Prospera Financial Services Inc
Position in NIE — Virtus Equity & Convertible Income Fund
CIK 1541625
Dallas, TX
Position in NIE
as of Mar 31, 2026
· filed Apr 14, 2026
Position Value
$776,533
+$82,138 QoQ
Shares Held
33,242
+19.3% QoQ
Ownership
0.120%
of shares outstanding
% of Portfolio
0.02%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2022
7 quarters on record
Voting authority
Sole 0.ToString("F0")%
Shared 0.ToString("F0")%
None 100.ToString("F0")%
Common Shares in NIE Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Mar 31, 2026Prospera Financial Services Inc holds $145,164,414 across 83 Asset Management names. NIE ranks #28 (0.5% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | PSLV |
Sprott Physical Silver Trust
|
1,342,573 | $32,745,355 | |
| 2 | BX |
Blackstone Inc.
|
248,639 | $28,590,998 | |
| 3 | PHYS |
Sprott Physical Gold Trust
|
489,776 | $17,357,661 | |
| 4 | BLK |
BlackRock, Inc.
|
10,280 | $9,886,378 | |
| 5 | NUV |
Nuveen Municipal Value Fund Inc
|
476,156 | $4,280,642 | |
| 6 | NXP |
Nuveen Select Tax Free Income Portfolio
|
209,840 | $3,011,204 | |
| 7 | MAIN |
Main Street Capital CORP
|
49,161 | $2,603,566 | |
| 8 | ARCC |
Ares Capital Corp
|
142,360 | $2,565,327 |
All Filings in NIE
Export CSV
7 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $776,533 | 33,242 | Shares | Sole | 2026-04-14 | |
| 2025-12-31 | $694,395 | 27,865 | Shares | Sole | 2026-02-09 | |
| 2025-09-30 | $706,143 | 28,122 | Shares | Sole | 2025-11-06 | |
| 2025-06-30 | $678,066 | 28,371 | Shares | Sole | 2025-08-06 | |
| 2022-09-30 | $668,361 | 32,908 | Shares | Sole | 2022-10-27 | |
| 2022-06-30 | $658,439 | 31,732 | Shares | Sole | 2022-08-08 | |
| 2022-03-31 | $905,607 | 33,368 | Shares | Sole | 2022-05-04 | |
| No filing history on record for this holder in this stock. | ||||||