GUG

Guggenheim Active Allocation Fund

Company with tickers: GUG

CIK

1864208

CUSIP

40170T106

Shares Outstanding

32,980,083

13F Activity (30d)

2 filings 1 filers

Weekly off-exchange (dark pool / OTC) trading volume reported to FINRA under its OTC/ATS Transparency data. ATS volume is executed on alternating trading systems (dark pools); non-ATS OTC is other over-the-counter dealer volume. The off-exchange share is total off-exchange volume as a percentage of consolidated weekly trading volume for the same Monday–Friday week.

1M 3M 6M 1Y 5Y All

Off-Exchange Volume History

Week Start	ATS Volume	Non-ATS OTC Volume	Total Off-Exchange	% of FINRA Weekly Volume
2026-05-04	46,838	185,906	232,744	91.7%
2026-04-27	53,691	146,920	200,611	79.8%
2026-04-20	26,900	128,851	155,751	68.7%
2026-04-13	44,902	160,143	205,045	78.4%
2026-04-06	51,382	195,177	246,559	65.9%
2026-03-30	70,614	143,756	214,370	68.5%
2026-03-23	35,021	139,042	174,063	55.7%
2026-03-16	50,489	207,118	257,607	60.6%
2026-03-09	48,328	152,921	201,249	65.4%
2026-03-02	33,103	103,599	136,702	58.5%
2026-02-23	44,889	126,621	171,510	66.3%
2026-02-16	61,127	222,806	283,933	77.4%
2026-02-09	66,907	246,696	313,603	73.2%
2026-02-02	124,472	350,616	475,088	68.6%
2026-01-26	76,740	280,186	356,926	74.5%
2026-01-19	30,866	147,640	178,506	63.9%
2026-01-12	37,993	203,709	241,702	65.1%
2026-01-05	71,913	195,934	267,847	65.3%
2025-12-29	30,852	304,857	335,709	62.6%
2025-12-22	44,234	198,283	242,517	66.1%
2025-12-15	71,744	281,682	353,426	66.6%
2025-12-08	49,408	229,840	279,248	71.3%
2025-12-01	68,817	231,920	300,737	75.4%
2025-11-24	57,040	175,968	233,008	70.3%
2025-11-17	46,751	282,503	329,254	71.2%
2025-11-10	58,649	199,484	258,133	70.6%
2025-11-03	59,642	214,034	273,676	69.4%
2025-10-27	48,098	224,731	272,829	63.1%
2025-10-20	30,540	187,193	217,733	69.2%
2025-10-13	20,663	195,522	216,185	69.0%
2025-10-06	53,574	268,836	322,410	69.3%
2025-09-29	45,283	228,774	274,057	59.9%
2025-09-22	57,398	189,423	246,821	65.4%
2025-09-15	20,194	180,823	201,017	61.2%
2025-09-08	40,298	182,201	222,499	61.9%
2025-09-01	34,720	139,357	174,077	55.8%
2025-08-25	55,024	185,310	240,334	70.4%
2025-08-18	54,991	174,710	229,701	61.0%
2025-08-11	57,068	149,944	207,012	59.1%
2025-08-04	98,752	241,811	340,563	67.6%
2025-07-28	140,445	256,019	396,464	70.4%
2025-07-21	46,194	238,693	284,887	70.6%
2025-07-14	34,544	214,541	249,085	72.4%
2025-07-07	106,887	232,417	339,304	71.1%
2025-06-30	67,874	127,701	195,575	61.3%
2025-06-23	80,391	253,646	334,037	60.7%

Showing 1–46 of 46 weeks