O'SHAUGHNESSY ASSET MANAGEMENT, LLC
Position in LPLA — LPL Financial Holdings Inc.
CIK 1423442
Stamford, CT
Position in LPLA
as of Jun 30, 2026
· filed Aug 13, 2026
Position Value
$3,431,144
-$932,695 QoQ
Shares Held
12,181
-16.0% QoQ
Ownership
0.015%
of shares outstanding
% of Portfolio
0.02%
of 13F equity value
Holder Rank
#247
of 761 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in LPLA Over Time
Shares Held
Position Value (USD)
Position in Capital Markets
Financial Services · as of Jun 30, 2026O'SHAUGHNESSY ASSET MANAGEMENT, LLC holds $211,323,373 across 25 Capital Markets names. LPLA ranks #7 (1.6% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | GS |
Goldman Sachs Group Inc
|
74,448 | $75,294,472 | |
| 2 | MS |
Morgan Stanley
|
329,520 | $68,882,860 | |
| 3 | SCHW |
Schwab Charles Corp
|
227,115 | $20,955,900 | |
| 4 | HOOD |
Robinhood Markets, Inc.
|
134,474 | $13,485,052 | |
| 5 | IBKR |
Interactive Brokers Group, Inc.
|
80,838 | $7,036,139 | |
| 6 | NMR |
Nomura Holdings Inc
|
555,917 | $4,880,950 | |
| 7 | LPLA |
LPL Financial Holdings Inc.
This page
|
12,181 | $3,431,144 | |
| 8 | EVR |
Evercore Inc.
|
8,636 | $2,948,675 |
All Filings in LPLA
Export CSV
26 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $3,431,144 | 12,181 | Shares | Sole | 2026-08-13 | |
| 2026-03-31 | $4,363,839 | 14,506 | Shares | Sole | 2026-05-13 | |
| 2025-12-31 | $5,231,468 | 14,647 | Shares | Sole | 2026-02-11 | |
| 2025-09-30 | $5,019,626 | 15,088 | Shares | Sole | 2025-11-13 | |
| 2025-06-30 | $5,484,311 | 14,626 | Shares | Sole | 2025-08-12 | |
| 2025-03-31 | $4,810,266 | 14,704 | Shares | Sole | 2025-05-13 | |
| 2024-12-31 | $4,630,564 | 14,182 | Shares | Sole | 2025-02-12 | |
| 2024-09-30 | $2,983,712 | 12,826 | Shares | Sole | 2024-11-12 | |
| 2024-06-30 | $4,417,967 | 15,818 | Shares | Sole | 2024-08-14 | |
| 2024-03-31 | $4,099,855 | 15,518 | Shares | Sole | 2024-05-13 | |
| 2023-12-31 | $3,662,633 | 16,091 | Shares | Sole | 2024-02-09 | |
| 2023-09-30 | $4,504,418 | 18,954 | Shares | Sole | 2023-11-13 | |
| 2023-06-30 | $3,927,655 | 18,064 | Shares | Sole | 2023-08-11 | |
| 2023-03-31 | $3,813,823 | 18,843 | Shares | Sole | 2023-05-12 | |
| 2022-12-31 | $4,655,653 | 21,537 | Shares | Sole | 2023-02-10 | |
| 2022-09-30 | $3,522,553 | 16,123 | Shares | Sole | 2022-11-14 | |
| 2022-06-30 | $2,723,847 | 14,765 | Shares | Sole | 2022-08-11 | |
| 2022-03-31 | $4,886,872 | 26,751 | Shares | Sole | 2022-05-13 | |
| 2021-12-31 | $3,900,913 | 24,367 | Shares | Defined | 2022-02-11 | |
| 2021-09-30 | $3,771,645 | 24,060 | Shares | Sole | 2021-11-10 | |
| 2021-06-30 | $3,023,686 | 22,401 | Shares | Sole | 2021-08-09 | |
| 2021-03-31 | $1,379,094 | 9,701 | Shares | Sole | 2021-05-14 | |
| 2020-12-31 | $1,125,054 | 10,795 | Shares | Sole | 2021-02-11 | |
| 2020-09-30 | $859,700 | 11,213 | Shares | Sole | 2020-11-12 | |
| 2020-06-30 | $821,553 | 10,479 | Shares | Sole | 2020-08-13 | |
| 2020-03-31 | $156,105 | 2,868 | Shares | Sole | 2020-05-13 | |
| No filing history on record for this holder in this stock. | ||||||