Cape Investment Advisory, Inc.

Registered adviser

CIK

1944437

Location

MCDONOUGH, GA

Portfolio Value

Small $371,981,014

Diversification

Diversified

Filing Date

Global Rank

#4,600 / 8,818 ▲ 241 · as of Jun 2026

Top Industry

Internet Content & Information 9.0%

Period ended 28 days ago

Filed Oct 13, 2026 · 15d

15 quarters · since Mar 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 146384

Roster of Oct 1, 2026

Regulatory AUM

$473,744,528

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$473,744,528	Individuals and high net worth (97%)
Apr 2025 to Mar 2026	$402,413,992	Individuals and high net worth (98%)
Apr 2024 to Mar 2025	$365,212,023	Individuals and high net worth (99%)
May 2023 to Mar 2024	$298,865,172	Individuals and high net worth (100%)
Apr 2023	$298,865,172	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$283,741,219	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

9.6 effective positions (12 or fewer)

Turnover

Low turnover

14.7% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 10.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 62.2%; sector active share 50.9% against the combined 13F book's sector weights.

Over time 14 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,467 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

30.8%

+0.3 pts

Top 5

47.3%

+1.1 pts

Top 10

56.5%

+1.0 pts

HHI

1,069

Diversified+27

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	62.9%	$233,902,900	579
Technology	10.1%	$37,563,382	145
Financial Services	5.4%	$20,253,817	165
Communication Services	4.8%	$17,862,281	39
Healthcare	3.3%	$12,441,890	116
Consumer Cyclical	3.2%	$11,826,247	88
Consumer Defensive	2.7%	$9,986,337	49
Industrials	2.4%	$8,944,128	116
Energy	2.2%	$8,337,081	42
Utilities	1.9%	$6,936,832	37
Basic Materials	0.6%	$2,185,028	51
Real Estate	0.5%	$1,741,091	40

