Institute for Wealth Management, LLC.
Position in NIE — Virtus Equity & Convertible Income Fund
CIK 1533954
DENVER, CO
Position in NIE
as of Mar 31, 2026
· filed May 14, 2026
Position Value
$321,176
-$43,478 QoQ
Shares Held
13,749
-6.0% QoQ
Ownership
0.050%
of shares outstanding
% of Portfolio
0.05%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2021
20 quarters on record
Voting authority
Sole 0.ToString("F0")%
Shared 0.ToString("F0")%
None 100.ToString("F0")%
Common Shares in NIE Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Mar 31, 2026Institute for Wealth Management, LLC. holds $12,677,890 across 31 Asset Management names. NIE ranks #14 (2.5% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BX |
Blackstone Inc.
|
17,494 | $2,011,635 | |
| 2 | KKR |
KKR & Co. Inc.
|
9,779 | $904,557 | |
| 3 | CET |
Central Securities Corp
|
16,394 | $814,126 | |
| 4 | BXSL |
Blackstone Secured Lending Fund
|
34,270 | $811,856 | |
| 5 | CHI |
Calamos Convertible Opportunities & Income Fund
|
59,277 | $636,634 | |
| 6 | ECF |
Ellsworth Growth & Income Fund Ltd
|
52,756 | $588,229 | |
| 7 | USA |
Liberty All Star Equity Fund
|
89,063 | $494,299 | |
| 8 | APO |
Apollo Global Management, Inc.
|
4,369 | $486,793 |
All Filings in NIE
Export CSV
20 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $321,176 | 13,749 | Shares | Sole | 2026-05-14 | |
| 2025-12-31 | $364,654 | 14,633 | Shares | Sole | 2026-01-27 | |
| 2025-09-30 | $371,452 | 14,793 | Shares | Sole | 2025-10-17 | |
| 2025-06-30 | $359,790 | 15,054 | Shares | Sole | 2025-07-18 | |
| 2025-03-31 | $335,335 | 15,153 | Shares | Sole | 2025-04-21 | |
| 2024-09-30 | $352,191 | 15,306 | Shares | Sole | 2024-11-12 | |
| 2024-06-30 | $355,130 | 15,281 | Shares | Sole | 2024-07-25 | |
| 2024-03-31 | $342,902 | 15,315 | Shares | Sole | 2024-04-30 | |
| 2023-12-31 | $319,713 | 15,290 | Shares | Sole | 2024-01-31 | |
| 2023-09-30 | $312,074 | 15,690 | Shares | Sole | 2023-10-13 | |
| 2023-06-30 | $336,411 | 15,906 | Shares | Sole | 2023-07-25 | |
| 2023-03-31 | $312,552 | 15,906 | Shares | Sole | 2023-04-20 | |
| 2022-12-31 | $291,698 | 16,001 | Shares | Sole | 2023-02-02 | |
| 2022-09-30 | $337,064 | 16,596 | Shares | Sole | 2022-10-18 | |
| 2022-06-30 | $344,367 | 16,596 | Shares | Sole | 2022-07-25 | |
| 2022-03-31 | $451,962 | 16,653 | Shares | Sole | 2022-04-29 | |
| 2021-12-31 | $501,921 | 16,653 | Shares | Sole | 2022-01-21 | |
| 2021-09-30 | $494,919 | 16,794 | Shares | Sole | 2021-11-15 | |
| 2021-06-30 | $507,850 | 16,794 | Shares | Sole | 2021-07-21 | |
| 2021-03-31 | $470,988 | 16,815 | Shares | Sole | 2021-05-04 | |
| No filing history on record for this holder in this stock. | ||||||