LPL Financial LLC
Position in NIE — Virtus Equity & Convertible Income Fund
CIK 1403438
FORT MILL, SC
Position in NIE
as of Mar 31, 2026
· filed May 6, 2026
Position Value
$6,790,962
+$63,933 QoQ
Shares Held
290,709
+7.7% QoQ
Ownership
1.05%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2021
20 quarters on record
Voting authority
Sole 0.ToString("F0")%
Shared 0.ToString("F0")%
None 100.ToString("F0")%
Common Shares in NIE Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Mar 31, 2026LPL Financial LLC holds $3,126,143,978 across 415 Asset Management names. NIE ranks #112 (0.2% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BLK |
BlackRock, Inc.
|
218,728 | $210,352,904 | |
| 2 | BX |
Blackstone Inc.
|
1,469,080 | $168,929,509 | |
| 3 | BPRE |
Bluerock Private Real Estate Fund
|
5,778,813 | $95,986,083 | |
| 4 | PDI |
PIMCO Dynamic Income Fund
|
5,288,936 | $90,493,694 | |
| 5 | PHYS |
Sprott Physical Gold Trust
|
2,361,598 | $83,695,033 | |
| 6 | PSLV |
Sprott Physical Silver Trust
|
3,183,953 | $77,656,613 | |
| 7 | ARCC |
Ares Capital Corp
|
4,038,185 | $72,768,093 | |
| 8 | PFG |
Principal Financial Group Inc
|
728,464 | $65,641,891 |
All Filings in NIE
Export CSV
20 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $6,790,962 | 290,709 | Shares | Sole | 2026-05-06 | |
| 2025-12-31 | $6,727,029 | 269,945 | Shares | Sole | 2026-02-11 | |
| 2025-09-30 | $5,349,685 | 213,050 | Shares | Sole | 2025-11-12 | |
| 2025-06-30 | $4,542,840 | 190,077 | Shares | Sole | 2025-08-12 | |
| 2025-03-31 | $3,926,238 | 177,417 | Shares | Sole | 2025-05-07 | |
| 2024-09-30 | $2,696,679 | 117,196 | Shares | Sole | 2024-11-08 | |
| 2024-06-30 | $2,614,918 | 112,518 | Shares | Sole | 2024-08-07 | |
| 2024-03-31 | $2,048,774 | 91,504 | Shares | Sole | 2024-05-10 | |
| 2023-12-31 | $1,950,003 | 93,257 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $1,296,370 | 65,177 | Shares | Sole | 2023-11-13 | |
| 2023-06-30 | $1,389,618 | 65,703 | Shares | Sole | 2023-07-31 | |
| 2023-03-31 | $1,213,407 | 61,751 | Shares | Sole | 2023-05-10 | |
| 2022-12-31 | $1,061,769 | 58,243 | Shares | Sole | 2023-02-07 | |
| 2022-09-30 | $1,352,544 | 66,595 | Shares | Sole | 2022-11-14 | |
| 2022-06-30 | $1,295,858 | 62,451 | Shares | Sole | 2022-08-12 | |
| 2022-03-31 | $560,658 | 20,658 | Shares | Sole | 2022-05-16 | |
| 2021-12-31 | $511,294 | 16,964 | Shares | Sole | 2022-02-14 | |
| 2021-09-30 | $409,839 | 13,907 | Shares | Sole | 2021-11-15 | |
| 2021-06-30 | $861,265 | 28,481 | Shares | Sole | 2021-08-13 | |
| 2021-03-31 | $464,685 | 16,590 | Shares | Sole | 2021-05-14 | |
| No filing history on record for this holder in this stock. | ||||||