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GUG · Guggenheim Active Allocation Fund

$15.45 +0.08 (+0.52%) At close · Jul 31
Market Cap
$509.54M
Shares
32.98M

Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.

Fails to Deliver History

Settlement Date Quantity Price Value
2026-07-14 26,643 $16.13 $429,752
2026-07-10 147 $15.85 $2,330
2026-07-09 1 $15.83 $16
2026-07-08 2,158 $15.94 $34,399
2026-07-07 2,621 $15.97 $41,857
2026-07-01 45 $15.98 $719
2026-06-30 8,298 $15.95 $132,353
2026-06-29 694 $15.82 $10,979
2026-06-26 5,257 $15.80 $83,061
2026-06-25 3,444 $15.75 $54,243
2026-06-24 745 $15.67 $11,674
2026-06-15 411 $16.18 $6,650
2026-06-12 2,388 $16.20 $38,686
2026-06-11 8,165 $16.11 $131,538
2026-06-10 751 $15.87 $11,918
2026-06-02 719 $16.12 $11,590
2026-05-21 21,800 $15.81 $344,658
2026-05-11 75 $15.85 $1,189
2026-05-08 2,519 $15.80 $39,800
2026-05-07 3,412 $15.87 $54,148
2026-05-06 230 $15.84 $3,643
2026-05-05 1,001 $15.94 $15,956
Showing 1–22 of 22 settlements
Key facts CIK 1864208 CUSIP 40170T106 13F (30d) 13 filings 13 filers Visit website