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GUG

Guggenheim Active Allocation Fund

Company with tickers: GUG

CIK
1864208
CUSIP
40170T106
Shares Outstanding
32,980,083
Price Holdings Short Volume Short Interest Fails to Deliver SEC Filings Earnings Calls Insider Trading Congress Trades
Report Date:
Holders: 53
Total Value: $165,342,440
Total Shares: 10,785,549
Holder Value (USD) Shares Action
MORGAN STANLEY $42,510,825 2,773,048 View
Pathstone Holdings, LLC $14,960,960 975,927 View
Guggenheim Capital LLC $14,563,500 950,000 View
BANK OF AMERICA CORP /DE/ $13,567,586 885,035 View
Advisors Asset Management, Inc. $12,815,021 835,944 View
COHEN & STEERS, INC. $11,469,124 748,149 View
Baird Financial Group, Inc. $10,854,283 708,042 View
RAYMOND JAMES FINANCIAL INC $9,935,862 648,132 View
ROYAL BANK OF CANADA $7,430,726 484,718 View
WELLS FARGO & COMPANY/MN $4,238,667 276,495 View
CORRADO ADVISORS, LLC $2,764,642 180,342 View
Colony Group, LLC $2,187,483 142,693 View
Steward Partners Investment Advisory, LLC $2,106,020 137,379 View
Closed-End Fund Advisors, Inc. $1,692,370 110,396 View
Kestra Advisory Services, LLC $1,594,718 104,026 View
Invesco Ltd. $1,201,228 78,358 View
OPPENHEIMER & CO INC $1,088,905 71,031 View
STIFEL FINANCIAL CORP $740,147 48,281 View
Golden State Equity Partners $731,149 47,694 View
Advisor Group Holdings, Inc. $698,128 45,540 View
J.W. COLE ADVISORS, INC. $598,099 39,015 View
Concurrent Investment Advisors, LLC $559,192 36,477 View
Aviance Capital Partners, LLC $484,734 31,620 View
ENVESTNET ASSET MANAGEMENT INC $482,649 31,484 View
Pensionmark Financial Group, LLC $474,724 30,967 View
Rockefeller Capital Management L.P. $459,961 30,004 View
JOURNEY STRATEGIC WEALTH LLC $428,304 27,939 View
Marex Group plc $426,894 27,847 View
Cetera Investment Advisers $419,014 27,333 View
LPL Financial LLC $407,210 26,563 View
DAVENPORT & Co LLC $373,484 24,363 View
JANE STREET GROUP, LLC $304,760 19,880 View
UBS Group AG $293,952 19,175 View
CLS Investments, LLC $233,199 15,212 View
COMMONWEALTH EQUITY SERVICES, LLC $231,988 15,133 View
Cambridge Investment Research Advisors, Inc. $230,363 15,027 View
Kingsview Wealth Management, LLC $227,343 14,830 View
MGB Wealth Management, LLC $216,858 14,146 View
1607 Capital Partners, LLC $193,158 12,600 View
High Net Worth Advisory Group LLC $189,678 12,373 View
U.S. Capital Wealth Advisors, LLC $180,924 11,802 View
XTX Topco Ltd $166,499 10,861 View
WEDBUSH SECURITIES INC $164,920 10,758 View
SOUTH STATE CORP $129,155 8,425 View
Annis Gardner Whiting Capital Advisors, LLC $114,975 7,500 View
Larson Financial Group LLC $45,990 3,000 View
Geneos Wealth Management Inc. $45,990 3,000 View
Noble Wealth Management PBC $41,391 2,700 View
TSFG, LLC $26,582 1,734 View
HARBOUR INVESTMENTS, INC. $22,995 1,500 View
JPMORGAN CHASE & CO $8,431 550 View
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC $7,665 500 View
CENTRAL TRUST Co $15 1 View

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