Smallwood Wealth Investment Management, LLC

CIK

1921304

Location

RED BANK, NJ

Portfolio Value

Small $228,833,170

Diversification

Diversified

Filing Date

Global Rank

#6,079 / 8,819 ▲ 221

Top Industry

Consumer Electronics 19.9%

Period ended 4 months ago

Filed Jul 23, 2026 · 3mo

19 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 66.5% of the book (60%+)

Turnover

Low turnover

3.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 14.9 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 71.0%; sector active share 58.2% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

528 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

26.5%

−1.6 pts

Top 5

52.6%

−1.7 pts

Top 10

66.5%

−1.0 pts

HHI

950

Diversified−96

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	71.1%	$162,695,103	153
Technology	11.0%	$25,234,220	61
Financial Services	5.6%	$12,701,086	67
Consumer Defensive	2.8%	$6,412,307	23
Communication Services	2.3%	$5,158,616	21
Healthcare	2.2%	$5,036,759	47
Industrials	1.4%	$3,197,270	41
Energy	1.2%	$2,848,855	21
Consumer Cyclical	1.0%	$2,343,370	32
Utilities	0.7%	$1,636,695	21
Basic Materials	0.4%	$956,281	18
Real Estate	0.3%	$612,608	23

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
PULS	PGIM Ultra Short Bond ETF	+29,058	140,180	$6,945,919
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	+17,605	106,768	$7,215,381
MMIT	NYLIM ETF Trust	+17,557	182,366	$4,440,612
CGDV	Capital Group Dividend Value ETF	+11,243	141,238	$6,960,208
JCPB	JPMorgan Core Plus Bond ETF	+8,489	50,655	$2,377,745
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+5,137	347,654	$57,109,122
JEPI	JPMorgan Equity Premium Income ETF	+3,133	25,631	$1,447,638
GBTC	Grayscale Bitcoin Trust ETF	+2,852	3,854	$175,434
CGGO	Capital Group Global Growth Equity ETF	+1,880	117,463	$4,972,208
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+1,474	40,644	$2,497,980
AMJB		+1,424	93,326	$3,218,813
DWM	WisdomTree International Equity Fund	+1,409	59,018	$4,320,707
JPIB	JPMorgan International Bond Opportunities ETF	+1,395	9,696	$468,801
LAC	Lithium Americas Corp.	+1,011	4,121	$15,865
RZV	Victory Portfolios II	+970	16,764	$2,498,841
VOE	VANGUARD MID-CAP VALUE INDEX FUND	+723	45,164	$8,924,406
SHOP	Shopify Inc.	+642	1,885	$215,229
GUNR	FlexShares Morningstar Global Upstream Natural Resources Index Fund	+611	52,035	$2,564,284
RWR	State Street(R) SPDR(R) Dow Jones(R) REIT ETF	+574	17,627	$1,991,322
BTC	Grayscale Bitcoin Mini Trust ETF	+570	774	$20,085
FRDM	Freedom 100 Emerging Markets ETF	+558	116,318	$8,479,582
LLY	ELI LILLY & Co	+496	697	$836,002
VDE	VANGUARD ENERGY INDEX FUND	+457	23,274	$3,494,125
IWF	iShares Russell 1000 Growth ETF	+450	600	$74,502
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+406	459	$54,859
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PGNY	Progyny, Inc.	−4,777	18,500	$533,355
CMG	Chipotle Mexican Grill Inc	−1,000	850	$28,900
ABR	Arbor Realty Trust Inc	−1,000	1,600	$8,672
FBND	Fidelity Total Bond ETF	−627	2,112	$96,074
IBIT	iShares Bitcoin Trust ETF	−599	3,410	$113,518
IVT	InvenTrust Properties Corp.	−557	5,507	$194,947
ABT	Abbott Laboratories	−555	398	$36,114
AAPL	Apple Inc.	−453	45,493	$13,163,854
CIM	Chimera Investment Corp	−416	333	$4,442
PFE	Pfizer Inc	−404	4,500	$108,360
IJH	iShares Core S&P Mid-Cap ETF	−387	750	$57,832
F	Ford Motor Co	−347	2,192	$30,468
ICE	Intercontinental Exchange, Inc.	−335	33,758	$4,155,947
BAC	Bank Of America Corp	−300	1,592	$90,712
AVGO	Broadcom Inc.	−286	1,655	$625,176
MUB	iShares National Muni Bond ETF	−269	17,531	$1,886,686
PHK	Pimco High Income Fund	−258	2,586	$12,050
PR	Permian Resources Corp	−230	720	$13,255
WFC	Wells Fargo & Company	−219	1,234	$101,977
PFF	iShares Preferred and Income Securities ETF	−216	64	$1,951
SCHF	Schwab International Equity ETF	−213	54,865	$1,519,760
ORCL	Oracle Corp	−205	2,407	$352,745
KMB	Kimberly Clark Corp	−200	150	$16,465
BX	Blackstone Inc.	−196	1,106	$130,143
SCHD	Schwab U.S. Dividend Equity ETF	−193	1,839	$58,314
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	202,503	$11,062,738
KLAC	Kla Corp	3,000	$905,130
BUFR	FT Vest Laddered Buffer ETF	14,943	$545,867
IJAN		11,889	$452,733
FTGC	First Trust Global Tactical Commodity Strategy Fund	11,992	$324,383
MRSK	Northern Lights Fund Trust	6,757	$260,881
DFAC	Dimensional U.S. Core Equity 2 ETF	5,727	$254,049
TFC	Truist Financial Corp	4,646	$231,463
EJUL		6,029	$188,333
IGLD	FT Vest Gold Strategy Target Income ETF	5,494	$115,703
NMZ	Nuveen Municipal High Income Opportunity Fund	6,486	$68,557
SPCX	Space Exploration Technologies Corp	361	$61,680
FSSL	FS Specialty Lending Fund	5,496	$61,280
MDB	MongoDB, Inc.	100	$33,590
BE	Bloom Energy Corp	70	$21,189
FDXF	FedEx Freight Holding Company, Inc.	50	$7,550
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	52	$4,569
BITW	Bitwise 10 Crypto Index ETF	93	$3,494
DVN	Devon Energy Corp	70	$2,892
SOXQ	Invesco Ltd.	10	$1,121
RKLB	Rocket Lab Corp	5	$508
HONA	Honeywell Aerospace Inc.	2	$442
VTV	VANGUARD VALUE INDEX FUND	2	$435
—		7	$403
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	4	$270
No positions match the current search.

