GUG · Guggenheim Active Allocation Fund
$15.45
+0.08 (+0.52%)
At close · Jul 31
Market Cap
$509.54M
Shares
32.98M
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2025-08-13 | 2025-05-31 | N-2 | 811-23702 | Original | — | — |
| 2024-08-14 | 2024-05-31 | N-2 | 811-23702 | Original | — | — |
| 2023-08-14 | 2023-05-31 | N-2 | 811-23702 | Original | — | — |
| 2022-08-15 | 2022-05-31 | N-2 | 811-23702 | Original | Yes | — |
Showing 1–4 of 4 filings
Service providers (latest report, filed 2025-08-13)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Guggenheim Funds Investment Advisors, LLC | — | — |
| Sub-Adviser | Guggenheim Partners Investment Management, LLC | — | Yes |
| Custodian | The Bank of New York Mellon | — | — |
| Transfer Agent | Computershare Inc. | US | — |
| Administrator | MUFG Investor Services (US), LLC | US | — |
| Pricing Service | Bloomberg | — | — |
| Pricing Service | ICE Data Services | — | — |
| Pricing Service | Refinitiv US LLC | — | — |
| Pricing Service | S&P Global, Inc. | — | — |
| Shareholder Servicing Agent | Computershare Inc. | US | — |
| Independent Public Accountant | Ernst & Young LLP | US | — |