Rockefeller Capital Management L.P.
Position in LPLA — LPL Financial Holdings Inc.
CIK 1739439
NEW YORK, NY
Position in LPLA
as of Jun 30, 2026
· filed Aug 13, 2026
Position Value
$1,331,218
-$594,092 QoQ
Shares Held
4,726
-26.2% QoQ
Ownership
0.006%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
#347
of 761 holders
Holding Since
Dec 2020
15 quarters on record
Voting authority
Sole 69%
Shared 0%
None 31%
Common Shares in LPLA Over Time
Shares Held
Position Value (USD)
Position in Capital Markets
Financial Services · as of Jun 30, 2026Rockefeller Capital Management L.P. holds $538,092,195 across 42 Capital Markets names. LPLA ranks #15 (0.2% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | GS |
Goldman Sachs Group Inc
|
206,151 | $208,494,934 | |
| 2 | MS |
Morgan Stanley
|
427,632 | $89,392,191 | |
| 3 | EVR |
Evercore Inc.
|
170,140 | $58,092,599 | |
| 4 | SNEX |
StoneX Group Inc.
|
718,330 | $56,748,108 | |
| 5 | SCHW |
Schwab Charles Corp
|
319,236 | $29,455,903 | |
| 6 | PJT |
PJT Partners Inc.
|
130,859 | $19,751,854 | |
| 7 | CRCL |
Circle Internet Group, Inc.
|
287,407 | $18,000,299 | |
| 8 | HOOD |
Robinhood Markets, Inc.
|
141,159 | $14,155,423 |
All Filings in LPLA
Export CSV
15 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $1,331,218 | 4,726 | Shares | Defined | 2026-08-13 | |
| 2026-03-31 | $1,925,310 | 6,400 | Shares | Defined | 2026-05-14 | |
| 2025-12-31 | $1,859,783 | 5,207 | Shares | Defined | 2026-03-17 | |
| 2025-09-30 | $1,052,963 | 3,165 | Shares | Defined | 2025-11-14 | |
| 2024-09-30 | $2,633,138 | 11,319 | Shares | Defined | 2024-11-14 | |
| 2023-03-31 | $383,143 | 1,893 | Shares | Defined | 2023-05-16 | |
| 2022-12-31 | $79,334 | 367 | Shares | Defined | 2023-03-06 | |
| 2022-09-30 | $160,801 | 736 | Shares | Defined | 2022-11-02 | |
| 2022-06-30 | $147,030 | 797 | Shares | Defined | 2022-08-12 | |
| 2022-03-31 | $89,513 | 490 | Shares | Defined | 2022-05-13 | |
| 2021-12-31 | $51,388 | 321 | Shares | Defined | 2022-02-14 | |
| 2021-09-30 | $61,606 | 393 | Shares | Defined | 2021-11-12 | |
| 2021-06-30 | $10,393 | 77 | Shares | Defined | 2021-08-10 | |
| 2021-03-31 | $19,049 | 134 | Shares | Defined | 2021-05-11 | |
| 2020-12-31 | $1,875 | 18 | Shares | Defined | 2021-02-12 | |
| No filing history on record for this holder in this stock. | ||||||