GUG
Guggenheim Active Allocation FundCompany with tickers: GUG
CIK
1864208
CUSIP
40170T106
Shares Outstanding
32,980,083
13F Activity (30d)
26 filings
24 filers
Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.
Fails to Deliver History
| Settlement Date | Quantity | Price | Value |
|---|---|---|---|
| 2026-05-11 | 75 | $15.85 | $1,189 |
| 2026-05-08 | 2,519 | $15.80 | $39,800 |
| 2026-05-07 | 3,412 | $15.87 | $54,148 |
| 2026-05-06 | 230 | $15.84 | $3,643 |
| 2026-05-05 | 1,001 | $15.94 | $15,956 |
| 2026-04-28 | 1,904 | $15.61 | $29,721 |
| 2026-04-27 | 2,013 | $15.60 | $31,403 |
| 2026-04-22 | 636 | $15.58 | $9,909 |
| 2026-04-15 | 1,931 | $15.81 | $30,529 |
| 2026-04-14 | 16,038 | $15.89 | $254,844 |
| 2026-04-13 | 1,000 | $15.93 | $15,930 |
| 2026-04-02 | 478 | $15.32 | $7,323 |
| 2026-03-25 | 1,588 | $15.08 | $23,947 |
| 2026-03-24 | 404 | $15.00 | $6,060 |
| 2026-03-19 | 2,874 | $15.16 | $43,570 |
| 2026-03-18 | 301 | $15.31 | $4,608 |
| 2026-03-17 | 1,018 | $15.29 | $15,565 |
| 2026-03-13 | 2,382 | $15.45 | $36,802 |
| 2026-03-12 | 1,188 | $15.60 | $18,533 |
| 2026-03-11 | 1,861 | $15.63 | $29,087 |
| 2026-03-09 | 1,723 | $15.73 | $27,103 |
Showing 1–21 of 21 settlements