Sold Out

Positions the filer fully exited

22 positions

Ticker	Company	Shares	Value
NXJ	NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND	15,357	$188,891
ADP	Automatic Data Processing Inc	630	$128,003
VLO	Valero Energy Corp	500	$123,540
CLOI	VanEck CLO ETF	875	$46,112
HIG	Hartford Insurance Group, Inc.	300	$40,569
CRDO	Credo Technology Group Holding Ltd	250	$23,467
DFIV	Dimensional International Value ETF	362	$19,106
PFG	Principal Financial Group Inc	206	$18,562
IJR	iShares Core S&P Small-Cap ETF	123	$15,290
WU	Western Union CO	1,609	$14,046
FDVV	Fidelity High Dividend ETF	244	$13,478
TDIV	First Trust NASDAQ Technology Dividend Index Fund	115	$10,770
SMDV	ProShares Russell 2000 Dividend Growers ETF	136	$9,355
EFV	iShares MSCI EAFE Value ETF	122	$9,070
EFG	iShares MSCI EAFE Growth ETF	79	$8,798
IXUS	iShares Core MSCI Total International Stock ETF	73	$6,324
—		100	$3,514
—		109	$2,958
TTD	Trade Desk, Inc.	100	$2,269
DKS	Dick's Sporting Goods, Inc.	6	$1,189
OPEN	Opendoor Technologies Inc.	50	$234
MFIC	MidCap Financial Investment Corp	1	$11
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

