Cape Investment Advisory, Inc.

Position in LPLA — LPL Financial Holdings Inc.

CIK 1944437 MCDONOUGH, GA

Position in LPLA

as of Jun 30, 2026 · filed Jul 23, 2026 Compact

Position Value

$4,225

-$649 QoQ

Shares Held

+15.4% QoQ

Ownership

0.000%

of shares outstanding

% of Portfolio

0.00%

of 13F equity value

Holder Rank

#698

of 761 holders

Holding Since

Mar 2023

11 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Financial Services · as of Jun 30, 2026

Cape Investment Advisory, Inc. holds $2,755,076 across 15 Capital Markets names. LPLA ranks #7 (0.2% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	SCHW	Schwab Charles Corp	23,929	$2,207,928
2	GS	Goldman Sachs Group Inc	339	$342,853
3	MS	Morgan Stanley	752	$157,197
4	NMR	Nomura Holdings Inc	2,430	$21,334
5	HOOD	Robinhood Markets, Inc.	66	$6,617
6	SF	Stifel Financial Corp	71	$4,953
7	LPLA	LPL Financial Holdings Inc. This page	15	$4,225
8	HLI	Houlihan Lokey, Inc.	20	$2,682

11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$4,225	15	+15.4%	Shares	Defined	2026-07-23
2025-06-30	$4,874	13	-63.9%	Shares	Sole	2025-08-19
2025-03-31	$11,777	36	0.0%	Shares	Sole	2025-05-16
2024-12-31	$11,754	36	0.0%	Shares	Sole	2025-02-05
2024-09-30	$8,374	36	0.0%	Shares	Sole	2024-11-14
2024-06-30	$10,054	36	+176.9%	Shares	Sole	2024-08-15
2024-03-31	$3,434	13	0.0%	Shares	Sole	2024-06-21
2023-12-31	$2,959	13	0.0%	Shares	Sole	2024-02-12
2023-09-30	$3,089	13	0.0%	Shares	Sole	2023-11-07
2023-06-30	$2,826	13	0.0%	Shares	Sole	2023-10-12
2023-03-31	$2,631	13	—	Shares	Sole	2023-10-12
No filing history on record for this holder in this stock.