D.A. DAVIDSON & CO.

Position in NIE — Virtus Equity & Convertible Income Fund

CIK 1080107 GREAT FALLS, MT

Position in NIE

as of Mar 31, 2026 · filed May 5, 2026 Compact

Position Value

$1,852,845

-$139,209 QoQ

Shares Held

79,317

-0.8% QoQ

Ownership

0.286%

of shares outstanding

% of Portfolio

0.02%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Jun 2023

11 quarters on record

Voting authority Sole 100.ToString("F0")% Shared 0.ToString("F0")% None 0.ToString("F0")%

Financial Services · as of Mar 31, 2026

D.A. DAVIDSON & CO. holds $231,359,703 across 118 Asset Management names. NIE ranks #33 (0.8% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	BX	Blackstone Inc.	143,525	$16,503,939
2	STT	State Street Corp	121,247	$15,345,020
3	CCD	Calamos Dynamic Convertible & Income Fund	622,462	$13,289,563
4	CHI	Calamos Convertible Opportunities & Income Fund	1,097,250	$11,784,465
5	ARCC	Ares Capital Corp	645,908	$11,639,262
6	BLK	BlackRock, Inc.	11,761	$11,310,671
7	TROW	Price T Rowe Group Inc	92,985	$8,381,667
8	SOR	Source Capital /De/	169,289	$7,841,466

11 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$1,852,845	79,317	-0.8%	Shares	Sole	2026-05-05
2025-12-31	$1,992,054	79,938	+13.5%	Shares	Sole	2026-01-29
2025-09-30	$1,768,999	70,450	+175.4%	Shares	Sole	2025-10-22
2025-06-30	$611,338	25,579	+2.5%	Shares	Sole	2025-07-30
2025-03-31	$552,010	24,944	+4.4%	Shares	Sole	2025-04-28
2024-09-30	$549,708	23,890	+13.1%	Shares	Sole	2024-11-13
2024-06-30	$491,037	21,129	+12.0%	Shares	Sole	2024-08-01
2024-03-31	$422,275	18,860	+1.7%	Shares	Sole	2024-05-13
2023-12-31	$387,796	18,546	-3.8%	Shares	Sole	2024-02-09
2023-09-30	$383,479	19,280	+29.4%	Shares	Sole	2023-11-08
2023-06-30	$315,240	14,905	—	Shares	Sole	2023-08-11
No filing history on record for this holder in this stock.