Prospera Financial Services Inc

CIK

1541625

Location

Dallas, TX

Portfolio Value

Mid $6,837,522,670

Diversification

Diversified

Filing Date

Global Rank

#709 / 8,818 ▼ 18

Top Industry

Semiconductors 14.1%

Period ended 4 months ago

Filed Jul 15, 2026 · 4mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 30.5%, 60.7 effective positions, active share 41.9% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

25.5% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 20.1 quarters (12+), a floor since 50.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 41.9%; sector active share 28.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,465 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

8.7%

+0.4 pts

Top 5

21.6%

+0.7 pts

Top 10

30.6%

+0.3 pts

HHI

167

Diversified+6

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	40.7%	$2,780,076,427	667
Technology	20.6%	$1,407,530,114	133
Financial Services	8.7%	$591,795,370	195
Industrials	7.6%	$521,747,060	109
Communication Services	4.6%	$316,755,313	26
Healthcare	4.5%	$307,765,202	68
Consumer Cyclical	3.8%	$261,725,026	71
Energy	3.6%	$244,939,718	44
Consumer Defensive	2.5%	$169,227,877	38
Basic Materials	1.6%	$108,307,517	46
Utilities	1.3%	$89,499,286	37
Real Estate	0.6%	$38,153,760	31

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VUG	VANGUARD GROWTH INDEX FUND	+327,955	399,200	$34,387,088
IYZ	iShares U.S. Telecommunications ETF	+312,703	325,656	$13,778,505
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+271,001	336,415	$29,574,242
VO	VANGUARD MID-CAP INDEX FUND	+167,112	220,163	$17,738,532
IGV	iShares Expanded Tech-Software Sector ETF	+141,688	153,241	$13,883,634
CGSM	Capital Group Short Duration Municipal Income ETF	+115,824	141,078	$3,722,343
IWF	iShares Russell 1000 Growth ETF	+92,167	123,239	$15,302,586
KHPI	Kensington Hedged Premium Income ETF	+86,832	446,845	$11,537,537
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+86,642	102,093	$12,202,155
ARM	Arm Holdings PLC	+78,093	97,603	$34,607,095
CGDV	Capital Group Dividend Value ETF	+68,193	1,237,244	$60,971,384
QDPL	Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF	+61,264	350,355	$15,790,499
IJT	iShares S&P Small-Cap 600 Growth ETF	+58,145	63,402	$11,323,597
SCHD	Schwab U.S. Dividend Equity ETF	+56,380	253,820	$8,048,632
FTGC	First Trust Global Tactical Commodity Strategy Fund	+54,729	263,865	$7,137,548
DBMF	iMGP DBI Managed Futures Strategy ETF	+54,619	72,628	$2,223,143
SGOV	iShares 0-3 Month Treasury Bond ETF	+54,599	105,350	$10,605,584
FANG	Diamondback Energy, Inc.	+49,735	58,102	$10,213,169
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	+47,102	101,917	$1,618,441
NVDA	Nvidia Corp	+45,447	1,165,618	$233,228,505
E	Eni Spa	+42,300	46,961	$2,200,592
BALT		+40,741	88,540	$3,034,265
DVA	Davita Inc.	+39,474	42,623	$9,482,765
BUFD	FT Vest Laddered Deep Buffer ETF	+38,340	149,280	$4,436,601
KVYO	Klaviyo, Inc.	+38,259	77,709	$1,173,405
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IEZ	iShares U.S. Oil Equipment & Services ETF	−404,976	91,070	$2,449,783
CGGO	Capital Group Global Growth Equity ETF	−346,361	144,885	$6,132,982
WCMI	First Trust WCM International Equity ETF	−333,328	69,394	$1,358,040
GSG	iShares S&P GSCI Commodity-Indexed Trust	−306,454	58,656	$1,677,561
FTCB	First Trust Core Investment Grade ETF	−284,452	954,758	$19,911,478
WBD	Warner Bros. Discovery, Inc.	−282,023	380,242	$10,137,251
BUFR	FT Vest Laddered Buffer ETF	−210,235	549,627	$20,077,874
TCAF	T. Rowe Price Capital Appreciation Equity ETF	−208,499	198,084	$8,141,252
ILDR	First Trust Innovation Leaders ETF	−181,563	39,224	$1,539,345
