole	2023-11-13
2023-06-30	$177,988,141	723,382	+5.3%	Shares	Sole	2023-07-31
2023-03-31	$157,199,120	686,939	+3.3%	Shares	Sole	2023-05-10
2022-12-31	$159,366,092	665,245	-5.1%	Shares	Sole	2023-02-07
2022-09-30	$114,993,170	700,836	+10.1%	Shares	Sole	2022-11-14
2022-06-30	$113,803,978	636,630	+0.4%	Shares	Sole	2022-08-12
2022-03-31	$141,329,601	634,277	+0.5%	Shares	Sole	2022-05-16
2021-12-31	$130,499,663	631,226	+8.1%	Shares	Sole	2022-02-14
2021-09-30	$112,120,462	584,052	-1.7%	Shares	Sole	2021-11-15
2021-06-30	$129,255,462	593,923	+5.5%	Shares	Sole	2021-08-13
2021-03-31	$130,475,799	562,711	+5.7%	Shares	Sole	2021-05-14
2020-12-31	$96,883,967	532,271	+4.7%	Shares	Sole	2021-02-12
2020-09-30	$75,803,996	508,240	+3.7%	Shares	Sole	2020-11-09
2020-06-30	$61,995,246	490,081	+25.3%	Shares	Sole	2020-08-13
2020-03-31	$45,391,018	391,167	—	Shares	Sole	2020-05-14
No 13F history on record for this holder in this stock.