O'SHAUGHNESSY ASSET MANAGEMENT, LLC
Registered adviserFiles via
FRANKLIN RESOURCES INC
Filing Date
Global Rank
#338
/ 8,819
▼ 30
Top Industry
Semiconductors
10.8%
Period ended 4 months ago
Filed Aug 13, 2026 · 3mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$19,782,138,121
Main clients
Individuals and high net worth
(81% of AUM)
Registered funds advised
1 series
(0 index, 0 ETFs)
$221,618,595 net assets· N-CEN Jul 31, 2025
Private funds on Schedule D 7.B.(1)
As filed Dec 17, 2024; SEC's bulk Form ADV archive ends with 2024 filings.
No private funds listed.
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Jan 2026 to Oct 2026 | $19,782,138,121 | Individuals and high net worth (81%) |
| Jan 2025 to Dec 2025 | $12,599,503,777 | Individuals and high net worth (73%) |
| Jan 2024 to Dec 2024 | $7,983,580,249 | Individuals and high net worth (55%) |
| May 2023 to Dec 2023 | $6,304,455,763 | Diversified |
| Jan 2023 to Apr 2023 | $6,304,455,763 | Diversified |
| Mar 2022 to Dec 2022 | $6,885,813,750 | Diversified |
4 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 26.7%, 84.0 effective positions, active share 28.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
18.6% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 23.0 quarters (12+), a floor since 73.7% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 28.2%; sector active share 8.9% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
2,579 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
5.5%
+0.1 pts
Top 5
20.1%
+0.3 pts
Top 10
27.0%
+0.3 pts
HHI
120
Diversified+6
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 26.9% | $5,826,867,931 |
| Financial Services | 15.6% | $3,395,292,835 |
| Unclassified | 11.2% | $2,437,553,659 |
| Consumer Cyclical | 8.9% | $1,941,550,351 |
| Industrials | 8.5% | $1,835,173,532 |
| Healthcare | 7.7% | $1,660,295,116 |
| Communication Services | 6.6% | $1,428,871,128 |
| Consumer Defensive | 5.3% | $1,143,432,369 |
| Energy | 4.3% | $924,942,686 |
| Basic Materials | 2.5% | $551,640,938 |
| Real Estate | 1.4% | $294,206,718 |
| Utilities | 1.2% | $256,392,835 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| RF | Regions Financial Corp | +505,770 | 1,359,360 | $41,052,671 | |
| ABEV | Ambev S.A. | +489,495 | 1,012,384 | $3,178,885 | |
| AAPL | Apple Inc. | +450,332 | 4,011,581 | $1,160,791,078 | |
| KR | Kroger Co | +426,593 | 1,036,077 | $57,533,355 | |
| KLAC | Kla Corp | +324,728 | 363,574 | $109,693,911 | |
| IRWD | Ironwood Pharmaceuticals Inc | +310,668 | 438,911 | $1,847,815 | |
| NMR | Nomura Holdings Inc | +299,430 | 555,917 | $4,880,950 | |
| LYG | Lloyds Banking Group plc | +280,834 | 3,471,365 | $20,238,057 | |
| VTRS | Viatris Inc | +274,497 | 495,260 | $7,864,728 | |
| VUG | VANGUARD GROWTH INDEX FUND | +261,311 | 319,819 | $27,549,208 | |
| FMS | Fresenius Medical Care AG | +259,711 | 465,587 | $10,526,922 | |
| MFG | Mizuho Financial Group Inc | +257,643 | 1,180,970 | $11,313,692 | |
| BBDO | Bank Bradesco | +236,338 | 4,230,899 | $12,692,697 | |
| TBLA | Taboola.com Ltd. | +222,258 | 801,410 | $4,007,050 | |
| BAC | Bank Of America Corp | +216,796 | 2,249,701 | $128,187,961 | |
| AMCX | AMC Global Media Inc. | +210,285 | 222,020 | $2,215,759 | |
| SSL | Sasol Ltd | +207,524 | 579,414 | $5,689,845 | |
