GUG · Guggenheim Active Allocation Fund

$15.45 +0.08 (+0.52%) At close · Jul 31

Market Cap

$509.54M

32.98M

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.

Date	Insider	Role	Type	Security	Shares	Price	Value	After
2026-03-06	Barnes Randall C	Director	Sell↓	Common Stock	3,000	$15.85	$47,550	62,322
2025-12-18	NYBERG RONALD	Director	Buy↑	Common Stock	321	$15.53	$4,985	2,426
2025-05-05	NYBERG RONALD	Director	Buy↑	Common Stock	1,305	$15.15	$19,775	2,105
2025-04-01	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	1,500	$15.10	$22,650	13,617
2024-11-21	Miller Elisabeth	Chief Compliance Officer	Other↑	No Securities Owned	0	—	—	0
2024-10-03	Barnes Randall C	Director	Sell↓	Common Stock	500	$16.45	$8,225	65,322
2024-09-03	Brock-Kyle Angela	Director	Buy↑	Common Stock	907	$15.94	$14,461	3,353
2024-09-03	Brock-Kyle Angela	Director	Buy↑	Common Stock	2	$15.93	$32	3,355
2024-09-03	Brock-Kyle Angela	Director	Buy↑	Common Stock	0	$15.99	$0	3,356
2024-04-01	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	194	$14.65	$2,842	11,046
2024-01-30	Barnes Randall C	Director	Buy↑	Common Stock	385	$14.50	$5,583	65,822
2023-12-29	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	200	$14.67	$2,933	10,591
2023-12-13	Barnes Randall C	Director	Buy↑	Common Stock	5,880	$13.92	$81,850	65,437
2023-12-08	Barnes Randall C	Director	Buy↑	Common Stock	2,000	$14.07	$28,140	59,557
2023-12-07	Barnes Randall C	Director	Buy↑	Common Stock	7,725	$14.12	$109,077	57,557
2023-12-06	Barnes Randall C	Director	Buy↑	Common Stock	14,705	$14.01	$206,017	49,832
2023-12-05	Barnes Randall C	Director	Buy↑	Common Stock	6,000	$13.92	$83,520	35,127
2023-11-30	Barnes Randall C	Director	Buy↑	Common Stock	1,000	$13.85	$13,850	29,127
2023-11-30	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	200	$13.73	$2,746	10,306
2023-10-31	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	220	$13.04	$2,869	10,019
2023-10-31	Barnes Randall C	Director	Buy↑	Common Stock	1,000	$12.99	$12,990	28,127
2023-10-23	Brock-Kyle Angela	Director	Buy↑	Common Stock	775	$12.90	$9,994	2,244
2023-09-29	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	215	$13.54	$2,911	9,710
2023-09-29	Barnes Randall C	Director	Buy↑	Common Stock	1,784	$13.58	$24,227	27,127
2023-09-05	Barnes Randall C	Director	Buy↑	Common Stock	1,390	$13.98	$19,432	25,343
2023-09-01	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	202	$14.10	$2,848	9,413
2023-09-01	Barnes Randall C	Director	Buy↑	Common Stock	333	$14.10	$4,695	23,953
2023-08-01	Barnes Randall C	Director	Buy↑	Common Stock	1,729	$14.16	$24,483	23,620
2023-07-31	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	202	$14.23	$2,874	9,134
2023-07-05	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	202	$14.30	$2,889	8,858
2023-07-01	Barnes Randall C	Director	Buy↑	Common Stock	1,645	$14.36	$23,622	21,891
2023-06-07	Barnes Randall C	Director	Buy↑	Common Stock	310	$13.80	$4,278	20,246
2023-06-01	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	215	$13.90	$2,989	8,584
2023-06-01	Barnes Randall C	Director	Buy↑	Common Stock	1,400	$13.75	$19,250	19,936
2023-05-01	Barnes Randall C	Director	Buy↑	Common Stock	1,146	$14.11	$16,170	18,536
2023-04-28	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	200	$14.03	$2,806	8,297
2023-04-28	Barnes Randall C	Director	Buy↑	Common Stock	500	$14.08	$7,040	17,390
2023-04-06	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	250	$14.18	$3,545	8,028
2023-03-13	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	245	$13.98	$3,425	7,711
2023-03-10	Barnes Randall C	Director	Buy↑	Common Stock	1,610	$14.27	$22,975	16,890
2023-02-03	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	189	$15.07	$2,848	7,404
2023-02-01	Barnes Randall C	Director	Buy↑	Common Stock	1,540	$14.85	$22,869	15,280
2022-12-30	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	248	$13.45	$3,336	7,156
2022-12-30	Barnes Randall C	Director	Buy↑	Common Stock	1,645	$13.49	$22,191	13,740
2022-12-30	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	1	$13.45	$13	7,157
2022-12-30	TOUPIN RONALD E JR	Director	Buy↑	Common Stock	0	$0.30	$0	7,157
2022-12-21	Barnes Randall C	Director	Buy↑	Common Stock	2,400	$13.73	$32,952	12,095
2022-12-20	Barnes Randall C	Director	Buy↑	Common Stock	2,030	$13.87	$28,156	9,695
2022-12-02	Brock-Kyle Angela	Director	Buy↑ Filing footnotes — Common Stock (Direct) The Form 4 is being amended to clarify previously-reported trades. The total amount of securities owned following the reported transactions remains the same at 1,352.7820.	Common Stock	0	$14.21	$0	1,352
2022-12-02	Brock-Kyle Angela	Director	Buy↑	Common Stock	351	$14.16	$4,970	1,350

Legend Buy — open-market purchase Sell — open-market sale ↑ Shares acquired ↓ Shares disposed (gift, conversion, tax…)

Showing 1–50 of 73 transactions

Key facts CIK 1864208 CUSIP 40170T106 13F (30d) 13 filings 13 filers Visit website