Position in LPLA
as of Jun 30, 2026
· filed Aug 14, 2026
Position Value
$1,000,527
-$77,948 QoQ
Shares Held
3,552
-0.9% QoQ
Ownership
0.005%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#375
of 763 holders
Holding Since
Mar 2021
22 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in LPLA Over Time
Shares Held
Position Value (USD)
Derivatives in LPLA
reported options exposure · as of Jun 30, 2026CallValue
$0
CallShares
0
PutValue
$704,200
PutShares
2,500
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Capital Markets
Financial Services · as of Jun 30, 2026MAI Capital Management holds $143,175,293 across 21 Capital Markets names. LPLA ranks #7 (0.7% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | GS |
Goldman Sachs Group Inc
|
55,352 | $55,981,351 | |
| 2 | MS |
Morgan Stanley
|
210,130 | $43,925,574 | |
| 3 | SCHW |
Schwab Charles Corp
|
314,932 | $29,058,775 | |
| 4 | EVR |
Evercore Inc.
|
8,799 | $3,004,330 | |
| 5 | PJT |
PJT Partners Inc.
|
14,567 | $2,198,742 | |
| 6 | HOOD |
Robinhood Markets, Inc.
|
20,557 | $2,061,455 | |
| 7 | LPLA |
LPL Financial Holdings Inc.
This page
|
3,552 | $1,000,527 | |
| 8 | JEF |
Jefferies Financial Group Inc.
|
19,377 | $968,462 |
All Filings in LPLA
Export CSV
26 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $1,000,527 | 3,552 | Shares | Sole | 2026-08-14 | |
| 2026-06-30 | $704,200 | 2,500 | Put | Sole | 2026-08-14 | |
| 2026-03-31 | $752,075 | 2,500 | Put | Sole | 2026-05-15 | |
| 2026-03-31 | $1,078,475 | 3,585 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $892,925 | 2,500 | Put | Sole | 2026-02-13 | |
| 2025-12-31 | $1,292,955 | 3,620 | Shares | Sole | 2026-02-13 | |
| 2025-09-30 | $1,081,575 | 3,251 | Shares | Sole | 2025-11-10 | |
| 2025-09-30 | $831,725 | 2,500 | Put | Sole | 2025-11-10 | |
| 2025-06-30 | $1,107,286 | 2,953 | Shares | Sole | 2025-08-12 | |
| 2025-03-31 | $939,218 | 2,871 | Shares | Sole | 2025-05-15 | |
| 2024-12-31 | $923,043 | 2,827 | Shares | Sole | 2025-02-14 | |
| 2024-09-30 | $622,517 | 2,676 | Shares | Sole | 2024-11-07 | |
| 2024-06-30 | $1,703,730 | 6,100 | Shares | Sole | 2024-08-12 | |
| 2024-03-31 | $1,605,279 | 6,076 | Shares | Sole | 2024-05-08 | |
| 2023-12-31 | $1,394,172 | 6,125 | Shares | Sole | 2024-02-09 | |
| 2023-09-30 | $1,480,321 | 6,229 | Shares | Sole | 2023-11-14 | |
| 2023-06-30 | $1,341,760 | 6,171 | Shares | Sole | 2023-08-02 | |
| 2023-03-31 | $1,658,668 | 8,195 | Shares | Sole | 2023-05-10 | |
| 2022-12-31 | $822,743 | 3,806 | Shares | Sole | 2023-02-09 | |
| 2022-09-30 | $725,135 | 3,319 | Shares | Sole | 2022-11-15 | |
| 2022-06-30 | $376,708 | 2,042 | Shares | Sole | 2022-07-19 | |
| 2022-03-31 | $365,542 | 2,001 | Shares | Sole | 2022-05-10 | |
| 2021-12-31 | $335,548 | 2,096 | Shares | Sole | 2022-02-11 | |
| 2021-09-30 | $346,282 | 2,209 | Shares | Sole | 2021-11-12 | |
| 2021-06-30 | $280,893 | 2,081 | Shares | Sole | 2021-07-19 | |
| 2021-03-31 | $242,382 | 1,705 | Shares | Sole | 2021-05-10 | |
| No filing history on record for this holder in this stock. | ||||||