AFLG	First Trust Active Factor Large Cap ETF	−176,784	229,423	$9,961,546
SSUS	Day Hagan Smart Sector ETF	−164,316	442,285	$24,462,783
HON	Honeywell International Inc	−148,997	152,884	$34,230,727
LYG	Lloyds Banking Group plc	−148,624	27,768	$161,887
FDL	First Trust Morningstar Dividend Leaders Index Fund	−134,983	111,366	$5,419,069
CGBL	Capital Group Core Balanced ETF	−129,764	37,031	$1,405,696
IAU	Ishares Gold Trust	−121,678	29,446	$2,223,467
FPE	First Trust Preferred Securities and Income ETF	−103,077	1,413,667	$25,276,365
CGMU	Capital Group Municipal Income ETF	−102,412	44,204	$1,214,283
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−86,959	8,061	$708,400
JAAA	Janus Henderson AAA CLO ETF	−77,042	17,834	$900,438
MRNA	Moderna, Inc.	−74,569	3,053	$213,801
IJS	iShares S&P Small-Cap 600 Value ETF	−73,583	8,410	$1,149,478
KGC	Kinross Gold Corp	−66,336	16,168	$381,888
NZF	Nuveen Municipal Credit Income Fund	−66,323	133,043	$1,686,985
RDVY	First Trust Rising Dividend Achievers ETF	−65,501	1,105,561	$89,616,774
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
HONA	Honeywell Aerospace Inc.	157,316	$34,779,421
IDGT	iShares U.S. Digital Infrastructure and Real Estate ETF	104,530	$12,516,422
CNC	Centene Corp	126,175	$8,099,173
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	57,588	$6,455,038
CLOA		99,097	$5,144,125
SPCX	Space Exploration Technologies Corp	28,007	$4,785,276
WIP	State Street(R) SPDR(R) FTSE International Government Inflation-Protected Bond ETF	68,117	$2,683,128
PSCT	Invesco Ltd.	21,633	$1,999,105
CME	Cme Group Inc.	8,360	$1,846,138
—		56,251	$1,819,719
STM	STMicroelectronics N.V.	21,157	$1,584,447
AVEM	Avantis Emerging Markets Equity ETF	15,911	$1,535,252
RBRK	Rubrik, Inc.	18,709	$1,501,958
TBUX	T. Rowe Price Ultra Short-Term Bond ETF	29,137	$1,450,148
—		25,469	$1,385,513
FDXF	FedEx Freight Holding Company, Inc.	9,064	$1,368,664
ASHR	DBX ETF Trust	35,455	$1,299,780
YORW	York Water Co	41,575	$1,274,273
NOV	NOV Inc.	64,284	$1,192,468
OPPJ	WisdomTree Japan Opportunities Fund	19,824	$1,143,250
JVAL	JPMorgan U.S. Value Factor ETF	18,082	$1,060,328
MFG	Mizuho Financial Group Inc	108,831	$1,042,600
FICO	Fair Isaac Corp	871	$1,040,653
GTLB	Gitlab Inc.	33,806	$1,032,097
PSCI	Invesco Ltd.	5,482	$1,019,980
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
RING	iShares MSCI Global Gold Miners ETF	79,310	$6,263,903
ALB	Albemarle Corp	25,383	$4,557,009
FER	Ferrovial N.V.	68,842	$4,478,172
—		83,884	$2,384,822
CQQQ	Invesco Ltd.	48,710	$2,241,634
NU	Nu Holdings Ltd.	139,874	$2,009,989
FEZ	State Street(R) SPDR(R) EURO STOXX 50(R) ETF	31,002	$1,924,604
RACE	Ferrari N.V.	5,549	$1,878,059
SMR	NUSCALE POWER Corp	172,672	$1,871,764
PAHC	Phibro Animal Health Corp	28,634	$1,583,746
NE	Noble Corp plc	28,736	$1,410,075
TFLR	T. Rowe Price Floating Rate ETF	24,850	$1,251,446
EDIV	State Street(R) SPDR(R) S&P Emerging Markets Dividend ETF	30,998	$1,223,801
IPGP	Ipg Photonics Corp	9,461	$1,084,135
IYT	iShares U.S. Transportation ETF	14,005	$1,044,773
PLX	Protalix BioTherapeutics, Inc.	418,570	$908,296
CPNG	Coupang, Inc.	46,461	$877,183
ECH	iShares MSCI Chile ETF	21,133	$840,248
FRT	Federal Realty Investment Trust	7,750	$823,127
KNSL	Kinsale Capital Group, Inc.	2,375	$811,442
FLO	Flowers Foods Inc	99,532	$811,185
TM	Toyota Motor Corp	3,660	$754,289
NAC	Nuveen California Quality Municipal Income Fund	64,500	$751,425
BCS	Barclays PLC	34,890	$738,272
HUBS	Hubspot Inc	2,945	$718,874
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,465 tracked positions · $6,837,522,670 total · filing declares 1,468 positions · $6,885,164,639 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,465 positions by value · page 1 of 30

