O'SHAUGHNESSY ASSET MANAGEMENT, LLC
Position in DIA — Spdr Dow Jones Industrial Average ETF Trust
CIK 1423442
Stamford, CT
Position in DIA
as of Jun 30, 2026
· filed Aug 13, 2026
Position Value
$3,009,488
+$116,867 QoQ
Shares Held
5,761
-7.8% QoQ
Ownership
—
of shares outstanding
% of Portfolio
0.02%
of 13F equity value
Holder Rank
#329
of 1,432 holders
Holding Since
Dec 2020
18 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in DIA Over Time
Shares Held
Position Value (USD)
Derivatives in DIA
reported options exposure · as of Jun 30, 2026CallValue
$0
CallShares
0
PutValue
$4,962,705
PutShares
9,500
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
All Filings in DIA
Export CSV
20 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $3,009,488 | 5,761 | Shares | Sole | 2026-08-13 | |
| 2026-06-30 | $4,962,705 | 9,500 | Put | Sole | 2026-08-13 | |
| 2026-03-31 | $2,892,621 | 6,245 | Shares | Sole | 2026-05-13 | |
| 2026-03-31 | $4,400,305 | 9,500 | Put | Sole | 2026-05-13 | |
| 2025-12-31 | $2,625,353 | 5,463 | Shares | Sole | 2026-02-11 | |
| 2025-09-30 | $2,264,906 | 4,884 | Shares | Sole | 2025-11-13 | |
| 2025-06-30 | $1,499,531 | 3,403 | Shares | Sole | 2025-08-12 | |
| 2025-03-31 | $1,414,995 | 3,370 | Shares | Sole | 2025-05-13 | |
| 2024-12-31 | $1,105,023 | 2,597 | Shares | Sole | 2025-02-12 | |
| 2024-09-30 | $782,772 | 1,850 | Shares | Sole | 2024-11-12 | |
| 2024-06-30 | $560,098 | 1,432 | Shares | Sole | 2024-08-14 | |
| 2024-03-31 | $610,959 | 1,536 | Shares | Sole | 2024-05-13 | |
| 2023-12-31 | $521,964 | 1,385 | Shares | Sole | 2024-02-09 | |
| 2023-09-30 | $359,066 | 1,072 | Shares | Sole | 2023-11-13 | |
| 2023-06-30 | $361,386 | 1,051 | Shares | Sole | 2023-08-11 | |
| 2023-03-31 | $447,041 | 1,344 | Shares | Sole | 2023-05-12 | |
| 2021-09-30 | $172,189 | 509 | Shares | Sole | 2021-11-10 | |
| 2021-06-30 | $172,475 | 500 | Shares | Sole | 2021-08-09 | |
| 2021-03-31 | $165,090 | 500 | Shares | Sole | 2021-05-14 | |
| 2020-12-31 | $152,895 | 500 | Shares | Sole | 2021-02-11 | |
| No filing history on record for this holder in this stock. | ||||||