NBT BANK N A /NY

Bank

Position in LPLA — LPL Financial Holdings Inc.

CIK 898413 Norwich, NY

Position in LPLA

as of Jun 30, 2026 · filed Jul 29, 2026 Compact

Position Value

$845

-$89,102 QoQ

Shares Held

-99.0% QoQ

Ownership

0.000%

of shares outstanding

% of Portfolio

0.00%

of 13F equity value

Holder Rank

#742

of 761 holders

Holding Since

Sep 2024

8 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Financial Services · as of Jun 30, 2026

NBT BANK N A /NY holds $14,475,262 across 6 Capital Markets names. LPLA ranks #6 (0.0% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	GS	Goldman Sachs Group Inc	9,827	$9,938,732
2	MS	Morgan Stanley	12,985	$2,714,384
3	SCHW	Schwab Charles Corp	19,627	$1,810,982
4	CRCL	Circle Internet Group, Inc.	100	$6,263
5	MC	Moelis & Co	62	$4,056
6	LPLA	LPL Financial Holdings Inc. This page	3	$845

8 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$845	3	-99.0%	Shares	Sole	2026-07-29
2026-03-31	$89,947	299	-16.2%	Shares	Defined	2026-04-28
2025-12-31	$127,509	357	+7.2%	Shares	Defined	2026-01-23
2025-09-30	$110,785	333	+12.5%	Shares	Defined	2025-10-28
2025-06-30	$110,991	296	0.0%	Shares	Defined	2025-07-23
2025-03-31	$96,833	296	0.0%	Shares	Defined	2025-04-17
2024-12-31	$96,646	296	0.0%	Shares	Defined	2025-02-07
2024-09-30	$68,858	296	—	Shares	Defined	2024-11-14
No filing history on record for this holder in this stock.