NorthRock Partners, LLC

Position in HGBL — Heritage Global Inc.

CIK 1632097 MINNEAPOLIS, MN

Position in HGBL

as of Jun 30, 2026 · filed Aug 11, 2026 Compact

Position Value

$41,308

-$5,121 QoQ

Shares Held

34,139

0.0% QoQ

Ownership

0.099%

of shares outstanding

% of Portfolio

0.00%

of 13F equity value

Holder Rank

#19

of 36 holders

Holding Since

Dec 2025

3 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Financial Services · as of Jun 30, 2026

NorthRock Partners, LLC holds $6,904,656 across 6 Capital Markets names. HGBL ranks #6 (0.6% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	GS	Goldman Sachs Group Inc	2,743	$2,774,187
2	MS	Morgan Stanley	12,479	$2,608,610
3	SCHW	Schwab Charles Corp	10,851	$1,001,221
4	IREN	IREN Ltd	5,496	$251,332
5	CLSK	Cleanspark, Inc.	15,670	$227,998
6	HGBL	Heritage Global Inc. This page	34,139	$41,308

3 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$41,308	34,139	0.0%	Shares	Sole	2026-08-11
2026-03-31	$46,429	34,139	0.0%	Shares	Sole	2026-05-15
2025-12-31	$42,332	34,139	—	Shares	Sole	2026-02-17
No filing history on record for this holder in this stock.