Institute for Wealth Management, LLC.
Position in NIE — Virtus Equity & Convertible Income Fund
CIK 1533954
DENVER, CO
Position in NIE
as of Jun 30, 2026
· filed Jul 28, 2026
Position Value
$370,077
+$48,901 QoQ
Shares Held
13,778
+0.2% QoQ
Ownership
0.050%
of shares outstanding
% of Portfolio
0.05%
of 13F equity value
Holder Rank
#58
of 94 holders
Holding Since
Mar 2021
21 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in NIE Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Institute for Wealth Management, LLC. holds $17,964,075 across 133 Asset Management names. NIE ranks #10 (2.1% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BXSL |
Blackstone Secured Lending Fund
|
115,773 | $2,744,977 | |
| 2 | BX |
Blackstone Inc.
|
17,555 | $2,065,696 | |
| 3 | KKR |
KKR & Co. Inc.
|
10,154 | $931,934 | |
| 4 | CET |
Central Securities Corp
|
16,394 | $859,865 | |
| 5 | ECF |
Ellsworth Growth & Income Fund Ltd
|
52,289 | $690,737 | |
| 6 | GDV |
Gabelli Dividend & Income Trust
|
18,050 | $530,670 | |
| 7 | APO |
Apollo Global Management, Inc.
|
4,340 | $513,465 | |
| 8 | SPXX |
Nuveen S&P 500 Dynamic Overwrite Fund
|
25,742 | $479,830 |
All Filings in NIE
Export CSV
21 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $370,077 | 13,778 | Shares | Sole | 2026-07-28 | |
| 2026-03-31 | $321,176 | 13,749 | Shares | Sole | 2026-05-14 | |
| 2025-12-31 | $364,654 | 14,633 | Shares | Sole | 2026-01-27 | |
| 2025-09-30 | $371,452 | 14,793 | Shares | Sole | 2025-10-17 | |
| 2025-06-30 | $359,790 | 15,054 | Shares | Sole | 2025-07-18 | |
| 2025-03-31 | $335,335 | 15,153 | Shares | Sole | 2025-04-21 | |
| 2024-09-30 | $352,191 | 15,306 | Shares | Sole | 2024-11-12 | |
| 2024-06-30 | $355,130 | 15,281 | Shares | Sole | 2024-07-25 | |
| 2024-03-31 | $342,902 | 15,315 | Shares | Sole | 2024-04-30 | |
| 2023-12-31 | $319,713 | 15,290 | Shares | Sole | 2024-01-31 | |
| 2023-09-30 | $312,074 | 15,690 | Shares | Sole | 2023-10-13 | |
| 2023-06-30 | $336,411 | 15,906 | Shares | Sole | 2023-07-25 | |
| 2023-03-31 | $312,552 | 15,906 | Shares | Sole | 2023-04-20 | |
| 2022-12-31 | $291,698 | 16,001 | Shares | Sole | 2023-02-02 | |
| 2022-09-30 | $337,064 | 16,596 | Shares | Sole | 2022-10-18 | |
| 2022-06-30 | $344,367 | 16,596 | Shares | Sole | 2022-07-25 | |
| 2022-03-31 | $451,962 | 16,653 | Shares | Sole | 2022-04-29 | |
| 2021-12-31 | $501,921 | 16,653 | Shares | Sole | 2022-01-21 | |
| 2021-09-30 | $494,919 | 16,794 | Shares | Sole | 2021-11-15 | |
| 2021-06-30 | $507,850 | 16,794 | Shares | Sole | 2021-07-21 | |
| 2021-03-31 | $470,988 | 16,815 | Shares | Sole | 2021-05-04 | |
| No filing history on record for this holder in this stock. | ||||||