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Equibles

GUG · Guggenheim Active Allocation Fund · Insider Trading

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$13.90 -0.04 (-0.29%) At close · Oct 2
Rebalance outlook locked
Market Cap
$459.41M
Shares
32.98M
Volume · Oct 2 244.08K Avg daily vol (3M) 115.51K

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.

Query insider transactions through the insider trading API or MCP →
Date Insider Type Shares
2026-03-06
Barnes Randall C
Sell↓
3,000
2025-12-18
NYBERG RONALD
Buy↑
321
2025-05-05
NYBERG RONALD
Buy↑
1,305
2025-04-01
TOUPIN RONALD E JR
Buy↑
1,500
2024-10-03
Barnes Randall C
Sell↓
500
2024-09-03
Brock-Kyle Angela
Buy↑
907
2024-09-03
Brock-Kyle Angela
Buy↑
2
2024-09-03
Brock-Kyle Angela
Buy↑
0
2024-04-01
TOUPIN RONALD E JR
Buy↑
194
2024-01-30
Barnes Randall C
Buy↑
385
2023-12-29
TOUPIN RONALD E JR
Buy↑
200
2023-12-13
Barnes Randall C
Buy↑
5,880
2023-12-08
Barnes Randall C
Buy↑
2,000
2023-12-07
Barnes Randall C
Buy↑
7,725
2023-12-06
Barnes Randall C
Buy↑
14,705
2023-12-05
Barnes Randall C
Buy↑
6,000
2023-11-30
Barnes Randall C
Buy↑
1,000
2023-11-30
TOUPIN RONALD E JR
Buy↑
200
2023-10-31
TOUPIN RONALD E JR
Buy↑
220
2023-10-31
Barnes Randall C
Buy↑
1,000
2023-10-23
Brock-Kyle Angela
Buy↑
775
2023-09-29
TOUPIN RONALD E JR
Buy↑
215
2023-09-29
Barnes Randall C
Buy↑
1,784
2023-09-05
Barnes Randall C
Buy↑
1,390
2023-09-01
TOUPIN RONALD E JR
Buy↑
202
2023-09-01
Barnes Randall C
Buy↑
333
2023-08-01
Barnes Randall C
Buy↑
1,729
2023-07-31
TOUPIN RONALD E JR
Buy↑
202
2023-07-05
TOUPIN RONALD E JR
Buy↑
202
2023-07-01
Barnes Randall C
Buy↑
1,645
2023-06-07
Barnes Randall C
Buy↑
310
2023-06-01
TOUPIN RONALD E JR
Buy↑
215
2023-06-01
Barnes Randall C
Buy↑
1,400
2023-05-01
Barnes Randall C
Buy↑
1,146
2023-04-28
TOUPIN RONALD E JR
Buy↑
200
2023-04-28
Barnes Randall C
Buy↑
500
2023-04-06
TOUPIN RONALD E JR
Buy↑
250
2023-03-13
TOUPIN RONALD E JR
Buy↑
245
2023-03-10
Barnes Randall C
Buy↑
1,610
2023-02-03
TOUPIN RONALD E JR
Buy↑
189
2023-02-01
Barnes Randall C
Buy↑
1,540
2022-12-30
TOUPIN RONALD E JR
Buy↑
248
2022-12-30
Barnes Randall C
Buy↑
1,645
2022-12-30
TOUPIN RONALD E JR
Buy↑
1
2022-12-30
TOUPIN RONALD E JR
Buy↑
0
2022-12-21
Barnes Randall C
Buy↑
2,400
2022-12-20
Barnes Randall C
Buy↑
2,030
2022-12-02
Brock-Kyle Angela
Buy↑
Filing footnotes — Common Stock (Direct)

The Form 4 is being amended to clarify previously-reported trades. The total amount of securities owned following the reported transactions remains the same at 1,352.7820.

 0
2022-12-02
Brock-Kyle Angela
Buy↑
351
2022-12-02
Brock-Kyle Angela
Buy↑
2
Legend Buy — open-market purchase Sell — open-market sale ↑ Shares acquired ↓ Shares disposed (gift, conversion, tax…)
Showing 1–50 of 71 transactions
Key facts CIK 1864208 CUSIP 40170T106 13F (30d) 2 filings 2 filers Visit website