HARBOUR INVESTMENTS, INC.
Position in GUG — Guggenheim Active Allocation Fund
CIK 810121
MADISON, WI
Position in GUG
as of Jun 30, 2026
· filed Aug 12, 2026
Position Value
$23,970
+$1,140 QoQ
Shares Held
1,500
0.0% QoQ
Ownership
0.005%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
#42
of 46 holders
Holding Since
Jun 2022
17 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in GUG Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026HARBOUR INVESTMENTS, INC. holds $76,252,577 across 264 Asset Management names. GUG ranks #159 (0.0% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | FSK |
FS KKR Capital Corp
|
571,995 | $6,005,947 | |
| 2 | BPRE |
Bluerock Private Real Estate Fund
|
286,833 | $3,731,697 | |
| 3 | PSLV |
Sprott Physical Silver Trust
|
195,246 | $3,684,292 | |
| 4 | CHI |
Calamos Convertible Opportunities & Income Fund
|
273,702 | $3,678,554 | |
| 5 | PHYS |
Sprott Physical Gold Trust
|
107,453 | $3,241,857 | |
| 6 | RNP |
Cohen & Steers REIT & Preferred & Income Fund Inc
|
147,035 | $2,984,810 | |
| 7 | FSCO |
FS Credit Opportunities Corp.
|
477,739 | $2,383,917 | |
| 8 | NEA |
Nuveen AMT-Free Quality Municipal Income Fund
|
198,601 | $2,331,575 |
All Filings in GUG
Export CSV
17 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $23,970 | 1,500 | Shares | Sole | 2026-08-12 | |
| 2026-03-31 | $22,830 | 1,500 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $22,995 | 1,500 | Shares | Sole | 2026-02-09 | |
| 2025-09-30 | $23,400 | 1,500 | Shares | Sole | 2025-11-12 | |
| 2025-06-30 | $23,460 | 1,500 | Shares | Sole | 2025-07-28 | |
| 2025-03-31 | $22,605 | 1,500 | Shares | Sole | 2025-05-08 | |
| 2024-12-31 | $22,305 | 1,500 | Shares | Sole | 2025-02-10 | |
| 2024-09-30 | $24,825 | 1,500 | Shares | Sole | 2024-11-04 | |
| 2024-06-30 | $22,395 | 1,500 | Shares | Sole | 2024-07-26 | |
| 2024-03-31 | $22,065 | 1,500 | Shares | Sole | 2024-07-22 | |
| 2023-12-31 | $21,990 | 1,500 | Shares | Sole | 2024-02-16 | |
| 2023-09-30 | $20,250 | 1,500 | Shares | Sole | 2023-11-15 | |
| 2023-06-30 | $21,540 | 1,500 | Shares | Sole | 2023-08-15 | |
| 2023-03-31 | $21,060 | 1,500 | Shares | Sole | 2023-05-15 | |
| 2022-12-31 | $20,175 | 1,500 | Shares | Sole | 2023-02-16 | |
| 2022-09-30 | $19,335 | 1,500 | Shares | Sole | 2022-11-15 | |
| 2022-06-30 | $21,300 | 1,500 | Shares | Sole | 2022-08-15 | |
| No filing history on record for this holder in this stock. | ||||||