Baird Financial Group, Inc.
Position in GUG — Guggenheim Active Allocation Fund
CIK 1648711
MILWAUKEE, WI
Position in GUG
as of Jun 30, 2026
· filed Aug 12, 2026
Position Value
$10,817,069
-$298,157 QoQ
Shares Held
676,913
-7.3% QoQ
Ownership
2.05%
of shares outstanding
% of Portfolio
0.02%
of 13F equity value
Holder Rank
#8
of 46 holders
Holding Since
Mar 2023
14 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in GUG Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Baird Financial Group, Inc. holds $552,837,042 across 161 Asset Management names. GUG ranks #11 (2.0% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BLK |
BlackRock, Inc.
|
156,897 | $150,865,879 | |
| 2 | CEF |
Sprott Physical Gold & Silver Trust
|
841,648 | $33,859,498 | |
| 3 | HASI |
HA Sustainable Infrastructure Capital, Inc.
|
698,181 | $27,263,968 | |
| 4 | DNP |
Dnp Select Income Fund Inc
|
2,151,985 | $23,219,917 | |
| 5 | ARCC |
Ares Capital Corp
|
1,177,508 | $21,819,223 | |
| 6 | BX |
Blackstone Inc.
|
152,859 | $17,986,918 | |
| 7 | PHYS |
Sprott Physical Gold Trust
|
468,513 | $14,135,037 | |
| 8 | TROW |
Price T Rowe Group Inc
|
100,509 | $11,426,868 |
All Filings in GUG
Export CSV
14 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $10,817,069 | 676,913 | Shares | Defined | 2026-08-12 | |
| 2026-03-31 | $11,115,226 | 730,304 | Shares | Defined | 2026-05-14 | |
| 2025-12-31 | $10,854,283 | 708,042 | Shares | Defined | 2026-02-13 | |
| 2025-09-30 | $10,797,758 | 692,164 | Shares | Defined | 2025-11-13 | |
| 2025-06-30 | $12,217,076 | 781,143 | Shares | Defined | 2025-08-13 | |
| 2025-03-31 | $11,545,488 | 766,124 | Shares | Defined | 2025-05-15 | |
| 2024-12-31 | $10,939,011 | 735,643 | Shares | Defined | 2025-02-14 | |
| 2024-09-30 | $11,500,926 | 694,920 | Shares | Defined | 2024-11-14 | |
| 2024-06-30 | $9,923,493 | 664,668 | Shares | Defined | 2024-08-14 | |
| 2024-03-31 | $7,991,354 | 543,260 | Shares | Defined | 2024-05-14 | |
| 2023-12-31 | $6,066,264 | 413,797 | Shares | Defined | 2024-02-14 | |
| 2023-09-30 | $2,788,776 | 206,576 | Shares | Defined | 2023-11-13 | |
| 2023-06-30 | $2,894,200 | 201,546 | Shares | Defined | 2023-08-11 | |
| 2023-03-31 | $2,014,768 | 143,502 | Shares | Defined | 2023-05-15 | |
| No filing history on record for this holder in this stock. | ||||||