| BKNG | Booking Holdings Inc. | +200,513 | 208,384 | $37,142,362 | |
| BMY | Bristol Myers Squibb Co | +196,747 | 797,026 | $45,924,636 | |
| ASX | ASE Technology Holding Co., Ltd. | +192,138 | 641,375 | $28,938,840 | |
| CSTM | Constellium SE | +179,871 | 218,767 | $6,972,104 | |
| HST | Host Hotels & Resorts, Inc. | +170,572 | 521,145 | $12,356,347 | |
| ERIC | Ericsson Lm Telephone Co | +168,906 | 1,153,868 | $12,865,628 | |
| SAN | Banco Santander, S.A. | +156,783 | 2,095,514 | $28,918,093 | |
| FOXA | Fox Corp | +156,070 | 447,680 | $23,350,988 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| PFE | Pfizer Inc | −744,326 | 2,136,557 | $51,448,291 | |
| NVDA | Nvidia Corp | −602,245 | 4,105,300 | $821,429,476 | |
| NAT | NORDIC AMERICAN TANKERS Ltd | −494,459 | 144,813 | $802,264 | |
| MDT | Medtronic plc | −457,756 | 137,324 | $10,742,856 | |
| ICL | ICL Group Ltd. | −358,399 | 111,022 | $552,889 | |
| HLN | Haleon plc | −344,916 | 208,336 | $1,943,774 | |
| PYPL | PayPal Holdings, Inc. | −338,998 | 230,117 | $9,936,451 | |
| WFC | Wells Fargo & Company | −318,099 | 940,283 | $77,704,986 | |
| LYB | LyondellBasell Industries N.V. | −231,897 | 73,526 | $3,871,143 | |
| FINV | FinVolution Group | −218,143 | 102,578 | $491,348 | |
| FIS | Fidelity National Information Services, Inc. | −214,261 | 96,088 | $3,735,901 | |
| IHS | IHS Holding Ltd | −212,652 | 58,097 | $478,719 | |
| NFLX | Netflix Inc | −208,150 | 745,140 | $53,202,996 | |
| EBAY | Ebay Inc | −181,246 | 917,455 | $102,525,595 | |
| KMT | Kennametal Inc | −180,948 | 63,746 | $2,234,297 | |
| GOOGL | Alphabet Inc. | −175,687 | 1,139,780 | $407,323,178 | |
| BNY | Bank of New York Mellon Corp | −171,020 | 232,062 | $33,558,485 | |
| TPR | Tapestry, Inc. | −168,257 | 693,688 | $101,542,049 | |
| HBAN | Huntington Bancshares Inc | −168,121 | 145,678 | $2,582,870 | |
| F | Ford Motor Co | −162,032 | 1,004,181 | $13,958,114 | |
| — | −160,246 | 409,280 | $10,911,404 | ||
| CMCSA | Comcast Corp | −159,943 | 2,631,897 | $64,613,071 | |
| NUS | Nu Skin Enterprises, Inc. | −147,907 | 127,056 | $670,855 | |
| TK | Teekay Corp Ltd | −143,807 | 311,284 | $3,112,840 | |
| AVGO | Broadcom Inc. | −143,110 | 835,057 | $315,442,781 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HONA | Honeywell Aerospace Inc. | 54,032 | $11,945,394 | |
| RIG | Transocean Ltd. | 990,804 | $4,845,031 | |
| FDXF | FedEx Freight Holding Company, Inc. | 28,908 | $4,365,108 | |
| GSBC | Great Southern Bancorp, Inc. | 40,579 | $3,181,799 | |
| LEU | Centrus Energy Corp | 16,495 | $2,769,015 | |
| INGM | Ingram Micro Holding Corp | 90,546 | $2,483,676 | |
| MLCO | Melco Resorts & Entertainment LTD | 451,781 | $2,380,885 | |
| HVT | Haverty Furniture Companies Inc | 81,683 | $2,085,366 | |
| GBX | Greenbrier Companies Inc | 35,700 | $1,749,657 | |
| OSPN | OneSpan Inc. | 118,056 | $1,694,103 | |
| ACIC | AMERICAN COASTAL INSURANCE Corp | 132,976 | $1,476,033 | |
| PARR | Par Pacific Holdings, Inc. | 26,101 | $1,463,744 | |
| CARE | Carter Bankshares, Inc. | 40,303 | $1,370,705 | |
| KROS | Keros Therapeutics, Inc. | 126,379 | $1,352,255 | |
| MIAX | Miami International Holdings, Inc. | 28,025 | $1,041,409 | |
| FLY | Firefly Aerospace Inc. | 34,700 | $1,020,180 | |
| VGNT | Versigent PLC | 24,116 | $1,013,113 | |
