Prospera Financial Services Inc

Position in NIE — Virtus Equity & Convertible Income Fund

CIK 1541625 Dallas, TX

Position in NIE

as of Jun 30, 2026 · filed Jul 15, 2026 Compact

Position Value

$891,752

+$115,219 QoQ

Shares Held

33,200

-0.1% QoQ

Ownership

0.120%

of shares outstanding

% of Portfolio

0.02%

of 13F equity value

Holder Rank

#34

of 94 holders

Holding Since

Mar 2022

8 quarters on record

Voting authority Sole 0% Shared 0% None 100%

Financial Services · as of Jun 30, 2026

Prospera Financial Services Inc holds $135,113,428 across 81 Asset Management names. NIE ranks #27 (0.7% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	BX	Blackstone Inc.	249,715	$29,383,964
2	PSLV	Sprott Physical Silver Trust	1,340,709	$25,299,178
3	PHYS	Sprott Physical Gold Trust	472,542	$14,256,592
4	BLK	BlackRock, Inc.	10,338	$9,940,607
5	NUV	Nuveen Municipal Value Fund Inc	476,073	$4,389,393
6	NXP	Nuveen Select Tax Free Income Portfolio	209,878	$3,003,354
7	ARCC	Ares Capital Corp	152,696	$2,829,456
8	GDV	Gabelli Dividend & Income Trust	88,163	$2,591,992

8 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$891,752	33,200	-0.1%	Shares	Sole	2026-07-15
2026-03-31	$776,533	33,242	+19.3%	Shares	Sole	2026-04-14
2025-12-31	$694,395	27,865	-0.9%	Shares	Sole	2026-02-09
2025-09-30	$706,143	28,122	-0.9%	Shares	Sole	2025-11-06
2025-06-30	$678,066	28,371	-13.8%	Shares	Sole	2025-08-06
2022-09-30	$668,361	32,908	+3.7%	Shares	Sole	2022-10-27
2022-06-30	$658,439	31,732	-4.9%	Shares	Sole	2022-08-08
2022-03-31	$905,607	33,368	—	Shares	Sole	2022-05-04
No filing history on record for this holder in this stock.