Advisors Asset Management, Inc.
Position in LPLA — LPL Financial Holdings Inc.
CIK 1297376
Monument, CO
Position in LPLA
as of Jun 30, 2026
· filed Aug 14, 2026
Position Value
$499,982
-$249,385 QoQ
Shares Held
1,775
-28.7% QoQ
Ownership
0.002%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#454
of 761 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in LPLA Over Time
Shares Held
Position Value (USD)
Position in Capital Markets
Financial Services · as of Jun 30, 2026Advisors Asset Management, Inc. holds $59,147,169 across 16 Capital Markets names. LPLA ranks #7 (0.8% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | GS |
Goldman Sachs Group Inc
|
28,942 | $29,271,070 | |
| 2 | MS |
Morgan Stanley
|
85,487 | $17,870,202 | |
| 3 | EVR |
Evercore Inc.
|
10,339 | $3,530,148 | |
| 4 | HOOD |
Robinhood Markets, Inc.
|
29,126 | $2,920,755 | |
| 5 | IBKR |
Interactive Brokers Group, Inc.
|
23,691 | $2,062,064 | |
| 6 | SCHW |
Schwab Charles Corp
|
17,467 | $1,611,680 | |
| 7 | LPLA |
LPL Financial Holdings Inc.
This page
|
1,775 | $499,982 | |
| 8 | GOLD |
Gold.com, Inc.
|
7,167 | $298,218 |
All Filings in LPLA
Export CSV
26 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $499,982 | 1,775 | Shares | Sole | 2026-08-14 | |
| 2026-03-31 | $749,367 | 2,491 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $899,354 | 2,518 | Shares | Sole | 2026-08-21 | |
| 2025-09-30 | $629,782 | 1,893 | Shares | Sole | 2025-11-06 | |
| 2025-06-30 | $690,694 | 1,842 | Shares | Sole | 2025-08-12 | |
| 2025-03-31 | $494,308 | 1,511 | Shares | Sole | 2025-05-15 | |
| 2024-12-31 | $679,140 | 2,080 | Shares | Sole | 2026-08-21 | |
| 2024-09-30 | $443,392 | 1,906 | Shares | Sole | 2026-08-21 | |
| 2024-06-30 | $746,568 | 2,673 | Shares | Sole | 2026-08-21 | |
| 2024-03-31 | $511,227 | 1,935 | Shares | Sole | 2024-05-14 | |
| 2023-12-31 | $748,869 | 3,290 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $890,949 | 3,749 | Shares | Sole | 2023-11-14 | |
| 2023-06-30 | $1,097,586 | 5,048 | Shares | Sole | 2023-08-14 | |
| 2023-03-31 | $1,031,835 | 5,098 | Shares | Sole | 2023-05-12 | |
| 2022-12-31 | $1,346,955 | 6,231 | Shares | Sole | 2023-02-13 | |
| 2022-09-30 | $1,452,673 | 6,649 | Shares | Sole | 2022-11-08 | |
| 2022-06-30 | $1,413,670 | 7,663 | Shares | Sole | 2022-08-08 | |
| 2022-03-31 | $1,473,314 | 8,065 | Shares | Sole | 2022-05-17 | |
| 2021-12-31 | $1,279,119 | 7,990 | Shares | Sole | 2022-02-15 | |
| 2021-09-30 | $1,197,176 | 7,637 | Shares | Sole | 2021-11-12 | |
| 2021-06-30 | $1,008,975 | 7,475 | Shares | Sole | 2021-07-30 | |
| 2021-03-31 | $1,055,822 | 7,427 | Shares | Sole | 2021-05-07 | |
| 2020-12-31 | $827,715 | 7,942 | Shares | Sole | 2021-02-12 | |
| 2020-09-30 | $757,959 | 9,886 | Shares | Sole | 2020-11-16 | |
| 2020-06-30 | $757,030 | 9,656 | Shares | Sole | 2020-08-12 | |
| 2020-03-31 | $485,787 | 8,925 | Shares | Sole | 2026-08-21 | |
| No filing history on record for this holder in this stock. | ||||||