LPL Financial LLC
Position in NIE — Virtus Equity & Convertible Income Fund
CIK 1403438
FORT MILL, SC
Position in NIE
as of Jun 30, 2026
· filed Aug 7, 2026
Position Value
$9,225,926
+$2,434,964 QoQ
Shares Held
343,482
+18.2% QoQ
Ownership
1.24%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#8
of 94 holders
Holding Since
Mar 2021
21 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in NIE Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026LPL Financial LLC holds $3,342,804,719 across 412 Asset Management names. NIE ranks #87 (0.3% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BLK |
BlackRock, Inc.
|
213,723 | $205,507,487 | |
| 2 | BX |
Blackstone Inc.
|
1,695,516 | $199,511,367 | |
| 3 | PFG |
Principal Financial Group Inc
|
1,134,085 | $122,231,681 | |
| 4 | PDI |
PIMCO Dynamic Income Fund
|
5,545,160 | $92,604,172 | |
| 5 | ARCC |
Ares Capital Corp
|
4,029,149 | $74,660,130 | |
| 6 | BPRE |
Bluerock Private Real Estate Fund
|
5,496,468 | $71,509,048 | |
| 7 | PHYS |
Sprott Physical Gold Trust
|
2,315,840 | $69,868,892 | |
| 8 | KKR |
KKR & Co. Inc.
|
679,426 | $62,357,718 |
All Filings in NIE
Export CSV
21 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $9,225,926 | 343,482 | Shares | Sole | 2026-08-07 | |
| 2026-03-31 | $6,790,962 | 290,709 | Shares | Sole | 2026-05-06 | |
| 2025-12-31 | $6,727,029 | 269,945 | Shares | Sole | 2026-02-11 | |
| 2025-09-30 | $5,349,685 | 213,050 | Shares | Sole | 2025-11-12 | |
| 2025-06-30 | $4,542,840 | 190,077 | Shares | Sole | 2025-08-12 | |
| 2025-03-31 | $3,926,238 | 177,417 | Shares | Sole | 2025-05-07 | |
| 2024-09-30 | $2,696,679 | 117,196 | Shares | Sole | 2024-11-08 | |
| 2024-06-30 | $2,614,918 | 112,518 | Shares | Sole | 2024-08-07 | |
| 2024-03-31 | $2,048,774 | 91,504 | Shares | Sole | 2024-05-10 | |
| 2023-12-31 | $1,950,003 | 93,257 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $1,296,370 | 65,177 | Shares | Sole | 2023-11-13 | |
| 2023-06-30 | $1,389,618 | 65,703 | Shares | Sole | 2023-07-31 | |
| 2023-03-31 | $1,213,407 | 61,751 | Shares | Sole | 2023-05-10 | |
| 2022-12-31 | $1,061,769 | 58,243 | Shares | Sole | 2023-02-07 | |
| 2022-09-30 | $1,352,544 | 66,595 | Shares | Sole | 2022-11-14 | |
| 2022-06-30 | $1,295,858 | 62,451 | Shares | Sole | 2022-08-12 | |
| 2022-03-31 | $560,658 | 20,658 | Shares | Sole | 2022-05-16 | |
| 2021-12-31 | $511,294 | 16,964 | Shares | Sole | 2022-02-14 | |
| 2021-09-30 | $409,839 | 13,907 | Shares | Sole | 2021-11-15 | |
| 2021-06-30 | $861,265 | 28,481 | Shares | Sole | 2021-08-13 | |
| 2021-03-31 | $464,685 | 16,590 | Shares | Sole | 2021-05-14 | |
| No filing history on record for this holder in this stock. | ||||||