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	843,779	-14,543	$244,155,891	+12.1%	26+	before history	3.57%
NVDA	Nvidia Corp Technology	Added	1,165,618	+45,447	$233,228,505	+19.4%	26+	before history	3.41%
MSFT	Microsoft Corp Technology	Added	296,327	+4,204	$110,535,897	+2.2%	26+	before history	1.62%
AMZN	Amazon Com Inc Consumer Cyclical	Added	454,422	+561	$108,306,939	+14.6%	26+	before history	1.58%
CAT	Caterpillar Inc Industrials	Added	97,568	+2,124	$103,900,163	+53.7%	23	$385.90	1.52%
GOOGL	Alphabet Inc. Communication Services	Reduced	272,534	-13,567	$97,395,475	+18.4%	26+	before history	1.42%
QQQ	Invesco Qqq Trust, Series 1	Reduced	131,820	-7,964	$97,072,248	+20.3%	26+	before history	1.42%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	1,105,561	-65,501	$89,616,774	+12.1%	23	$51.17	1.31%
GOOG	Alphabet Inc. Communication Services	Added	241,030	+4,679	$85,163,129	+25.6%	23	unpriced	1.25%
AVGO	Broadcom Inc. Technology	Reduced	207,114	-11,007	$78,237,313	+15.9%	26+	before history	1.14%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	229,858	-2,170	$75,239,419	+10.2%	26+	before history	1.10%
SPY	Spdr S&P 500 ETF Trust	Added	99,549	+6,456	$74,340,206	+22.8%	26+	before history	1.09%
CGGR	Capital Group Growth ETF	Reduced	1,405,335	-35,043	$66,331,812	+14.6%	15	$35.85	0.97%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	130,881	-9,161	$65,491,543	−2.4%	26+	before history	0.96%
IVV	iShares Core S&P 500 ETF	Added	83,774	+3,737	$62,737,510	+20.0%	26+	before history	0.92%
CGDV	Capital Group Dividend Value ETF	Added	1,237,244	+68,193	$60,971,384	+22.6%	15	$33.81	0.89%
MU	Micron Technology Inc Technology	Reduced	49,032	-54,127	$56,597,147	+62.4%	23	$167.66	0.83%
LLY	ELI LILLY & Co Healthcare	Reduced	46,944	-896	$56,306,046	+28.0%	26+	before history	0.82%
XOM	ExxonMobil Holdings Corp Energy	Reduced	410,242	-3,315	$56,088,286	−20.1%	23	$83.49	0.82%
AMAT	Applied Materials Inc Technology	Reduced	70,875	-1,078	$51,242,625	+108.4%	23	$208.98	0.75%
WMT	Walmart Inc. Consumer Defensive	Added	437,836	+6,657	$49,589,305	−7.5%	26+	before history	0.73%
META	Meta Platforms, Inc. Communication Services	Added	87,954	+1,020	$49,543,608	−0.4%	26+	before history	0.72%
FV	First Trust Dorsey Wright Focus 5 ETF	Reduced	596,001	-35,577	$45,224,555	+18.5%	26+	before history	0.66%
JNJ	Johnson & Johnson Healthcare	Added	174,910	+577	$44,421,892	+4.2%	26+	before history	0.65%
IWD	iShares Russell 1000 Value ETF	Reduced	166,431	-14,064	$40,347,867	+4.6%	26+	before history	0.59%
VOO	VANGUARD 500 INDEX FUND	Reduced	56,586	-376	$38,863,830	+14.2%	23	unpriced	0.57%
