GUG
Guggenheim Active Allocation FundCompany with tickers: GUG
CIK
1864208
CUSIP
40170T106
Shares Outstanding
32,980,083
13F Activity (30d)
26 filings
24 filers
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 44
Total Value: $160,810,692
Total Shares: 10,565,750
Institutional Ownership Trend
Holder Concentration
Across 44 13F filers · Δ vs Dec 31, 2025Top Holder
26.9%
+1.1 pts
Top 5
61.0%
+1.4 pts
Top 10
89.7%
+3.6 pts
HHI
1,200
Broadly held
+85
Quarterly Activity
vs Dec 31, 2025
New
4
Increased
20
Decreased
12
Sold Out
13
Unchanged
8
Holder count:
-9
Institutional value:
-2.8%
Shares held:
-2.1%
Top Buyers
vs Dec 31, 2025| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Large COHEN & STEERS, INC. | +100,000 | 848,149 | |
| Mega RAYMOND JAMES FINANCIAL INC | +60,822 | 708,954 | |
| Mega MORGAN STANLEY | +56,455 | 2,838,748 | |
| Mega BANK OF AMERICA CORP /DE/ | +29,929 | 914,964 | |
| Large Baird Financial Group, Inc. | +22,262 | 730,304 |
Top Sellers
vs Dec 31, 2025| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Large Pathstone Holdings, LLC | −87,055 | 888,872 | |
| Large Focus Partners Wealth | −66,994 | 75,699 | |
| Mid Advisors Asset Management, Inc. | −31,597 | 804,347 | |
| Mid J.W. COLE ADVISORS, INC. | −21,745 | 17,270 | |
| Large OSAIC HOLDINGS, INC. | −5,818 | 39,722 |
Top New Positions
vs Dec 31, 2025| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Mega CITADEL ADVISORS LLC | 30,181 | $459,354 | |
| Mid Independent Advisor Alliance | 18,590 | $282,939 | |
| Mid Farther Finance Advisors, LLC | 357 | $5,433 | |
| Small HIGHLINE WEALTH PARTNERS LLC | 187 | $2,846 |
Top Sold-Out Positions
vs Dec 31, 2025| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Micro CORRADO ADVISORS, LLC | 180,342 | $2,764,642 | |
| Large Kestra Advisory Services, LLC | 104,026 | $1,594,718 | |
| Large Marex Group plc | 27,847 | $426,894 | |
| Mega JANE STREET GROUP, LLC | 19,880 | $304,760 | |
| Mid Orion Porfolio Solutions, LLC | 15,212 | $233,199 |
| Holder | Value (USD) | % of 13F | Shares | Type | Discretion | Filed | Open | |||
|---|---|---|---|---|---|---|---|---|---|---|
| Mega MORGAN STANLEY | $43,205,744 | 26.87% | 2,838,748 | Shares | Defined | 2026-05-15 | ||||
| Large GUGGENHEIM CAPITAL LLC | $14,459,000 | 8.99% | 950,000 | Shares | Defined | 2026-05-15 | ||||
| Mega BANK OF AMERICA CORP /DE/ Bank | $13,925,752 | 8.66% | 914,964 | Shares | Defined | 2026-05-18 | ||||
| Large Pathstone Holdings, LLC | $13,528,631 | 8.41% | 888,872 | Shares | Defined | 2026-05-11 | ||||
| Large COHEN & STEERS, INC. | $12,908,827 | 8.03% | 848,149 | Shares | Sole | 2026-05-15 | ||||
| Mid Advisors Asset Management, Inc. | $12,242,161 | 7.61% | 804,347 | Shares | Sole | 2026-05-15 | ||||
| Large Baird Financial Group, Inc. | $11,115,226 | 6.91% | 730,304 | Shares | Defined | 2026-05-14 | ||||
| Mega RAYMOND JAMES FINANCIAL INC | $10,790,278 | 6.71% | 708,954 | Shares | Defined | 2026-05-14 | ||||
| Mega ROYAL BANK OF CANADA Bank | $7,610,213 | 4.73% | 500,014 | Shares | Defined | 2026-05-15 | ||||
| Mega WELLS FARGO & COMPANY/MN | $4,514,145 | 2.81% | 296,593 | Shares | Defined | 2026-05-11 | ||||
| Large Steward Partners Investment Advisory, LLC | $2,284,826 | 1.42% | 150,120 | Shares | Sole | 2026-05-08 | ||||