528 tracked positions · $228,833,170 total · filing declares 529 positions · $228,878,835 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 528 positions by value · page 1 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	347,654	+5,137	$57,109,122	+17.1%	19	before history	24.96%
AAPL	Apple Inc. Technology	Reduced	45,493	-453	$13,163,854	+12.9%	19	before history	5.75%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	30,179	-23	$11,167,437	+15.3%	19	before history	4.88%
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	NEW	202,503	NEW	$11,062,738	NEW	1	$52.36	4.83%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Added	45,164	+723	$8,924,406	+9.0%	19	before history	3.90%
FRDM	Freedom 100 Emerging Markets ETF	Added	116,318	+558	$8,479,582	+34.0%	16	unpriced	3.71%
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	Added	106,768	+17,605	$7,215,381	+26.6%	8	$63.29	3.15%
CGDV	Capital Group Dividend Value ETF	Added	141,238	+11,243	$6,960,208	+25.9%	16	$28.40	3.04%
PULS	PGIM Ultra Short Bond ETF	Added	140,180	+29,058	$6,945,919	+26.3%	16	$49.44	3.04%
CGGO	Capital Group Global Growth Equity ETF	Added	117,463	+1,880	$4,972,208	+28.9%	16	$23.08	2.17%
MMIT	NYLIM ETF Trust	Added	182,366	+17,557	$4,440,612	+11.8%	8	$24.23	1.94%
DWM	WisdomTree International Equity Fund	Added	59,018	+1,409	$4,320,707	+7.3%	19	before history	1.89%
ICE	Intercontinental Exchange, Inc. Financial Services	Reduced	33,758	-335	$4,155,947	−22.5%	19	before history	1.82%
VDE	VANGUARD ENERGY INDEX FUND	Added	23,274	+457	$3,494,125	—	7	unpriced	1.53%
AMJB	Financial Services	Added	93,326	+1,424	$3,218,813	+1.3%	9	$28.81	1.41%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	15,815	-89	$2,861,091	+8.8%	19	before history	1.25%
NVDA	Nvidia Corp Technology	Added	13,744	+183	$2,750,036	+16.3%	19	before history	1.20%
GUNR	FlexShares Morningstar Global Upstream Natural Resources Index Fund	Added	52,035	+611	$2,564,284	−9.6%	19	before history	1.12%
GOOG	Alphabet Inc. Communication Services	Added	7,242	+25	$2,558,815	+23.6%	19	before history	1.12%
RZV	Victory Portfolios II	Added	16,764	+970	$2,498,841	+27.2%	9	$107.90	1.09%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	40,644	+1,474	$2,497,980	+14.9%	7	$56.00	1.09%
JCPB	JPMorgan Core Plus Bond ETF	Added	50,655	+8,489	$2,377,745	+19.8%	7	$46.94	1.04%
RWR	State Street(R) SPDR(R) Dow Jones(R) REIT ETF	Added	17,627	+574	$1,991,322	+15.7%	19	before history	0.87%
MUB	iShares National Muni Bond ETF	Reduced	17,531	-269	$1,886,686	−0.1%	16	unpriced	0.82%
MSFT	Microsoft Corp Technology	Reduced	4,913	-36	$1,832,647	+0.0%	19	before history	0.80%
XOM	ExxonMobil Holdings Corp Energy	Added	12,577	+79	$1,719,527	−18.9%	19	before history	0.75%
IBM	International Business Machines Corp Technology	Held	5,831	0	$1,639,735	+16.0%	19	before history	0.72%
SCHF	Schwab International Equity ETF	Reduced	54,865	-213	$1,519,760	+11.5%	16	unpriced	0.66%
JEPI	JPMorgan Equity Premium Income ETF	Added	25,631	+3,133	$1,447,638	+13.5%	17	$56.78	0.63%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	8,346	-95	$1,223,857	+0.4%	19	before history	0.53%
VOO	VANGUARD 500 INDEX FUND	Reduced	1,640	-27	$1,126,368	+13.1%	19	before history	0.49%
CAT	Caterpillar Inc Industrials	Held	1,028	0	$1,094,717	+50.3%	13	$233.16	0.48%
AMZN	Amazon Com Inc Consumer Cyclical	Added	4,188	+114	$998,167	+17.6%	19	before history	0.44%
KLAC	Kla Corp Technology	NEW	3,000	NEW	$905,130	NEW	1	unpriced	0.40%
LLY	ELI LILLY & Co Healthcare	Added	697	+496	$836,002	+352.2%	6	$963.68	0.37%
CVX	Chevron Corp Energy	Reduced	4,255	-2	$705,308	−19.9%	19	before history	0.31%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	2,029	-14	$664,152	+10.5%	12	$158.23	0.29%
VEU	Vanguard International Equity Index Funds	Reduced	7,702	-44	$645,042	+10.9%	16	$50.03	0.28%
ABBV	AbbVie Inc. Healthcare	Reduced	2,493	-9	$627,338	+15.3%	18	$149.08	0.27%
AVGO	Broadcom Inc. Technology	Reduced	1,655	-286	$625,176	+4.1%	10	$127.65	0.27%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	1,763	-4	$621,774	+7.0%	18	$340.07	0.27%
MDLZ	Mondelez International, Inc. Consumer Defensive	Held	10,641	0	$615,475	+0.3%	19	before history	0.27%
JNJ	Johnson & Johnson Healthcare	Held	2,403	0	$610,289	+3.9%	19	before history	0.27%
NJR	New Jersey Resources Corp Utilities	Added	10,646	+14	$596,601	+2.2%	19	before history	0.26%
BUFR	FT Vest Laddered Buffer ETF	NEW	14,943	NEW	$545,867	NEW	1	$35.82	0.24%
PGNY	Progyny, Inc. Healthcare	Reduced	18,500	-4,777	$533,355	+34.9%	4	$22.73	0.23%
NFLX	Netflix Inc Communication Services	Reduced	7,440	-70	$531,216	−26.4%	16	$29.16	0.23%
DIS	Walt Disney Co Communication Services	Reduced	5,309	-25	$510,991	−0.6%	19	before history	0.22%
IWM	iShares Russell 2000 ETF	Added	1,696	+1	$509,563	+21.2%	19	before history	0.22%
MRVL	Marvell Technology, Inc. Technology	Added	1,690	+15	$503,434	+203.4%	6	$97.94	0.22%

Showing the top 50 of 528 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.