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B. Riley Wealth Advisors, Inc.

Position in CAT — Caterpillar Inc

CIK 1464811 MEMPHIS, TN

Position in CAT

as of Jun 30, 2026 · filed Jul 14, 2026
Position Value
$7,278,591
+$2,495,778 QoQ
Shares Held
6,835
+1.2% QoQ
Ownership
0.001%
of shares outstanding
% of Portfolio
0.68%
of 13F equity value
Holder Rank
#1,019
of 4,045 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority Sole 100% Shared 0% None 0%

Common Shares in CAT Over Time

Shares Held

Position Value (USD)

Derivatives in CAT

reported options exposure · as of Dec 31, 2025
CallValue
$1,332,495
CallShares
2,326
PutValue
$0
PutShares
0

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Farm & Heavy Construction Machinery

Industrials · as of Jun 30, 2026

B. Riley Wealth Advisors, Inc. holds $11,772,978 across 3 Farm & Heavy Construction Machinery names. CAT ranks #1 (61.8% of the industry book) .

# Ticker Company Shares Value (USD) Open
1 CAT
Caterpillar Inc
This page
6,835 $7,278,591

All Filings in CAT

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29 filing rows on record
Report Date Value (USD) Shares
2026-06-30 $7,278,591 6,835
2026-03-31 $4,782,813 6,751
2025-12-31 $5,065,889 8,843
2025-12-31 $1,332,495 2,326
2025-09-30 $4,245,203 8,897
2025-09-30 $1,106,849 232,000
2025-06-30 $3,493,501 8,999
2025-03-31 $131,920 400
2025-03-31 $8,629,876 26,167
2024-12-31 $10,554,864 29,096
2024-09-30 $13,999,358 35,793
2024-06-30 $13,879,610 41,668
2024-03-31 $14,491,573 39,548
2023-12-31 $11,435,924 38,678
2023-09-30 $10,796,604 39,548
2023-06-30 $26,327,596 107,001
2023-03-31 $9,007,600 39,362
2022-12-31 $5,768,604 24,080
2022-09-30 $3,990,096 24,318
2022-06-30 $4,519,767 25,284
2022-03-31 $5,328,070 23,912
2021-12-31 $13,080,232 63,269
2021-09-30 $3,714,619 19,350
2021-06-30 $4,245,308 19,507
2021-03-31 $4,389,993 18,933
2020-12-31 $2,760,514 15,166
2020-09-30 $3,412,252 22,878
2020-06-30 $2,781,988 21,992
2020-03-31 $3,337,542 28,762