Advisors Asset Management, Inc.
Position in GUG — Guggenheim Active Allocation Fund
CIK 1297376
Monument, CO
Position in GUG
as of Jun 30, 2026
· filed Aug 14, 2026
Position Value
$12,808,593
+$566,432 QoQ
Shares Held
801,539
-0.3% QoQ
Ownership
2.43%
of shares outstanding
% of Portfolio
0.20%
of 13F equity value
Holder Rank
#6
of 46 holders
Holding Since
Dec 2022
15 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in GUG Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Advisors Asset Management, Inc. holds $1,103,194,092 across 213 Asset Management names. GUG ranks #21 (1.2% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | KYN |
Kayne Anderson Energy Infrastructure Fund, Inc.
|
1,912,181 | $26,445,463 | |
| 2 | MUC |
Blackrock Muniholdings California Quality Fund, Inc.
|
2,305,569 | $25,338,203 | |
| 3 | SPXX |
Nuveen S&P 500 Dynamic Overwrite Fund
|
1,233,884 | $22,999,597 | |
| 4 | NAC |
Nuveen California Quality Municipal Income Fund
|
1,877,055 | $22,749,906 | |
| 5 | NCZ |
Virtus Convertible & Income Fund II
|
1,296,527 | $20,614,779 | |
| 6 | GDV |
Gabelli Dividend & Income Trust
|
684,610 | $20,127,534 | |
| 7 | NIE |
Virtus Equity & Convertible Income Fund
|
663,531 | $17,822,442 | |
| 8 | TYG |
Tortoise Energy Infrastructure Corp
|
390,431 | $16,737,776 |
All Filings in GUG
Export CSV
15 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $12,808,593 | 801,539 | Shares | Sole | 2026-08-14 | |
| 2026-03-31 | $12,242,161 | 804,347 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $12,828,588 | 836,829 | Shares | Sole | 2026-08-21 | |
| 2025-09-30 | $13,961,812 | 894,988 | Shares | Sole | 2025-11-06 | |
| 2025-06-30 | $12,496,923 | 799,036 | Shares | Sole | 2025-08-12 | |
| 2025-03-31 | $10,683,273 | 708,910 | Shares | Sole | 2025-05-15 | |
| 2024-12-31 | $8,861,285 | 595,917 | Shares | Sole | 2026-08-21 | |
| 2024-09-30 | $8,074,298 | 487,873 | Shares | Sole | 2026-08-21 | |
| 2024-06-30 | $5,727,281 | 383,609 | Shares | Sole | 2026-08-21 | |
| 2024-03-31 | $3,983,835 | 270,825 | Shares | Sole | 2024-05-14 | |
| 2023-12-31 | $2,477,657 | 169,008 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $1,027,525 | 76,113 | Shares | Sole | 2023-11-14 | |
| 2023-06-30 | $631,911 | 44,005 | Shares | Sole | 2023-08-14 | |
| 2023-03-31 | $514,383 | 36,637 | Shares | Sole | 2023-05-12 | |
| 2022-12-31 | $2,864 | 213 | Shares | Sole | 2023-02-13 | |
| No filing history on record for this holder in this stock. | ||||||