SMH CAPITAL ADVISORS INC
Position in NIE — Virtus Equity & Convertible Income Fund
CIK 1180391
FORT WORTH, TX
Position in NIE
as of Mar 31, 2026
· filed Apr 10, 2026
Position Value
$5,886
-$260,483 QoQ
Shares Held
252
-97.6% QoQ
Ownership
0.001%
of shares outstanding
% of Portfolio
0.62%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2021
20 quarters on record
Voting authority
Sole 100.ToString("F0")%
Shared 0.ToString("F0")%
None 0.ToString("F0")%
Common Shares in NIE Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Mar 31, 2026SMH CAPITAL ADVISORS INC holds $273,983 across 20 Asset Management names. NIE ranks #11 (2.1% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | MAIN |
Main Street Capital CORP
|
1,000 | $52,960 | |
| 2 | CG |
Carlyle Group Inc.
|
911 | $44,083 | |
| 3 | CSWC |
Capital Southwest Corp
|
1,733 | $38,333 | |
| 4 | TRIN |
Trinity Capital Inc.
|
2,517 | $37,025 | |
| 5 | APO |
Apollo Global Management, Inc.
|
211 | $23,509 | |
| 6 | HASI |
HA Sustainable Infrastructure Capital, Inc.
|
318 | $11,686 | |
| 7 | HTGC |
Hercules Capital, Inc.
|
607 | $8,965 | |
| 8 | OWL |
Blue Owl Capital Inc.
|
795 | $7,258 |
All Filings in NIE
Export CSV
20 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $5,886 | 252 | Shares | Sole | 2026-04-10 | |
| 2025-12-31 | $266,369 | 10,689 | Shares | Sole | 2026-02-12 | |
| 2025-09-30 | $268,400 | 10,689 | Shares | Sole | 2025-11-13 | |
| 2025-06-30 | $252,025 | 10,545 | Shares | Sole | 2025-08-06 | |
| 2025-03-31 | $235,573 | 10,645 | Shares | Sole | 2025-05-08 | |
| 2024-09-30 | $260,703 | 11,330 | Shares | Sole | 2024-11-08 | |
| 2024-06-30 | $284,690 | 12,250 | Shares | Sole | 2024-08-12 | |
| 2024-03-31 | $305,533 | 13,646 | Shares | Sole | 2024-05-13 | |
| 2023-12-31 | $280,214 | 13,401 | Shares | Sole | 2024-02-06 | |
| 2023-09-30 | $266,884 | 13,418 | Shares | Sole | 2023-11-08 | |
| 2023-06-30 | $361,813 | 17,107 | Shares | Sole | 2023-08-08 | |
| 2023-03-31 | $338,137 | 17,208 | Shares | Sole | 2023-05-15 | |
| 2022-12-31 | $343,343 | 18,834 | Shares | Sole | 2023-02-14 | |
| 2022-09-30 | $407,926 | 20,085 | Shares | Sole | 2022-11-03 | |
| 2022-06-30 | $384,476 | 18,529 | Shares | Sole | 2022-08-10 | |
| 2022-03-31 | $423,791 | 15,615 | Shares | Sole | 2022-05-04 | |
| 2021-12-31 | $445,951 | 14,796 | Shares | Sole | 2022-02-02 | |
| 2021-09-30 | $460,203 | 15,616 | Shares | Sole | 2021-10-26 | |
| 2021-06-30 | $483,084 | 15,975 | Shares | Sole | 2021-07-29 | |
| 2021-03-31 | $454,182 | 16,215 | Shares | Sole | 2021-04-22 | |
| No filing history on record for this holder in this stock. | ||||||