Smallwood Wealth Investment Management, LLC

Position in LPLA — LPL Financial Holdings Inc.

CIK 1921304 RED BANK, NJ

Position in LPLA

as of Jun 30, 2026 · filed Jul 23, 2026 Compact

Position Value

$87,884

-$5,974 QoQ

Shares Held

312

0.0% QoQ

Ownership

0.000%

of shares outstanding

% of Portfolio

0.14%

of 13F equity value

Holder Rank

#607

of 761 holders

Holding Since

Mar 2025

6 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Financial Services · as of Jun 30, 2026

Smallwood Wealth Investment Management, LLC holds $570,293 across 6 Capital Markets names. LPLA ranks #2 (15.4% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	MS	Morgan Stanley	2,149	$449,226
2	LPLA	LPL Financial Holdings Inc. This page	312	$87,884
3	RIOT	Riot Platforms, Inc.	1,055	$28,885
4	GS	Goldman Sachs Group Inc	2	$2,022
5	IREN	IREN Ltd	30	$1,371
6	PJT	PJT Partners Inc.	6	$905

6 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$87,884	312	0.0%	Shares	Sole	2026-07-23
2026-03-31	$93,858	312	0.0%	Shares	Sole	2026-04-22
2025-12-31	$111,437	312	0.0%	Shares	Sole	2026-01-23
2025-09-30	$103,799	312	-1.3%	Shares	Sole	2025-10-17
2025-06-30	$118,490	316	+1.3%	Shares	Sole	2025-10-03
2025-03-31	$102,067	312	—	Shares	Sole	2025-04-25
No filing history on record for this holder in this stock.