NBC SECURITIES, INC.
Broker-DealerPosition in EQS — Equus Total Return, Inc.
CIK 791540
BIRMINGHAM, AL
Position in EQS
as of Mar 31, 2026
· filed Apr 14, 2026
Position Value
$5,152
+$1,204 QoQ
Shares Held
2,800
0.0% QoQ
Ownership
0.020%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Sep 2023
11 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in EQS Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026NBC SECURITIES, INC. holds $24,725,494 across 135 Asset Management names.
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | UTG |
Reaves Utility Income Fund
|
54,264 | $2,209,630 | |
| 2 | BLK |
BlackRock, Inc.
|
1,711 | $1,645,229 | |
| 3 | BN |
BROOKFIELD Corp /ON/
|
26,541 | $1,130,381 | |
| 4 | BST |
BlackRock Science & Technology Trust
|
16,891 | $856,542 | |
| 5 | SEIC |
Sei Investments Co
|
9,275 | $813,510 | |
| 6 | BOE |
BlackRock Enhanced Global Dividend Trust
|
62,756 | $758,720 | |
| 7 | NDMO |
Nuveen Dynamic Municipal Opportunities Fund
|
70,046 | $729,178 | |
| 8 | SPXX |
Nuveen S&P 500 Dynamic Overwrite Fund
|
36,494 | $680,248 |
All Filings in EQS
Export CSV
11 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $5,152 | 2,800 | Shares | Sole | 2026-04-14 | |
| 2025-12-31 | $3,948 | 2,800 | Shares | Sole | 2026-01-29 | |
| 2025-09-30 | $6,300 | 2,800 | Shares | Sole | 2025-11-14 | |
| 2025-06-30 | $3 | 2,800 | Shares | Sole | 2025-07-08 | |
| 2025-03-31 | $2 | 2,800 | Shares | Sole | 2025-04-09 | |
| 2024-12-31 | $2 | 2 | Shares | Sole | 2025-01-22 | |
| 2024-09-30 | $3 | 2,800 | Shares | Sole | 2024-10-15 | |
| 2024-06-30 | $3 | 2,800 | Shares | Sole | 2024-07-10 | |
| 2024-03-31 | $4,088 | 2,800 | Shares | Sole | 2024-04-05 | |
| 2023-12-31 | $4,060 | 2,800 | Shares | Sole | 2024-02-07 | |
| 2023-09-30 | $4,144 | 2,800 | Shares | Sole | 2023-11-03 | |
| No filing history on record for this holder in this stock. | ||||||