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		+37,510	41,977	$0
SCHB	Schwab U.S. Broad Market ETF	+29,838	1,627,056	$47,689,011
SHV	iShares 0-1 Year Treasury Bond ETF	+29,823	29,919	$3,300,663
CORO		+13,294	22,965	$834,777
IUSB	iShares Core Universal USD Bond ETF	+11,007	65,067	$2,868,803
BINC		+9,472	233,009	$11,834,526
DDTZ		+8,604	16,054	$318,350
ACWX	iShares MSCI ACWI ex U.S. ETF	+8,067	8,217	$621,369
CGBL	Capital Group Core Balanced ETF	+8,006	11,161	$410,166
SCHJ	Schwab 1-5 Year Corporate Bond ETF	+7,152	353,343	$8,515,566
SCHD	Schwab U.S. Dividend Equity ETF	+7,132	186,669	$6,072,342
VZ	Verizon Communications Inc	+6,425	27,359	$1,254,956
BLCR		+5,772	13,068	$639,809
CGGE	Capital Group Global Equity ETF	+5,387	6,587	$229,292
CGGR	Capital Group Growth ETF	+5,128	7,475	$354,538
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+4,323	24,220	$1,677,477
CGMM	Capital Group U.S. Small and Mid Cap ETF	+4,143	5,209	$161,269
EJUL		+4,041	32,968	$1,027,942
XLF	State Street Corp	+3,709	5,675	$0
UBER	Uber Technologies, Inc	+3,464	10,189	$698,047
CGGO	Capital Group Global Growth Equity ETF	+3,345	4,331	$172,286
T	At&T Inc.	+3,329	28,469	$694,643
PMAY		+3,230	33,491	$1,415,168
WMT	Walmart Inc.	+3,217	8,122	$844,037
QYLD	Global X NASDAQ 100 Covered Call ETF	+3,182	15,523	$287,951
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−29,122	16,959	$1,522,239
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	−13,770	21	$1,933
DSU	Blackrock Debt Strategies Fund, Inc.	−11,818	3,306	$29,754
EVV	Eaton Vance Ltd Duration Income Fund	−11,133	2,208	$18,657
MBB	iShares MBS ETF	−6,453	1,632	$146,259
QQXL	ProShares Ultra QQQ Top 30	−6,331	141	$8,390
IQV	Iqvia Holdings Inc.	−4,606	4,788	$1,287,253
FBND	Fidelity Total Bond ETF	−3,601	1,787	$77,377
GNL	Global Net Lease, Inc.	−3,114	1,236	$10,209
ECVT	Ecovyst Inc.	−3,000	11,800	$115,994
SCHW	Schwab Charles Corp	−2,437	21,492	$2,100,627
QCOM	Qualcomm Inc	−2,349	517	$95,148
LYG	Lloyds Banking Group plc	−2,104	55,230	$310,944
IVV	iShares Core S&P 500 ETF	−2,024	5,620	$4,304,076
SCHG	Schwab U.S. Large-Cap Growth ETF	−1,804	250,997	$9,018,322
KO	Coca Cola Co	−1,642	48,442	$4,169,886
JAAA	Janus Henderson AAA CLO ETF	−1,357	36,357	$1,834,937
SHY	iShares 1-3 Year Treasury Bond ETF	−1,304	967	$78,520
MAS	Masco Corp	−1,295	9,165	$617,720
DIS	Walt Disney Co	−1,267	13,666	$1,433,563
OUNZ	VanEck Merk Gold ETF	−1,238	511	$20,388
FISV	Fiserv Inc	−1,215	1,187	$53,628
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−1,184	5,617	$2,562,418
MTUM	iShares MSCI USA Momentum Factor ETF	−1,150	88	$27,925
IEMG	iShares Trust	−1,114	6,519	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SPGI	S&P Global Inc.	2,656	$1,047,711
MBBA		5,100	$239,240
SBAR		2,910	$73,768
ZSEP		2,617	$72,857
ANGU	Sei Exchange Traded Funds	2,138	$54,091
SSO	ProShares Ultra S&P500	739	$51,234
TPG	TPG Inc.	1,033	$45,585
VMRK	Vivmark Residential	695	$42,227
SEUS		1,553	$39,648
IWB	iShares Russell 1000 ETF	71	$29,545
AER	AerCap Holdings N.V.	198	$28,416
IAUG		800	$24,194
RCAT	Red Cat Holdings, Inc.	3,475	$22,448
DFTX	Definium Therapeutics, Inc.	296	$11,265
PTGX	Protagonist Therapeutics, Inc	73	$10,284
ARTY	iShares Future AI & Tech ETF	124	$9,711
GKOS	GLAUKOS Corp	55	$9,030
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	417	$8,498
BUFR	FT Vest Laddered Buffer ETF	220	$8,243
BUFZ	FT Vest Laddered Moderate Buffer ETF	278	$7,933
NVMI	Nova Ltd.	20	$7,704
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	180	$7,304
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	103	$7,124
XHE	State Street(R) SPDR(R) S&P(R) Health Care Equipment ETF	76	$6,894
PHM	Pultegroup Inc	59	$6,847
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
APLD	Applied Digital Corp.	8,000	$298,400
—		3,447	$104,650
—		221	$41,699
SKYD	Skydance Corp	3,736	$36,837
—		106	$23,447
IWO	iShares Russell 2000 Growth ETF	53	$20,879
TE	T1 Energy Inc.	1,750	$16,590
CTEV	Claritev Corp	475	$16,202
PDI	PIMCO Dynamic Income Fund	962	$16,065
SEZL	Sezzle Inc.	65	$11,155
GSAT	Globalstar, Inc.	130	$10,567
SENEA	Seneca Foods Corp	60	$10,436
TSAT	Telesat Corp	200	$10,124
XMMO	Victory Portfolios II	41	$6,975
KBE	State Street(R) SPDR(R) S&P(R) Bank ETF	101	$6,890
VSAT	Viasat Inc	70	$6,286
AMX	America Movil Sab De CV	229	$5,951
CADL	Candel Therapeutics, Inc.	555	$5,716
XHB	State Street(R) SPDR(R) S&P(R) Homebuilders ETF	48	$5,546
AMKR	Amkor Technology, Inc.	60	$5,173
SPHD	Invesco Ltd.	100	$5,084
MOD	Modine Manufacturing Co	18	$4,806
—		188	$4,705
ASGI	abrdn Global Infrastructure Income Fund	200	$4,650
YSS	York Space Systems Inc.	180	$4,431
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,467 tracked positions · $371,981,014 total · filing declares 2,097 positions · $388,354,941 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,467 positions by value · page 1 of 30