| Micro Closed-End Fund Advisors, Inc. | $1,623,791 | 1.01% | 106,688 | Shares | Sole | 2026-05-11 | ||||
| Mega Invesco Ltd. | $1,293,060 | 0.80% | 84,958 | Shares | Defined | 2026-05-12 | ||||
| Large Focus Partners Wealth | $1,152,138 | 0.72% | 75,699 | Shares | Sole | 2026-05-15 | ||||
| Mid OPPENHEIMER & CO INC | $1,019,176 | 0.63% | 66,963 | Shares | Sole | 2026-04-24 | ||||
| Small Ascentis Independent Advisors | $739,341 | 0.46% | 48,577 | Shares | Sole | 2026-04-28 | ||||
| Large STIFEL FINANCIAL CORP | $732,477 | 0.46% | 48,126 | Shares | Defined | 2026-05-12 | ||||
| Large Cetera Investment Advisers | $665,022 | 0.41% | 43,694 | Shares | Sole | 2026-05-13 | ||||
| Mega ENVESTNET ASSET MANAGEMENT INC | $620,549 | 0.39% | 40,772 | Shares | Sole | 2026-05-04 | ||||
| Large OSAIC HOLDINGS, INC. | $604,568 | 0.38% | 39,722 | Shares | Defined | 2026-05-15 | ||||
| Mega LPL Financial LLC | $592,164 | 0.37% | 38,907 | Shares | Sole | 2026-05-06 | ||||
| Mid Concurrent Investment Advisors, LLC | $584,767 | 0.36% | 38,421 | Shares | Sole | 2026-04-21 | ||||
| Mid World Investment Advisors | $495,091 | 0.31% | 32,529 | Shares | Sole | 2026-04-27 | ||||
| Mid JOURNEY STRATEGIC WEALTH LLC | $486,111 | 0.30% | 31,939 | Shares | Sole | 2026-04-15 | ||||
| Small Aviance Capital Partners, LLC | $481,971 | 0.30% | 31,667 | Shares | Sole | 2026-05-06 | ||||
| Large Rockefeller Capital Management L.P. | $466,188 | 0.29% | 30,630 | Shares | Defined | 2026-05-14 | ||||
| Mega CITADEL ADVISORS LLC | $459,354 | 0.29% | 30,181 | Shares | Defined | 2026-05-15 | ||||
| Large DAVENPORT & Co LLC | $296,759 | 0.18% | 19,498 | Shares | Sole | 2026-04-15 | ||||
| Mid Independent Advisor Alliance | $282,939 | 0.18% | 18,590 | Shares | Sole | 2026-05-12 | ||||
| Mega UBS Group AG | $282,224 | 0.18% | 18,543 | Shares | Defined | 2026-05-05 | ||||
| Mid J.W. COLE ADVISORS, INC. | $262,849 | 0.16% | 17,270 | Shares | Sole | 2026-04-23 | ||||
| Large Cambridge Investment Research Advisors, Inc. | $228,573 | 0.14% | 15,018 | Shares | Sole | 2026-04-30 | ||||
| Small High Net Worth Advisory Group LLC | $191,087 | 0.12% | 12,555 | Shares | Sole | 2026-04-17 | ||||
| Mid Kingsview Wealth Management, LLC | $188,651 | 0.12% | 12,395 | Shares | Sole | 2026-05-12 | ||||
| Mid WEDBUSH SECURITIES INC Broker-Dealer | $164,604 | 0.10% | 10,815 | Shares | Sole | 2026-04-21 | ||||
| Small Annis Gardner Whiting Capital Advisors, LLC | $114,150 | 0.07% | 7,500 | Shares | Sole | 2026-05-06 | ||||
| Mid Larson Financial Group LLC | $45,660 | 0.03% | 3,000 | Shares | Sole | 2026-05-15 | ||||
| Mid Geneos Wealth Management Inc. | $45,660 | 0.03% | 3,000 | Shares | Sole | 2026-05-05 | ||||
| Small Noble Wealth Management PBC | $41,094 | 0.03% | 2,700 | Shares | Sole | 2026-04-02 | ||||
| Small TSFG, LLC | $26,391 | 0.02% | 1,734 | Shares | Sole | 2026-04-27 | ||||
| Mid HARBOUR INVESTMENTS, INC. | $22,830 | 0.01% | 1,500 | Shares | Sole | 2026-05-15 | ||||
| Mega JPMORGAN CHASE & CO | $8,371 | 0.01% | 550 | Shares | Defined | 2026-05-13 | ||||
| Mid Farther Finance Advisors, LLC | $5,433 | 0.00% | 357 | Shares | Sole | 2026-04-07 | ||||
| Small HIGHLINE WEALTH PARTNERS LLC | $2,846 | 0.00% | 187 | Shares | Sole | 2026-04-06 | ||||
| No holders match your search. | ||||||||||