INDEPENDENT FINANCIAL GROUP, LLC
Position in GAIN — Gladstone Investment Corporationde
CIK 275484
SAN DIEGO, CA
Position in GAIN
as of Mar 31, 2026
· filed May 15, 2026
Position Value
$354,687
-$158,822 QoQ
Shares Held
24,978
-32.0% QoQ
Ownership
0.063%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Sep 2022
15 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in GAIN Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026INDEPENDENT FINANCIAL GROUP, LLC holds $149,681,093 across 99 Asset Management names.
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BPRE |
Bluerock Private Real Estate Fund
|
1,254,525 | $16,321,370 | |
| 2 | PDI |
PIMCO Dynamic Income Fund
|
717,418 | $11,980,880 | |
| 3 | ARCC |
Ares Capital Corp
|
460,273 | $8,528,858 | |
| 4 | FSK |
FS KKR Capital Corp
|
760,481 | $7,985,050 | |
| 5 | PSEC |
Prospect Capital Corp
|
2,485,356 | $5,741,172 | |
| 6 | FSCO |
FS Credit Opportunities Corp.
|
1,120,115 | $5,589,373 | |
| 7 | PFL |
Pimco Income Strategy Fund
|
524,739 | $4,134,943 | |
| 8 | DSL |
DoubleLine Income Solutions Fund
|
352,342 | $3,896,902 |
All Filings in GAIN
Export CSV
15 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $354,687 | 24,978 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $513,509 | 36,758 | Shares | Sole | 2026-05-15 | |
| 2025-09-30 | $467,143 | 33,802 | Shares | Sole | 2026-05-15 | |
| 2025-06-30 | $472,137 | 33,086 | Shares | Sole | 2026-05-15 | |
| 2025-03-31 | $432,236 | 32,353 | Shares | Sole | 2026-05-19 | |
| 2024-12-31 | $428,677 | 32,353 | Shares | Sole | 2026-06-12 | |
| 2024-09-30 | $445,132 | 30,805 | Shares | Sole | 2026-06-12 | |
| 2024-06-30 | $377,236 | 26,984 | Shares | Sole | 2026-06-12 | |
| 2024-03-31 | $277,655 | 19,512 | Shares | Sole | 2026-06-12 | |
| 2023-12-31 | $242,870 | 17,164 | Shares | Sole | 2026-06-12 | |
| 2023-09-30 | $190,144 | 14,925 | Shares | Sole | 2026-06-12 | |
| 2023-06-30 | $194,009 | 14,878 | Shares | Sole | 2026-06-12 | |
| 2023-03-31 | $196,338 | 14,818 | Shares | Sole | 2026-06-12 | |
| 2022-12-31 | $159,929 | 12,388 | Shares | Sole | 2026-06-15 | |
| 2022-09-30 | $149,894 | 12,388 | Shares | Sole | 2026-06-15 | |
| No filing history on record for this holder in this stock. | ||||||