| DBND | DoubleLine Opportunistic Core Bond ETF | 21,300 | $971,088 | |
| SPB | Spectrum Brands Holdings, Inc. | 11,243 | $964,087 | |
| MIRM | Mirum Pharmaceuticals, Inc. | 7,864 | $920,638 | |
| NWPX | NWPX Infrastructure, Inc. | 6,011 | $901,289 | |
| TREX | Trex Co Inc | 17,821 | $891,762 | |
| CART | Maplebear Inc. | 18,368 | $869,724 | |
| DKNG | DraftKings Inc. | 34,056 | $860,254 | |
| YEXT | Yext, Inc. | 184,061 | $859,564 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CCL | Carnival Corp Ltd. | 180,451 | $4,670,071 | |
| CFFN | Capitol Federal Financial, Inc. | 435,124 | $3,102,434 | |
| — | 220,241 | $2,982,063 | ||
| — | 135,483 | $2,238,179 | ||
| — | 60,626 | $2,130,398 | ||
| — | 24,905 | $1,990,906 | ||
| — | 29,080 | $1,358,908 | ||
| QDF | FlexShares Quality Dividend Index Fund | 14,530 | $1,149,177 | |
| HDSN | Hudson Technologies Inc | 170,825 | $1,004,451 | |
| DOX | Amdocs Ltd | 15,292 | $997,955 | |
| — | 11,752 | $888,334 | ||
| CEF | Sprott Physical Gold & Silver Trust | 18,122 | $864,781 | |
| HAFC | Hanmi Financial Corp | 31,632 | $833,819 | |
| NEGG | Newegg Commerce, Inc. | 18,678 | $771,588 | |
| BCAT | BlackRock Capital Allocation Term Trust | 48,844 | $690,165 | |
| HURN | Huron Consulting Group Inc. | 4,874 | $621,386 | |
| SIGA | Siga Technologies Inc | 107,138 | $573,188 | |
| ZS | Zscaler, Inc. | 3,965 | $556,249 | |
| CPNG | Coupang, Inc. | 29,065 | $548,747 | |
| PSLV | Sprott Physical Silver Trust | 21,910 | $534,384 | |
| LPX | Louisiana-Pacific Corp | 7,306 | $531,511 | |
| RITM | Rithm Capital Corp. | 54,432 | $516,015 | |
| COO | Cooper Companies, Inc. | 7,126 | $509,509 | |
| REXR | Rexford Industrial Realty, Inc. | 15,236 | $498,674 | |
| JHML | John Hancock Multifactor Large Cap ETF | 6,159 | $482,064 | |
| No positions match the current search. | ||||
2,579 tracked positions ·
$21,696,220,098 total
· filing declares
2,929 positions · $21,693,502,145
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 2,579 positions by value
· page 1 of 52
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
PUT
+ SHARES
Technology
|
Added | 4,102,481 | $1,187,093,902 | 5.47% | |
| NVDA |
Nvidia Corp
PUT
+ SHARES
Technology
|
Reduced | 4,125,900 | $825,551,330 | 3.81% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 1,180,794 | $440,459,777 | 2.03% | |
| GOOGL |
Alphabet Inc.
PUT
+ SHARES
Communication Services
|
Reduced | 1,144,580 | $409,038,554 | 1.89% | |
| AMZN |
Amazon Com Inc
PUT
+ SHARES
Consumer Cyclical
|
Reduced | 1,631,920 | $388,951,812 | 1.79% | |
| GOOG |
Alphabet Inc.
PUT
+ SHARES
Communication Services
|
Reduced | 896,730 | $316,841,609 | 1.46% | |
| AVGO |
Broadcom Inc.
PUT
+ SHARES
Technology
|
Reduced | 836,257 | $315,896,081 | 1.46% | |
| SPY |
Spdr S&P 500 ETF Trust
PUT
+ SHARES
|
Added | 376,284 | $280,997,602 | 1.30% | |
| MU |
Micron Technology Inc
PUT
+ SHARES
Technology
|
Added | 228,071 | $263,260,074 | 1.21% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Added | 2,603,807 | $257,724,816 | 1.19% | |
| JPM |
Jpmorgan Chase & Co
PUT
+ SHARES
Financial Services
|
Reduced | 671,218 | $219,709,787 | 1.01% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 172,997 | $207,497,808 | 0.96% | |
| TSM |
Taiwan Semiconductor Manufacturing Co Ltd
Technology
|
Reduced | 399,158 | $190,625,886 | 0.88% | |
| TSLA |
Tesla, Inc.