WDC	Western Digital Corp Technology	Added	60,180	+3,470	$38,438,169	+150.6%	6	unpriced	0.56%
AMD	Advanced Micro Devices Inc Technology	Reduced	64,869	-10,037	$37,683,050	+147.3%	26+	before history	0.55%
INTC	Intel Corp Technology	Reduced	264,972	-12,275	$36,998,040	+202.4%	26+	before history	0.54%
GLD	Spdr Gold Trust	Reduced	98,406	-4,929	$36,250,802	−18.5%	26+	before history	0.53%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	244,751	-4,171	$35,890,286	−0.2%	26+	before history	0.52%
HONA	Honeywell Aerospace Inc. Industrials	NEW	157,316	NEW	$34,779,421	NEW	1	unpriced	0.51%
ARM	Arm Holdings PLC Technology	Added	97,603	+78,093	$34,607,095	+1072.5%	5	$237.26	0.51%
EPD	Enterprise Products Partners L.P. Energy	Reduced	935,668	-5,827	$34,395,155	−3.5%	26+	before history	0.50%
VUG	VANGUARD GROWTH INDEX FUND	Added	399,200	+327,955	$34,387,088	+10.5%	26+	before history	0.50%
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	Reduced	796,153	-56,359	$34,346,040	+2.2%	19	$31.99	0.50%
HON	Honeywell International Inc Industrials	Reduced	152,884	-148,997	$34,230,727	−49.8%	26+	before history	0.50%
NFLX	Netflix Inc Communication Services	Reduced	471,017	-12,422	$33,630,613	−27.6%	23	unpriced	0.49%
V	Visa Inc. Financial Services	Reduced	94,580	-764	$32,449,452	+12.6%	26+	before history	0.47%
GLW	Corning Inc Technology	Added	123,981	+18,675	$31,668,466	+121.2%	8	$77.24	0.46%
ADI	Analog Devices Inc Technology	Added	79,574	+2,035	$31,604,405	+28.1%	26+	before history	0.46%
LRCX	Lam Research Corp Technology	Reduced	71,870	-14,687	$31,143,427	+68.4%	10	unpriced	0.46%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	83,642	+3,948	$30,950,885	+21.1%	26+	before history	0.45%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	336,415	+271,001	$29,574,242	—	26+	before history	0.43%
BX	Blackstone Inc. Financial Services	Added	249,715	+1,076	$29,383,964	+2.8%	26+	before history	0.43%
VTV	VANGUARD VALUE INDEX FUND	Reduced	134,317	-2,850	$29,271,703	+8.8%	23	unpriced	0.43%
FVD	First Trust Value Line Dividend Index Fund	Reduced	597,550	-18,956	$28,789,959	−0.7%	26+	before history	0.42%
LMBS	First Trust Low Duration Opportunities ETF	Reduced	524,477	-12,206	$26,108,465	−2.3%	26+	before history	0.38%
CRWD	CrowdStrike Holdings, Inc. Technology	Reduced	34,207	-8,811	$26,104,729	+55.4%	25	$436.55	0.38%
PSLV	Sprott Physical Silver Trust Financial Services	Reduced	1,340,709	-1,864	$25,299,178	−22.7%	21	$11.44	0.37%

Showing the top 50 of 1,465 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.