Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Position in SCHW — Schwab Charles Corp
CIK 1510434
Seattle, WA
Position in SCHW
as of Jun 30, 2026
· filed Jul 15, 2026
Position Value
$11,595,939
+$665,972 QoQ
Shares Held
125,674
+8.1% QoQ
Ownership
0.007%
of shares outstanding
% of Portfolio
0.44%
of 13F equity value
Holder Rank
#475
of 2,304 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in SCHW Over Time
Shares Held
Position Value (USD)
Derivatives in SCHW
reported options exposure · as of Jun 30, 2026CallValue
$9,227
CallShares
100
PutValue
$0
PutShares
0
Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.
Position in Capital Markets
Financial Services · as of Jun 30, 2026Empirical Financial Services, LLC d.b.a. Empirical Wealth Management holds $26,615,965 across 8 Capital Markets names. SCHW ranks #1 (43.6% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | SCHW |
Schwab Charles Corp
This page
|
125,674 | $11,595,939 | |
| 2 | LPLA |
LPL Financial Holdings Inc.
|
19,016 | $5,356,426 | |
| 3 | GS |
Goldman Sachs Group Inc
|
4,639 | $4,691,744 | |
| 4 | MS |
Morgan Stanley
|
16,660 | $3,482,606 | |
| 5 | IBKR |
Interactive Brokers Group, Inc.
|
9,289 | $808,514 | |
| 6 | EVR |
Evercore Inc.
|
847 | $289,199 | |
| 7 | HOOD |
Robinhood Markets, Inc.
|
2,260 | $226,632 | |
| 8 | NMR |
Nomura Holdings Inc
|
18,782 | $164,905 |
All Filings in SCHW
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28 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $9,227 | 100 | Call | Sole | 2026-07-15 | |
| 2026-06-30 | $11,595,939 | 125,674 | Shares | Other | 2026-07-15 | |
| 2026-03-31 | $10,929,967 | 116,301 | Shares | Sole | 2026-05-04 | |
| 2026-03-31 | $9,398 | 100 | Call | Sole | 2026-05-04 | |
| 2025-12-31 | $11,942,741 | 119,535 | Shares | Sole | 2026-01-16 | |
| 2025-09-30 | $11,477,689 | 120,223 | Shares | Sole | 2025-11-10 | |
| 2025-06-30 | $10,882,467 | 119,273 | Shares | Other | 2025-07-21 | |
| 2025-03-31 | $9,331,836 | 119,211 | Shares | Sole | 2025-05-08 | |
| 2024-12-31 | $7,758,616 | 104,832 | Shares | Sole | 2025-01-22 | |
| 2024-09-30 | $6,561,688 | 101,245 | Shares | Sole | 2024-11-01 | |
| 2024-06-30 | $7,575,110 | 102,797 | Shares | Sole | 2024-08-09 | |
| 2024-03-31 | $7,563,436 | 104,554 | Shares | Sole | 2024-05-07 | |
| 2023-12-31 | $6,717,012 | 97,631 | Shares | Sole | 2024-02-06 | |
| 2023-09-30 | $5,203,971 | 94,790 | Shares | Sole | 2023-11-03 | |
| 2023-06-30 | $5,390,438 | 95,103 | Shares | Sole | 2023-08-11 | |
| 2023-03-31 | $2,113,742 | 40,354 | Shares | Sole | 2023-05-09 | |
| 2022-12-31 | $2,620,691 | 31,476 | Shares | Sole | 2023-02-08 | |
| 2022-09-30 | $2,734,437 | 38,047 | Shares | Sole | 2022-11-03 | |
| 2022-06-30 | $1,991,054 | 31,514 | Shares | Sole | 2022-08-02 | |
| 2022-03-31 | $2,687,128 | 31,872 | Shares | Sole | 2022-05-13 | |
| 2021-12-31 | $3,724,957 | 44,292 | Shares | Sole | 2022-02-14 | |
| 2021-09-30 | $2,922,632 | 40,124 | Shares | Sole | 2021-11-02 | |
| 2021-06-30 | $637,961 | 8,762 | Shares | Sole | 2021-08-12 | |
| 2021-03-31 | $403,464 | 6,190 | Shares | Sole | 2021-05-17 | |
| 2020-12-31 | $447,127 | 8,430 | Shares | Sole | 2021-02-12 | |
| 2020-09-30 | $280,311 | 7,737 | Shares | Sole | 2020-11-12 | |
| 2020-06-30 | $213,000 | 6,313 | Shares | Sole | 2020-08-12 | |
| 2020-03-31 | $230,734 | 6,863 | Shares | Sole | 2020-05-11 | |
| No filing history on record for this holder in this stock. | ||||||