Smallwood Wealth Investment Management, LLC

CIK

1921304

Location

RED BANK, NJ

Portfolio Value

Micro $61,606,393

Diversification

Diversified

Filing Date

Global Rank

#6,945 / 8,700 ▼ 668

Top Industry

Consumer Electronics 21.9%

Period ended 2 months ago

Filed Jul 23, 2026 · 52d

19 quarters · since Dec 2021

Portfolio Concentration

380 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

21.4%

−7.3 pts

Top 5

40.2%

−11.8 pts

Top 10

51.0%

−13.8 pts

HHI

605

Diversified−452

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	40.9%	$25,198,683	60
Financial Services	15.1%	$9,308,701	61
Consumer Defensive	10.4%	$6,412,276	23
Healthcare	8.2%	$5,036,759	47
Industrials	5.2%	$3,197,230	41
Energy	4.6%	$2,848,853	21
Communication Services	4.2%	$2,599,801	20
Consumer Cyclical	3.8%	$2,343,306	32
Utilities	2.7%	$1,635,346	21
Unclassified	2.4%	$1,456,609	13
Basic Materials	1.6%	$956,281	18
Real Estate	1.0%	$612,548	23

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GBTC	Grayscale Bitcoin Trust ETF	+2,852	3,854	$175,434
LAC	Lithium Americas Corp.	+1,011	4,121	$15,865
SHOP	Shopify Inc.	+642	1,885	$215,229
BTC	Grayscale Bitcoin Mini Trust ETF	+570	774	$20,085
LLY	ELI LILLY & Co	+496	697	$836,002
AMGN	Amgen Inc	+300	1,184	$428,750
MRK	Merck & Co., Inc.	+200	3,432	$441,012
QQQ	Invesco Qqq Trust, Series 1	+200	360	$265,104
NVDA	Nvidia Corp	+183	13,744	$2,750,036
GLW	Corning Inc /Ny	+140	1,163	$297,065
AMZN	Amazon Com Inc	+114	4,188	$998,167
V	Visa Inc.	+114	730	$250,455
BA	Boeing Co	+105	1,446	$313,015
KTOS	Kratos Defense & Security Solutions, Inc.	+100	1,000	$49,860
PLTR	Palantir Technologies Inc.	+100	2,171	$253,290
UPS	United Parcel Service Inc	+100	139	$14,942
C	Citigroup Inc	+95	691	$96,712
MS	Morgan Stanley	+91	2,149	$449,226
XOM	ExxonMobil Holdings Corp	+79	12,577	$1,719,527
RCS	Pimco Strategic Income Fund, Inc.	+51	2,375	$12,943
AXP	American Express Co	+50	585	$197,876
HPI	John Hancock Preferred Income Fund	+37	2,113	$34,251
NVG	Nuveen AMT-Free Municipal Credit Income Fund	+29	2,035	$26,048
NEE	Nextera Energy Inc	+25	316	$27,735
MRVL	Marvell Technology, Inc.	+15	1,690	$503,434
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JPM	Jpmorgan Chase & Co	−91,916	2,029	$664,152
GOOGL	Alphabet Inc.	−7,217	746	$266,598
PGNY	Progyny, Inc.	−4,777	18,500	$533,355
ABR	Arbor Realty Trust Inc	−1,000	1,600	$8,672
CMG	Chipotle Mexican Grill Inc	−1,000	850	$28,900
IBIT	iShares Bitcoin Trust ETF	−599	3,410	$113,518
IVT	InvenTrust Properties Corp.	−557	5,507	$194,947
ABT	Abbott Laboratories	−555	398	$36,114
AAPL	Apple Inc.	−453	45,493	$13,163,854
CIM	Chimera Investment Corp	−416	333	$4,442
PFE	Pfizer Inc	−404	4,500	$108,360
F	Ford Motor Co	−347	2,192	$30,468
