GUG · Guggenheim Active Allocation Fund · Fails to Deliver
Market Cap
$459.41M
Shares
32.98M
Volume · Oct 2
244.08K
Avg daily vol (3M)
115.51K
Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.
Fails to Deliver History
| Settlement Date | Quantity | Price | Value |
|---|---|---|---|
| 2026-09-11 | 389 | $15.25 | $5,932 |
| 2026-09-02 | 1 | $15.35 | $15 |
| 2026-08-13 | 2,947 | $15.45 | $45,531 |
| 2026-07-31 | 100 | $15.37 | $1,537 |
| 2026-07-27 | 543 | $15.40 | $8,362 |
| 2026-07-24 | 614 | $15.48 | $9,505 |
| 2026-07-23 | 26,988 | $15.67 | $422,902 |
| 2026-07-22 | 470 | $16.03 | $7,534 |
| 2026-07-21 | 2,838 | $16.10 | $45,692 |
| 2026-07-20 | 1,676 | $16.37 | $27,436 |
| 2026-07-16 | 14,744 | $16.22 | $239,148 |
| 2026-07-15 | 30,795 | $16.25 | $500,419 |
| 2026-07-14 | 26,643 | $16.13 | $429,752 |
| 2026-07-10 | 147 | $15.85 | $2,330 |
| 2026-07-09 | 1 | $15.83 | $16 |
| 2026-07-08 | 2,158 | $15.94 | $34,399 |
| 2026-07-07 | 2,621 | $15.97 | $41,857 |
Showing 1–17 of 17 settlements