NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
Position in GUG — Guggenheim Active Allocation Fund
CIK 1141802
MILWAUKEE, WI
Position in GUG
as of Jun 30, 2026
· filed Aug 12, 2026
Position Value
$33,573
+$9,832 QoQ
Shares Held
2,101
+38.4% QoQ
Ownership
0.006%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Jun 2023
4 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in GUG Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO holds $2,156,877,135 across 254 Asset Management names. GUG ranks #159 (0.0% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | IVZ |
Invesco Ltd.
|
12,713,263 | $1,856,696,783 | |
| 2 | PHYS |
Sprott Physical Gold Trust
|
1,352,007 | $40,790,051 | |
| 3 | BPRE |
Bluerock Private Real Estate Fund
|
2,781,441 | $36,186,547 | |
| 4 | PTY |
Pimco Corporate & Income Opportunity Fund
|
2,723,452 | $32,763,127 | |
| 5 | BLK |
BlackRock, Inc.
|
41,983 | $26,399,093 | |
| 6 | STT |
State Street Corp
|
371,397 | $22,203,715 | |
| 7 | BX |
Blackstone Inc.
|
139,717 | $16,440,499 | |
| 8 | PDI |
PIMCO Dynamic Income Fund
|
651,048 | $10,872,501 |
All Filings in GUG
Export CSV
4 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $33,573 | 2,101 | Shares | Defined | 2026-08-12 | |
| 2025-06-30 | $23,741 | 1,518 | Shares | Defined | 2025-08-13 | |
| 2024-12-31 | $11,152 | 750 | Shares | Defined | 2025-02-11 | |
| 2023-06-30 | $8,616 | 600 | Shares | Defined | 2023-08-14 | |
| No filing history on record for this holder in this stock. | ||||||