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SCHB	Schwab U.S. Broad Market ETF	Added	1,627,056	+29,838	$47,689,011	+3.1%	12.82%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	604,607	+2,717	$20,139,458	−3.9%	5.41%
BINC		Added	233,009	+9,472	$11,834,526	+1.2%	3.18%
MSFT	Microsoft Corp Technology	Added	18,303	+1,027	$9,387,608	+45.7%	2.52%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	250,997	-1,804	$9,018,322	+5.4%	2.42%
SCHJ	Schwab 1-5 Year Corporate Bond ETF	Added	353,343	+7,152	$8,515,566	−0.3%	2.29%
SCHM	Schwab U.S. Mid-Cap ETF	Added	197,194	+2,353	$6,708,539	−6.6%	1.80%
SPY	Spdr S&P 500 ETF Trust	Added	8,551	+43	$6,521,249	+2.6%	1.75%
SCHD	Schwab U.S. Dividend Equity ETF	Added	186,669	+7,132	$6,072,342	+6.7%	1.63%
AAPL	Apple Inc. Technology	Added	17,818	+1,502	$5,933,749	+25.7%	1.60%
AMZN	Amazon Com Inc Consumer Cyclical	Added	22,644	+589	$5,641,752	+7.3%	1.52%
GOOGL	Alphabet Inc. Communication Services	Reduced	15,693	-860	$5,399,646	−8.7%	1.45%
SCHE	Schwab Emerging Markets Equity ETF	Added	123,291	+853	$4,493,956	+1.2%	1.21%
SCHF	Schwab International Equity ETF	Added	157,318	+1,216	$4,321,525	−0.1%	1.16%
IVV	iShares Core S&P 500 ETF	Reduced	5,620	-2,024	$4,304,076	−24.8%	1.16%
VNLA	Janus Henderson Short Duration Income ETF	Added	86,419	+2,762	$4,196,506	+2.7%	1.13%
KO	Coca Cola Co Consumer Defensive	Reduced	48,442	-1,642	$4,169,886	+2.4%	1.12%
MGMT	BALLAST SMALL/MID CAP ETF	Added	81,520	+90	$3,954,535	−4.7%	1.06%
CVX	Chevron Corp Energy	Added	19,280	+343	$3,937,168	+25.4%	1.06%
NVDA	Nvidia Corp Technology	Added	16,864	+510	$3,851,400	+17.7%	1.04%
META	Meta Platforms, Inc. Communication Services	Reduced	5,265	-319	$3,818,072	+21.4%	1.03%
SHV	iShares 0-1 Year Treasury Bond ETF	Added	29,919	+29,823	$3,300,663	+31058.9%	0.89%
GOOG	Alphabet Inc. Communication Services	Reduced	9,257	-431	$3,154,229	−7.9%	0.85%
IUSB	iShares Core Universal USD Bond ETF	Added	65,067	+11,007	$2,868,803	+15.0%	0.77%
MU	Micron Technology Inc Technology	Reduced	2,684	-404	$2,858,754	−19.8%	0.77%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	5,617	-1,184	$2,562,418	−21.1%	0.69%
QQQ	Invesco Qqq Trust, Series 1	Reduced	3,274	-93	$2,422,006	−2.3%	0.65%
ILCG	iShares Morningstar Growth ETF	Added	20,377	+6	$2,383,497	−0.0%	0.64%
PJUN		Held	50,500	0	$2,221,495	+1.8%	0.60%
SO	Southern Co Utilities	Reduced	25,488	-26	$2,112,699	−13.5%	0.57%
SCHW	Schwab Charles Corp Financial Services	Reduced	21,492	-2,437	$2,100,627	−4.9%	0.56%
MCBS	MetroCity Bankshares, Inc. Financial Services	Reduced	55,756	-498	$1,911,315	−5.3%	0.51%
PNOV		Reduced	41,634	-66	$1,899,343	+2.7%	0.51%
V	Visa Inc. Financial Services	Reduced	5,267	-521	$1,892,590	−4.7%	0.51%
PSEP		Added	40,183	+3,022	$1,882,975	+10.0%	0.51%
XOM	ExxonMobil Holdings Corp Energy	Added	11,560	+3,006	$1,881,389	+60.9%	0.51%
POCT		Added	38,650	+1,300	$1,850,948	+6.8%	0.50%
JAAA	Janus Henderson AAA CLO ETF	Reduced	36,357	-1,357	$1,834,937	−3.6%	0.49%
AMAT	Applied Materials Inc Technology	Reduced	3,420	-373	$1,748,919	−36.2%	0.47%
SCHY	Schwab International Dividend Equity ETF	Added	54,677	+2,342	$1,716,857	+3.4%	0.46%
SCHH	Schwab U.S. REIT ETF	Reduced	77,063	-458	$1,698,467	−7.5%	0.46%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	24,220	+4,323	$1,677,477	+24.0%	0.45%
DDFM		Held	79,661	0	$1,603,934	+1.9%	0.43%
BKNG	Booking Holdings Inc. Consumer Cyclical	Reduced	9,532	-1,095	$1,552,857	−18.0%	0.42%
SCHA	Schwab U.S. Small-Cap ETF	Added	46,691	+974	$1,523,527	−7.8%	0.41%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	16,959	-29,122	$1,522,239	−62.4%	0.41%
AVGO	Broadcom Inc. Technology	Added	4,305	+2,218	$1,511,872	+91.8%	0.41%
EJAN		Reduced	39,462	-300	$1,466,845	+2.5%	0.39%
DIS	Walt Disney Co Communication Services	Reduced	13,666	-1,267	$1,433,563	−0.3%	0.39%
IVW	iShares S&P 500 Growth ETF	Added	9,974	+2,213	$1,418,900	+32.9%	0.38%

Showing the top 50 of 1,467 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.