SMH CAPITAL ADVISORS INC
Position in NIE — Virtus Equity & Convertible Income Fund
CIK 1180391
FORT WORTH, TX
Position in NIE
as of Jun 30, 2026
· filed Aug 13, 2026
Position Value
$295,406
+$289,520 QoQ
Shares Held
10,998
+4264.3% QoQ
Ownership
0.040%
of shares outstanding
% of Portfolio
1.40%
of 13F equity value
Holder Rank
#63
of 94 holders
Holding Since
Mar 2021
21 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in NIE Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026SMH CAPITAL ADVISORS INC holds $15,267,500 across 37 Asset Management names. NIE ranks #12 (1.9% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | TRIN |
Trinity Capital Inc.
|
170,293 | $3,046,541 | |
| 2 | CSWC |
Capital Southwest Corp
|
80,072 | $1,903,311 | |
| 3 | MAIN |
Main Street Capital CORP
|
21,907 | $1,136,535 | |
| 4 | HTGC |
Hercules Capital, Inc.
|
59,466 | $937,778 | |
| 5 | OWL |
Blue Owl Capital Inc.
|
102,489 | $896,778 | |
| 6 | CG |
Carlyle Group Inc.
|
18,627 | $784,382 | |
| 7 | ARCC |
Ares Capital Corp
|
25,003 | $463,305 | |
| 8 | WT |
WisdomTree, Inc.
|
21,888 | $370,782 |
All Filings in NIE
Export CSV
21 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $295,406 | 10,998 | Shares | Sole | 2026-08-13 | |
| 2026-03-31 | $5,886 | 252 | Shares | Sole | 2026-04-10 | |
| 2025-12-31 | $266,369 | 10,689 | Shares | Sole | 2026-02-12 | |
| 2025-09-30 | $268,400 | 10,689 | Shares | Sole | 2025-11-13 | |
| 2025-06-30 | $252,025 | 10,545 | Shares | Sole | 2025-08-06 | |
| 2025-03-31 | $235,573 | 10,645 | Shares | Sole | 2025-05-08 | |
| 2024-09-30 | $260,703 | 11,330 | Shares | Sole | 2024-11-08 | |
| 2024-06-30 | $284,690 | 12,250 | Shares | Sole | 2024-08-12 | |
| 2024-03-31 | $305,533 | 13,646 | Shares | Sole | 2024-05-13 | |
| 2023-12-31 | $280,214 | 13,401 | Shares | Sole | 2024-02-06 | |
| 2023-09-30 | $266,884 | 13,418 | Shares | Sole | 2023-11-08 | |
| 2023-06-30 | $361,813 | 17,107 | Shares | Sole | 2023-08-08 | |
| 2023-03-31 | $338,137 | 17,208 | Shares | Sole | 2023-05-15 | |
| 2022-12-31 | $343,343 | 18,834 | Shares | Sole | 2023-02-14 | |
| 2022-09-30 | $407,926 | 20,085 | Shares | Sole | 2022-11-03 | |
| 2022-06-30 | $384,476 | 18,529 | Shares | Sole | 2022-08-10 | |
| 2022-03-31 | $423,791 | 15,615 | Shares | Sole | 2022-05-04 | |
| 2021-12-31 | $445,951 | 14,796 | Shares | Sole | 2022-02-02 | |
| 2021-09-30 | $460,203 | 15,616 | Shares | Sole | 2021-10-26 | |
| 2021-06-30 | $483,084 | 15,975 | Shares | Sole | 2021-07-29 | |
| 2021-03-31 | $454,182 | 16,215 | Shares | Sole | 2021-04-22 | |
| No filing history on record for this holder in this stock. | ||||||