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NIE · Virtus Equity & Convertible Income Fund · Holdings

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$25.48 +0.16 (+0.63%) At close · Oct 9
Rebalance outlook locked
Market Cap
$706.02M
Shares
27.71M
Volume · Oct 9 106.37K Avg daily vol (3M) 65.9K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 94
Total Value: $202,027,090
Total Shares: 7,528,669

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 95 13F filers
Top Holder
12.9%
Sep 2023 → Jun 2026 · range 12.9% – 17.0%
of institutional value
Top 5
43.1%
Sep 2023 → Jun 2026 · range 43.1% – 54.6%
of institutional value
Top 10
67.2%
Sep 2023 → Jun 2026 · range 65.9% – 75.5%
of institutional value
HHI
551
Sep 2023 → Jun 2026 · range 551 – 792
Broadly held
Showing 94 of 94
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
WELLS FARGO & COMPANY/MN $26,075,794 12.91% 970,804
Advisors Asset Management, Inc. $17,822,442 8.82% 663,531
ROYAL BANK OF CANADA $15,047,186 7.45% 560,208
RAYMOND JAMES FINANCIAL INC $14,685,918 7.27% 546,758
MORGAN STANLEY $13,662,230 6.76% 508,646
GUGGENHEIM CAPITAL LLC $13,082,753 6.48% 487,072
Saba Capital Management, L.P. $12,781,411 6.33% 475,853
LPL Financial LLC $9,225,926 4.57% 343,482
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $7,445,189 3.69% 277,185
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC $6,092,814 3.02% 226,836
Invesco Ltd. $3,720,835 1.84% 138,527
UBS Group AG $3,485,380 1.73% 129,761
Allspring Global Investments Holdings, LLC $3,460,400 1.71% 128,831
BANK OF AMERICA CORP /DE/ $3,272,407 1.62% 121,832
World Investment Advisors $3,073,052 1.52% 114,410
D.A. DAVIDSON & CO. $2,787,342 1.38% 103,773
OSAIC HOLDINGS, INC. $2,513,505 1.24% 93,578
EVOLVE PRIVATE WEALTH, LLC $2,011,303 1.00% 74,881
Cambridge Investment Research Advisors, Inc. $1,967,387 0.97% 73,246
OxenFree Capital LLC $1,846,950 0.91% 73,878
WOLVERINE ASSET MANAGEMENT LLC $1,799,539 0.89% 66,997
&PARTNERS $1,769,832 0.88% 65,891
Capital Investment Advisors, LLC $1,475,231 0.73% 54,923
Calamos Advisors LLC $1,378,132 0.68% 51,308
Todd Wealth Management, LLC $1,292,073 0.64% 48,104
Keystone Financial Group $1,284,230 0.64% 47,812
COMMONWEALTH EQUITY SERVICES, LLC $1,241,227 0.61% 46,211
FIRST TRUST ADVISORS LP $1,190,730 0.59% 44,331
Logan Stone Capital, LLC $1,167,308 0.58% 43,459
Integrated Wealth Concepts LLC $1,157,666 0.57% 43,100
Kestra Advisory Services, LLC $1,086,889 0.54% 40,465
Thrivent Financial for Lutherans $1,070,370 0.53% 39,850
AMERIPRISE FINANCIAL INC $959,036 0.47% 35,705
Stolper Co $925,461 0.46% 34,455
Prospera Financial Services Inc $891,752 0.44% 33,200
PMG Family Office LLC $870,049 0.43% 32,392
Steward Partners Investment Advisory, LLC $832,767 0.41% 31,004
Cornerstone Wealth Management, LLC $814,046 0.40% 30,307
STIFEL FINANCIAL CORP $787,320 0.39% 29,312
ROTHSCHILD INVESTMENT LLC $778,698 0.39% 28,991
Allworth Financial LP $756,109 0.37% 28,150
LEVEL FOUR ADVISORY SERVICES, LLC $687,616 0.34% 25,600
WEDBUSH SECURITIES INC $686,165 0.34% 25,546
Concurrent Investment Advisors, LLC $651,999 0.32% 24,274
David J Yvars Group $651,775 0.32% 26,071
Miller Financial Services LLC $623,152 0.31% 23,200
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC $578,779 0.29% 21,548
Centurion Wealth Management LLC $577,731 0.29% 21,509
TRUIST FINANCIAL CORP $525,891 0.26% 19,579
READYSTATE ASSET MANAGEMENT LP $472,574 0.23% 17,594
Baird Financial Group, Inc. $464,812 0.23% 17,305
Brick & Kyle, Associates $436,206 0.22% 16,240
PFG Investments, LLC $406,069 0.20% 15,118
AQR CAPITAL MANAGEMENT LLC $388,180 0.19% 14,452
Cetera Investment Advisers $386,273 0.19% 14,381
Janney Montgomery Scott LLC $385,145 0.19% 14,339
CSS LLC/IL $377,866 0.19% 14,068
Kovack Advisors, Inc. $372,763 0.18% 13,878
Institute for Wealth Management, LLC. $370,077 0.18% 13,778
Shaker Financial Services, LLC $360,488 0.18% 13,421
XTX Topco Ltd $338,328 0.17% 12,596
Sanctuary Advisors, LLC $318,291 0.16% 11,850
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $311,844 0.15% 11,610
SMH CAPITAL ADVISORS INC $295,406 0.15% 10,998
ENVESTNET ASSET MANAGEMENT INC $272,172 0.13% 10,133
Joel Isaacson & Co., LLC $268,600 0.13% 10,000
Huntleigh Advisors, Inc. $257,721 0.13% 9,595
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors $251,463 0.12% 9,362
DAVENPORT & Co LLC $250,093 0.12% 9,311
OPPENHEIMER & CO INC $239,456 0.12% 8,915
DAYMARK WEALTH PARTNERS, LLC $232,634 0.12% 8,661
Arkadios Wealth Advisors $230,834 0.11% 8,594
SILVERLAKE WEALTH MANAGEMENT LLC $219,258 0.11% 8,163
FIFTH THIRD BANCORP $217,404 0.11% 8,094
Mariner, LLC $210,877 0.10% 7,851
Laird Norton Wetherby Trust Company, LLC $210,045 0.10% 7,820
NewEdge Advisors, LLC $202,900 0.10% 7,554
Rockefeller Capital Management L.P. $122,723 0.06% 4,569
WOLFF WIESE MAGANA LLC $114,101 0.06% 4,248
US BANCORP \DE\ $111,066 0.05% 4,135
PNC FINANCIAL SERVICES GROUP, INC. $80,687 0.04% 3,004
Westfuller Advisors, LLC $61,509 0.03% 2,290
JPMORGAN CHASE & CO $39,860 0.02% 1,484
CoreCap Advisors, LLC $32,500 0.02% 1,300
EASTERN BANK $32,450 0.02% 1,298
HARBOUR INVESTMENTS, INC. $30,217 0.01% 1,125
Farther Finance Advisors, LLC $29,300 0.01% 1,172
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $18,802 0.01% 700
Cape Investment Advisory, Inc. $11,684 0.01% 435
Westside Investment Management, Inc. $9,401 0.00% 350
Strengthening Families & Communities, LLC $5,237 0.00% 195
HIGHLINE WEALTH PARTNERS LLC $4,029 0.00% 150
FMR LLC $3,787 0.00% 141
Russell Investments Group, Ltd. $161 0.00% 6
Key facts CIK 1383441 CUSIP 92841M101 13F (30d) 9 filings 7 filers