Tradewinds Capital Management, LLC
Position in HTGC — Hercules Capital, Inc.
CIK 1616026
BELLINGHAM, WA
Position in HTGC
as of Jun 30, 2026
· filed Jul 24, 2026
Position Value
$64,657
+$5,607 QoQ
Shares Held
4,100
+2.6% QoQ
Ownership
0.002%
of shares outstanding
% of Portfolio
0.06%
of 13F equity value
Holder Rank
#81
of 113 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in HTGC Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Tradewinds Capital Management, LLC holds $1,103,861 across 21 Asset Management names. HTGC ranks #6 (5.9% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | ADX |
Adams Diversified Equity Fund, Inc.
|
8,876 | $226,781 | |
| 2 | VKQ |
Invesco Municipal Trust
|
15,938 | $160,017 | |
| 3 | VKI |
Invesco Advantage Municipal Income Trust II
|
15,837 | $150,134 | |
| 4 | NZF |
Nuveen Municipal Credit Income Fund
|
11,508 | $145,921 | |
| 5 | VMO |
Invesco Municipal Opportunity Trust
|
9,891 | $97,624 | |
| 6 | HTGC |
Hercules Capital, Inc.
This page
|
4,100 | $64,657 | |
| 7 | NUV |
Nuveen Municipal Value Fund Inc
|
4,760 | $43,887 | |
| 8 | NXP |
Nuveen Select Tax Free Income Portfolio
|
2,394 | $34,258 |
All Filings in HTGC
Export CSV
26 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $64,657 | 4,100 | Shares | Sole | 2026-07-24 | |
| 2026-03-31 | $59,050 | 3,998 | Shares | Sole | 2026-04-15 | |
| 2025-12-31 | $73,266 | 3,893 | Shares | Sole | 2026-01-14 | |
| 2025-09-30 | $71,971 | 3,806 | Shares | Sole | 2025-10-21 | |
| 2025-06-30 | $68,147 | 3,728 | Shares | Sole | 2025-07-29 | |
| 2025-03-31 | $70,058 | 3,647 | Shares | Sole | 2025-04-25 | |
| 2024-12-31 | $71,741 | 3,571 | Shares | Sole | 2025-02-04 | |
| 2024-09-30 | $68,681 | 3,497 | Shares | Sole | 2024-10-16 | |
| 2024-06-30 | $69,979 | 3,422 | Shares | Sole | 2024-07-18 | |
| 2024-03-31 | $61,881 | 3,354 | Shares | Sole | 2024-04-19 | |
| 2023-12-31 | $54,710 | 3,282 | Shares | Sole | 2024-02-01 | |
| 2023-09-30 | $52,560 | 3,201 | Shares | Sole | 2023-10-30 | |
| 2023-06-30 | $46,264 | 3,126 | Shares | Sole | 2023-07-20 | |
| 2023-03-31 | $39,172 | 3,039 | Shares | Sole | 2023-04-10 | |
| 2022-12-31 | $39,038 | 2,953 | Shares | Sole | 2023-01-23 | |
| 2022-09-30 | $33,350 | 2,880 | Shares | Sole | 2022-10-18 | |
| 2022-06-30 | $37,987 | 2,816 | Shares | Sole | 2022-07-21 | |
| 2022-03-31 | $49,710 | 2,751 | Shares | Sole | 2022-04-25 | |
| 2021-12-31 | $44,776 | 2,699 | Shares | Sole | 2022-02-02 | |
| 2021-09-30 | $43,983 | 2,648 | Shares | Sole | 2021-11-04 | |
| 2021-06-30 | $44,321 | 2,598 | Shares | Sole | 2021-07-30 | |
| 2021-03-31 | $40,876 | 2,550 | Shares | Sole | 2021-04-23 | |
| 2020-12-31 | $36,064 | 2,501 | Shares | Sole | 2021-02-10 | |
| 2020-09-30 | $28,230 | 2,440 | Shares | Sole | 2020-10-26 | |
| 2020-06-30 | $24,845 | 2,373 | Shares | Sole | 2020-08-11 | |
| 2020-03-31 | $17,633 | 2,308 | Shares | Sole | 2020-05-11 | |
| No filing history on record for this holder in this stock. | ||||||