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Equibles

GUG · Guggenheim Active Allocation Fund

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$13.90 -0.04 (-0.29%) At close · Oct 2
Rebalance outlook locked
Market Cap
$459.41M
Shares
32.98M
Volume · Oct 2 244.08K Avg daily vol (3M) 115.51K

Price & Indicators

Drag to pan · scroll to zoom
Indicators
Price
Panels
Event markers
20d MA 50d MA 200d MA Earnings Filing Insider Congress Investor day
Close$13.90 Open$13.98 Day$13.83–14.03 52W close$13.79–16.37 Avg vol 30d129K Short int36K · 0.1% float · 1.0d Short vol25% DataNov 2021–Oct 2026

Metrics snapshot

Useful current figures from the complete screener profile.

Revenue (TTM)
—
Trailing 12 months
Net income (TTM)
—
Trailing 12 months
Revenue growth YoY
—
Year over year
Operating margin
—
Trailing 12 months
P / E (TTM)
—
Trailing earnings
FCF yield
—
TTM · current market cap
Return on invested capital
—
Trailing 12 months
Net cash
—
Latest balance sheet
Dividend yield
10.3%
Trailing 12 months
Shares change YoY
—
Year over year · more shares
Price change (1Y)
-11.3%
Trailing year
Short interest
0.1%
Latest settlement · 1.0 days to cover
View all 115 metrics

Equibles Rating

blended score · not investment advice
Overall
Sell
SellHoldBuy
Technical Strong Sell Momentum Very Weak Sentiment Bearish Fundamentals Limited Quant / Vol Very Low
Market backdrop VIX 15.3 · calm Equity put/call 0.58
Technical
price trend
Strong Sell
50 / 200-day cross No cross
Price vs 200-day avg −11%
below
Price vs 50-day avg −7%
below
RSI (14) 34
neutral
MACD trend Negative
52-week position 4%
near low
Volume (OBV) Confirms
volume backs price
Momentum
relative strength
Very Weak
1-month return −10%
trailing
6-month return −13%
trailing
YTD return −9%
this year
Relative strength −25%
vs S&P · 6-mo
Sentiment
smart money
Bearish
Trend (MA cross) No cross
50d $15 › 200d $16 — 200d above 50d
Institutional flow Distributing
1 of 46 funds reported for Sep 30 · net -1.1K sh shares
Insider flow Flat
No net insider activity over 90 days
Short interest Rising
0.11% of float · ▲ +185.4% MoM · 1.0 days cover
Volume signal Reversal watch
High volume on a down day — possible exhaustion
Institution breadth Steady
46 holders — mid 3-yr range
Squeeze score 29
low risk · 0–100
Fundamentals
Limited
Not enough data for a confident read.
Quant / Vol
risk profile
Very Low
Volatility 13%
annualized · 1-yr
Max drawdown −16%
past year
ATR 2.0%
of price · 14-day

Blended from price, momentum, positioning, fundamentals & volatility · daily-close · not investment advice. Market backdrop is context, not part of the score.

Technicals

trend & momentum for long-term holders Strong Sell
4 · 3 · 0
50 / 200-day cross
No cross Neutral
Price vs 200-day avg
−11% Bearish
Price vs 50-day avg
−7% Bearish
RSI (14)
34 Neutral
MACD trend
Negative Bearish
52-week position
4% Bearish
Volume (OBV)
Confirms Neutral
Market signals — smart money & positioning
Bearish · 2 of 6
Trend (MA cross) No cross
50d $15 › 200d $16 — 200d above 50d
Institutional flow Distributing
1 of 46 funds reported for Sep 30 · net -1.1K sh shares
Insider flow Flat
No net insider activity over 90 days
Short interest Rising
0.11% of float · ▲ +185.4% MoM · 1.0 days cover
Volume signal Reversal watch
High volume on a down day — possible exhaustion
Institution breadth Steady
46 holders — mid 3-yr range
Price context
position in its 52-week range
Range low $14 Now $14 · 4% Range high $16
vs 200-day avg -11% vs 50-day avg -7%

Illustrative technical + ownership context — a signal mix, not investment advice.

Versus peers

Asset Management — same industry group
Open screener →
Company Mkt cap YTD Rev growth Y/Y P/E Short % shares
GUG
Guggenheim Active Allocation Fund
this stock
$459.41M -9.3% — — 0.1%
BLK
BlackRock, Inc.
 $347.03B -1.0% +16.2% 25.6 0.6%
KKR
KKR & Co. Inc.
 $86.77B -29.2% -11.0% — 1.5%
BX
Blackstone Inc.
 $85.57B -27.5% +9.2% 25.6 2.6%
BN
BROOKFIELD Corp /ON/
 $81.46B -19.5% — — 0.9%

Peers by industry group · P/E from as-reported trailing EPS · short % is of shares outstanding

At a glance

key data from every section
Ownership
Institutional Holders Reducing
Holders
46
% held
34.6%
Reported
1 of 46
Top holder
MORGAN STANLEY
Held Float
View
Held by Funds
Fund positions
2
View
Short & Settlement
Short Interest Rising
Shares short
35.9K
Days to cover
1.0d
Change
+23.3K sh
View
Short Volume
Short vol %
25%
As of
Oct 2, 2026
Short Total
View
Fails to Deliver
FTD shares
389
Value
$5.9K
As of
Sep 11, 2026
View
Off-Exchange
Off-exchange %
66.2%
Week of
Aug 24, 2026
Off-exch Lit
View
Filings
SEC Filings
Latest
DEF 14A
Filed
Feb 26, 2026
This year
1
View

Performance

5D 20D 120D MTD YTD
GUG -0.2% -10.3% -12.5% -1.8% -9.3%
SPY -0.2% -0.5% +12.2% +0.9% +12.9%
vs SPY +0.0% -9.9% -24.7% -2.7% -22.2%

Capital returns

Latest dividend
$0.119 / share · ex Sep 15, 2026
Declared · upcoming
$0.1188 / share · ex Oct 15, 2026
Paid (TTM)
$1.428 / share · 12 payouts
Dividend yield (TTM, derived)
10.27%

Dividends per share over the trailing 365 days by ex-date · buyback figures as last reported in SEC filings ("spent" derived as authorized − remaining; when several programs run concurrently, authorized is their combined total per the newest filing) · components shown separately — trailing-year buyback spend isn't tracked, so no combined shareholder yield is derived.

Key facts CIK 1864208 CUSIP 40170T106 13F (30d) 2 filings 2 filers Visit website