PUT
+ SHARES
Consumer Cyclical
|
Reduced | 435,626 | $183,224,295 | 0.84% | |
| META |
Meta Platforms, Inc.
PUT
+ SHARES
Communication Services
|
Reduced | 322,054 | $181,409,796 | 0.84% | |
| WMT |
Walmart Inc.
PUT
+ SHARES
Consumer Defensive
|
Reduced | 1,508,142 | $170,812,162 | 0.79% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 1,202,714 | $164,435,057 | 0.76% | |
| MO |
Altria Group, Inc.
Consumer Defensive
|
Added | 2,267,459 | $163,143,674 | 0.75% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 640,368 | $162,634,259 | 0.75% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 456,758 | $156,709,101 | 0.72% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 304,950 | $152,593,929 | 0.70% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Reduced | 246,489 | $143,187,924 | 0.66% | |
| C |
Citigroup Inc
Financial Services
|
Added | 1,020,350 | $142,808,185 | 0.66% | |
| WDC |
Western Digital Corp
Technology
|
Added | 222,713 | $142,251,247 | 0.66% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 1,130,286 | $132,763,393 | 0.61% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 124,100 | $132,154,088 | 0.61% | |
| LRCX |
Lam Research Corp
Technology
|
Reduced | 297,425 | $128,883,174 | 0.59% | |
| BAC |
Bank Of America Corp
PUT
+ SHARES
Financial Services
|
Added | 2,261,701 | $128,871,721 | 0.59% | |
| STIP |
iShares 0-5 Year TIPS Bond ETF
|
Added | 1,213,731 | $123,994,758 | 0.57% | |
| STX |
Seagate Technology Holdings plc
Technology
|
Reduced | 127,194 | $122,742,210 | 0.57% | |
| SYF |
Synchrony Financial
Financial Services
|
Added | 1,568,000 | $119,246,399 | 0.55% | |
| GM |
General Motors Co
Consumer Cyclical
|
Added | 1,435,261 | $110,629,917 | 0.51% | |
| KLAC |
Kla Corp
Technology
|
Added | 363,574 | $109,693,911 | 0.51% | |
| AMAT |
Applied Materials Inc
Technology
|
Reduced | 150,414 | $108,749,322 | 0.50% | |
| HCA |
HCA Healthcare, Inc.
Healthcare
|
Reduced | 263,829 | $102,864,287 | 0.47% | |
| EBAY |
Ebay Inc
Consumer Cyclical
|
Reduced | 917,455 | $102,525,595 | 0.47% | |
| TPR |
Tapestry, Inc.
Consumer Cyclical
|
Reduced | 693,688 | $101,542,049 | 0.47% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Reduced | 105,746 | $98,922,209 | 0.46% | |
| DHI |
Horton D R Inc
Consumer Cyclical
|
Added | 572,626 | $93,269,321 | 0.43% | |
| JBL |
Jabil Inc
Technology
|
Reduced | 240,209 | $92,595,764 | 0.43% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 248,491 | $87,637,805 | 0.40% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 347,226 | $87,375,950 | 0.40% | |
| MA |
Mastercard Inc
Financial Services
|
Reduced | 161,838 | $83,119,996 | 0.38% | |
| MUB |
iShares National Muni Bond ETF
|
Added | 753,693 | $81,112,440 | 0.37% | |
| MET |
Metlife Inc
Financial Services
|
Reduced | 956,951 | $80,967,622 | 0.37% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Reduced | 1,905,144 | $80,663,796 | 0.37% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 116,162 | $79,781,223 | 0.37% | |
| IGSB |
iShares 1-5 Year Investment Grade Corporate Bond ETF
|
Added | 1,518,855 | $79,603,190 | 0.37% | |
| ASML |
Asml Holding NV
Technology
|
Added | 39,105 | $77,797,047 | 0.36% | |
| WFC |
Wells Fargo & Company
Financial Services
|
Reduced | 940,283 | $77,704,986 | 0.36% |
Showing the top 50 of 2,579 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.