Rockefeller Capital Management L.P.
Position in HFRO — Highland Opportunities & Income Fund
CIK 1739439
NEW YORK, NY
Position in HFRO
as of Jun 30, 2026
· filed Aug 13, 2026
Position Value
$66,914
+$16,108 QoQ
Shares Held
9,385
+5.5% QoQ
Ownership
0.017%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
#70
of 91 holders
Holding Since
Mar 2020
23 quarters on record
Voting authority
Sole 11%
Shared 0%
None 89%
Common Shares in HFRO Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Rockefeller Capital Management L.P. holds $1,201,278,278 across 321 Asset Management names. HFRO ranks #230 (0.0% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BLK |
BlackRock, Inc.
|
235,607 | $226,550,264 | |
| 2 | BX |
Blackstone Inc.
|
1,124,085 | $132,271,080 | |
| 3 | HASI |
HA Sustainable Infrastructure Capital, Inc.
|
1,688,146 | $65,922,098 | |
| 4 | APO |
Apollo Global Management, Inc.
|
448,214 | $53,028,196 | |
| 5 | KKR |
KKR & Co. Inc.
|
544,246 | $49,950,894 | |
| 6 | ARCC |
Ares Capital Corp
|
2,692,567 | $49,893,265 | |
| 7 | AMP |
Ameriprise Financial Inc
|
100,020 | $45,885,173 | |
| 8 | GBDC |
GOLUB CAPITAL BDC, Inc.
|
2,799,784 | $36,061,217 |
All Filings in HFRO
Export CSV
23 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $66,914 | 9,385 | Shares | Defined | 2026-08-13 | |
| 2026-03-31 | $50,806 | 8,898 | Shares | Defined | 2026-05-14 | |
| 2025-12-31 | $30,963 | 5,178 | Shares | Defined | 2026-03-17 | |
| 2025-09-30 | $81,088 | 12,770 | Shares | Defined | 2025-11-14 | |
| 2024-09-30 | $219,049 | 35,734 | Shares | Defined | 2024-11-14 | |
| 2024-06-30 | $273,049 | 43,688 | Shares | Defined | 2024-08-12 | |
| 2024-03-31 | $336,616 | 47,883 | Shares | Defined | 2024-05-14 | |
| 2023-12-31 | $314,236 | 40,863 | Shares | Defined | 2024-02-14 | |
| 2023-09-30 | $361,028 | 44,904 | Shares | Defined | 2023-11-14 | |
| 2023-06-30 | $403,839 | 44,722 | Shares | Defined | 2023-08-14 | |
| 2023-03-31 | $392,165 | 44,615 | Shares | Defined | 2023-05-16 | |
| 2022-12-31 | $746,142 | 72,441 | Shares | Defined | 2023-03-06 | |
| 2022-09-30 | $995,930 | 102,462 | Shares | Defined | 2022-11-02 | |
| 2022-06-30 | $985,317 | 87,506 | Shares | Defined | 2022-08-12 | |
| 2022-03-31 | $252,566 | 21,153 | Shares | Defined | 2022-05-13 | |
| 2021-12-31 | $34,288 | 3,120 | Shares | Defined | 2022-02-14 | |
| 2021-09-30 | $33,602 | 3,120 | Shares | Defined | 2021-11-12 | |
| 2021-06-30 | $34,028 | 3,119 | Shares | Defined | 2021-08-10 | |
| 2021-03-31 | $57,978 | 5,228 | Shares | Defined | 2021-05-11 | |
| 2020-12-31 | $79,598 | 7,743 | Shares | Defined | 2021-02-12 | |
| 2020-09-30 | $39,015 | 4,542 | Shares | Defined | 2020-11-13 | |
| 2020-06-30 | $152 | 19 | Shares | Defined | 2020-08-12 | |
| 2020-03-31 | $153 | 18 | Shares | Defined | 2020-05-12 | |
| No filing history on record for this holder in this stock. | ||||||