PRINCIPAL SECURITIES, INC.

Broker-Dealer

Position in MCO — Moodys Corp /De/

CIK 12600 DES MOINES, IA

Position in MCO

as of Jun 30, 2026 · filed Aug 4, 2026 Compact

Position Value

$1,403,146

-$11,176 QoQ

Shares Held

3,098

-4.4% QoQ

Ownership

0.002%

of shares outstanding

% of Portfolio

0.05%

of 13F equity value

Holder Rank

#658

of 1,401 holders

Holding Since

Dec 2023

11 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Financial Services · as of Jun 30, 2026

PRINCIPAL SECURITIES, INC. holds $16,654,258 across 9 Financial Data & Stock Exchanges names. MCO ranks #5 (8.4% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	SPGI	S&P Global Inc.	10,907	$4,202,515
2	ICE	Intercontinental Exchange, Inc.	31,742	$3,907,757
3	CME	Cme Group Inc.	14,627	$3,230,080
4	CBOE	Cboe Global Markets, Inc.	10,349	$2,511,391
5	MCO	Moodys Corp /De/ This page	3,098	$1,403,146
6	MSCI	MSCI Inc.	1,048	$586,921
7	NDAQ	Nasdaq, Inc.	3,989	$314,412
8	COIN	Coinbase Global, Inc.	1,712	$250,277

11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$1,403,146	3,098	-4.4%	Shares	Sole	2026-08-04
2026-03-31	$1,414,322	3,242	-1.3%	Shares	Sole	2026-05-13
2025-12-31	$1,678,142	3,285	+3.4%	Shares	Sole	2026-02-12
2025-09-30	$1,514,253	3,178	+6.2%	Shares	Sole	2025-11-12
2025-06-30	$1,501,258	2,993	+17.3%	Shares	Sole	2025-08-11
2025-03-31	$1,187,975	2,551	0.0%	Shares	Sole	2025-04-30
2024-12-31	$1,207,566	2,551	+7.0%	Shares	Sole	2025-01-30
2024-09-30	$1,131,422	2,384	-17.9%	Shares	Sole	2024-10-28
2024-06-30	$1,221,959	2,903	-0.9%	Shares	Sole	2024-07-31
2024-03-31	$1,150,791	2,928	-1.3%	Shares	Sole	2024-05-10
2023-12-31	$1,158,791	2,967	—	Shares	Sole	2024-05-10
No filing history on record for this holder in this stock.