ICE	Intercontinental Exchange, Inc.	−335	33,758	$4,155,947
BAC	Bank Of America Corp /De/	−300	1,592	$90,712
AVGO	Broadcom Inc.	−286	1,655	$625,176
PHK	Pimco High Income Fund	−258	2,586	$12,050
PR	Permian Resources Corp	−230	720	$13,255
WFC	Wells Fargo & Company/Mn	−219	1,234	$101,977
ORCL	Oracle Corp	−205	2,407	$352,745
KMB	Kimberly Clark Corp	−200	150	$16,465
BX	Blackstone Inc.	−196	1,106	$130,143
JLL	Jones Lang Lasalle Inc	−179	637	$197,438
BR	Broadridge Financial Solutions, Inc.	−109	3,254	$445,635
PG	PROCTER & GAMBLE Co	−95	8,346	$1,223,857
DD	DuPont de Nemours, Inc.	−89	44	$5,968
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
KLAC	Kla Corp	3,000	$905,130
TFC	Truist Financial Corp	4,646	$231,463
NMZ	Nuveen Municipal High Income Opportunity Fund	6,486	$68,557
SPCX	Space Exploration Technologies Corp	361	$61,680
FSSL	FS Specialty Lending Fund	5,496	$61,280
MDB	MongoDB, Inc.	100	$33,590
BE	Bloom Energy Corp	70	$21,189
FDXF	FedEx Freight Holding Company, Inc.	50	$7,550
BITW	Bitwise 10 Crypto Index ETF	93	$3,494
DVN	Devon Energy Corp/De	70	$2,892
RKLB	Rocket Lab Corp	5	$508
HONA	Honeywell Aerospace Inc.	2	$441
MLTX	MoonLake Immunotherapeutics	2	$38
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	372,021	$52,183,975
VB	Vanguard Morningstar Small-Cap ETF	76,840	$19,001,263
AAAA	Amplius Aggressive Asset Allocation ETF	115,760	$6,326,284
CGDV	Capital Group Dividend Value ETF	129,995	$5,529,987
AAAD	PGIM AAA CLO Aggregate Duration ETF	111,122	$5,500,539
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	89,880	$4,569,217
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	57,611	$4,026,416
HFXI	NYLI FTSE International Equity Currency Neutral ETF	165,065	$3,982,025
EDV	Vanguard World Funds Extended Duration ETF	22,928	$3,959,421
CGGO	Capital Group Global Growth Equity ETF	115,583	$3,857,004
BNDC	FlexShares Core Select Bond Fund	51,424	$2,836,547
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	24,026	$2,132,513
ABI	VictoryShares Pioneer Asset-Based Income ETF	16,684	$2,024,278
FNDA	Schwab Fundamental U.S. Small Company ETF	65,942	$1,628,461
VEU	Vanguard FTSE All-World Ex-US ETF	8,324	$612,964
DCOR	Dimensional US Core Equity 1 ETF	9,728	$392,826
BIV	Vanguard Intermediate-Term Bond ETF	4,289	$330,435
ACSG	American Century Small Cap Growth Insights ETF	2,246	$239,033
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	1,772	$210,784
BNDW	Vanguard Total World Bond ETF	1,521	$144,065
ADP	Automatic Data Processing Inc	630	$128,003
—		767	$127,708
FAAA	Fidelity AAA CLO ETF	2,739	$124,953
VLO	Valero Energy Corp/Tx	500	$123,540
VIGI	Vanguard International Dividend Appreciation ETF	954	$110,466
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

