Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Position in LPLA — LPL Financial Holdings Inc.
CIK 1510434
Seattle, WA
Position in LPLA
as of Jun 30, 2026
· filed Jul 15, 2026
Position Value
$5,356,426
+$207,722 QoQ
Shares Held
19,016
+11.1% QoQ
Ownership
0.024%
of shares outstanding
% of Portfolio
0.21%
of 13F equity value
Holder Rank
#209
of 761 holders
Holding Since
Sep 2025
4 quarters on record
Voting authority
Sole 98%
Shared 0%
None 2%
Common Shares in LPLA Over Time
Shares Held
Position Value (USD)
Position in Capital Markets
Financial Services · as of Jun 30, 2026Empirical Financial Services, LLC d.b.a. Empirical Wealth Management holds $26,615,965 across 8 Capital Markets names. LPLA ranks #2 (20.1% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | SCHW |
Schwab Charles Corp
|
125,674 | $11,595,939 | |
| 2 | LPLA |
LPL Financial Holdings Inc.
This page
|
19,016 | $5,356,426 | |
| 3 | GS |
Goldman Sachs Group Inc
|
4,639 | $4,691,744 | |
| 4 | MS |
Morgan Stanley
|
16,660 | $3,482,606 | |
| 5 | IBKR |
Interactive Brokers Group, Inc.
|
9,289 | $808,514 | |
| 6 | EVR |
Evercore Inc.
|
847 | $289,199 | |
| 7 | HOOD |
Robinhood Markets, Inc.
|
2,260 | $226,632 | |
| 8 | NMR |
Nomura Holdings Inc
|
18,782 | $164,905 |
All Filings in LPLA
Export CSV
4 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $5,356,426 | 19,016 | Shares | Other | 2026-07-15 | |
| 2026-03-31 | $5,148,704 | 17,115 | Shares | Sole | 2026-05-04 | |
| 2025-12-31 | $5,890,447 | 16,492 | Shares | Other | 2026-01-16 | |
| 2025-09-30 | $4,582,804 | 13,775 | Shares | Sole | 2025-11-10 | |
| No filing history on record for this holder in this stock. | ||||||