380 tracked positions · $61,606,393 total · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 380 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	45,493	-453	$13,163,854	+12.9%	21.37%
ICE	Intercontinental Exchange, Inc. Financial Services	Reduced	33,758	-335	$4,155,947	−22.5%	6.75%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	15,815	-89	$2,861,091	+8.8%	4.64%
NVDA	Nvidia Corp Technology	Added	13,744	+183	$2,750,036	+16.3%	4.46%
MSFT	Microsoft Corp Technology	Reduced	4,913	-36	$1,832,647	+0.0%	2.97%
XOM	ExxonMobil Holdings Corp Energy	Added	12,577	+79	$1,719,527	−18.9%	2.79%
IBM	International Business Machines Corp Technology	Held	5,831	0	$1,639,735	+16.0%	2.66%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	8,346	-95	$1,223,857	+0.4%	1.99%
CAT	Caterpillar Inc Industrials	Held	1,028	0	$1,094,717	+50.3%	1.78%
AMZN	Amazon Com Inc Consumer Cyclical	Added	4,188	+114	$998,167	+17.6%	1.62%
KLAC	Kla Corp Technology	NEW	3,000	NEW	$905,130	NEW	1.47%
LLY	ELI LILLY & Co Healthcare	Added	697	+496	$836,002	+352.2%	1.36%
CVX	Chevron Corp Energy	Reduced	4,255	-2	$705,308	−19.9%	1.14%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	2,029	-91,916	$664,152	−82.4%	1.08%
ABBV	AbbVie Inc. Healthcare	Reduced	2,493	-9	$627,338	+15.3%	1.02%
AVGO	Broadcom Inc. Technology	Reduced	1,655	-286	$625,176	+4.1%	1.01%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	1,763	-4	$621,774	+7.0%	1.01%
MDLZ	Mondelez International, Inc. Consumer Defensive	Held	10,641	0	$615,475	+0.3%	1.00%
JNJ	Johnson & Johnson Healthcare	Held	2,403	0	$610,289	+3.9%	0.99%
NJR	New Jersey Resources Corp Utilities	Added	10,646	+14	$596,601	+2.2%	0.97%
PGNY	Progyny, Inc. Healthcare	Reduced	18,500	-4,777	$533,355	+34.9%	0.87%
NFLX	Netflix Inc Communication Services	Reduced	7,440	-70	$531,216	−26.4%	0.86%
DIS	Walt Disney Co Communication Services	Reduced	5,309	-25	$510,991	−0.6%	0.83%
MRVL	Marvell Technology, Inc. Technology	Added	1,690	+15	$503,434	+203.4%	0.82%
MU	Micron Technology Inc Technology	Added	432	+6	$498,653	+246.5%	0.81%
MS	Morgan Stanley Financial Services	Added	2,149	+91	$449,226	+32.6%	0.73%
BR	Broadridge Financial Solutions, Inc. Technology	Reduced	3,254	-109	$445,635	−18.4%	0.72%
PEG	Public Service Enterprise Group Inc Utilities	Held	5,456	0	$442,808	+0.3%	0.72%
MRK	Merck & Co., Inc. Healthcare	Added	3,432	+200	$441,012	+13.4%	0.72%
AMGN	Amgen Inc Healthcare	Added	1,184	+300	$428,750	+37.8%	0.70%
VLY	Valley National Bancorp Financial Services	Held	27,915	0	$408,954	+19.3%	0.66%
MO	Altria Group, Inc. Consumer Defensive	Held	5,410	0	$389,249	+9.0%	0.63%
BMY	Bristol Myers Squibb Co Healthcare	Held	6,574	0	$378,793	−5.0%	0.61%
MTB	M&T Bank Corp Financial Services	Held	1,523	0	$362,489	+15.1%	0.59%
T	At&T Inc. Communication Services	Held	17,138	0	$354,756	−28.6%	0.58%
ORCL	Oracle Corp Technology	Reduced	2,407	-205	$352,745	−8.2%	0.57%
FSCO	FS Credit Opportunities Corp. Financial Services	Held	65,720	0	$327,942	−2.2%	0.53%
META	Meta Platforms, Inc. Communication Services	Reduced	576	-78	$324,455	−13.3%	0.53%
PEP	Pepsico Inc Consumer Defensive	Held	2,395	0	$324,283	−12.8%	0.53%
LIN	Linde PLC Basic Materials	Held	605	0	$313,958	+4.7%	0.51%
BA	Boeing Co Industrials	Added	1,446	+105	$313,015	+17.3%	0.51%
WPM	Wheaton Precious Metals Corp. Basic Materials	Held	2,700	0	$303,264	−14.3%	0.49%
GLW	Corning Inc /Ny Technology	Added	1,163	+140	$297,065	+113.6%	0.48%
CL	Colgate Palmolive Co Consumer Defensive	Held	3,081	0	$282,466	+7.6%	0.46%
GOOGL	Alphabet Inc. Communication Services	Reduced	746	-7,217	$266,598	−88.3%	0.43%
QQQ	Invesco Qqq Trust, Series 1	Added	360	+200	$265,104	+187.1%	0.43%
WMT	Walmart Inc. Consumer Defensive	Reduced	2,266	-44	$256,647	−10.6%	0.42%
PLTR	Palantir Technologies Inc. Technology	Added	2,171	+100	$253,290	−16.4%	0.41%
FBTC	Fidelity Wise Origin Bitcoin Fund	Held	4,946	0	$252,493	−13.5%	0.41%
		Held	8,000	0	$251,440	—	0.41%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.