SMH CAPITAL ADVISORS INC
Filing Date
Global Rank
#7,751
/ 8,517
▲ 419
Top Industry
Asset Management
75.2%
3Y Alpha vs SPY
-17.4%
Period ended 48 days ago
Filed Aug 13, 2026 · 4d
26 quarters · since Mar 2020
Clone Performance
Aug 2023–Aug 2026 · vs SPYHypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.
Cloned portfolio
+10.8%
SPY
+77.9%
Annualised alpha
-17.7%
Max drawdown
−23.8%
Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends; a captured split can shorten the simulated window. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.
Portfolio Concentration
48 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
14.4%
+1.4 pts
Top 5
40.1%
−0.6 pts
Top 10
58.3%
−2.7 pts
HHI
508
Diversified+6
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Financial Services | 74.1% | $15,681,645 |
| Real Estate | 14.0% | $2,966,066 |
| Energy | 4.6% | $976,113 |
| Unclassified | 4.1% | $858,899 |
| Consumer Cyclical | 3.2% | $667,697 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| RWAY | Runway Growth Finance Corp. | +42,770 | 56,770 | $318,479 | |
| HTGC | Hercules Capital, Inc. | +18,401 | 59,466 | $937,778 | |
| OWL | Blue Owl Capital Inc. | +15,391 | 102,489 | $896,778 | |
| ARCC | Ares Capital Corp | +14,003 | 25,003 | $463,305 | |
| OBDC | Blue Owl Capital Corp | +9,549 | 20,049 | $217,932 | |
| IIPR | Innovative Industrial Properties Inc | +5,110 | 10,000 | $619,800 | |
| VICI | Vici Properties Inc. | +4,599 | 53,471 | $1,419,655 | |
| MAIN | Main Street Capital CORP | +3,021 | 21,907 | $1,136,535 | |
| WT | WisdomTree, Inc. | +2,994 | 21,888 | $370,782 | |
| CSWC | Capital Southwest Corp | +1,708 | 80,072 | $1,903,311 | |
| NXDT | Nexpoint Diversified Real Estate Trust | +1,344 | 59,797 | $310,346 | |
| TEI | Templeton Emerging Markets Income Fund | +1,045 | 22,054 | $148,643 | |
| HYT | Blackrock Corporate High Yield Fund, Inc. | +709 | 27,372 | $234,304 | |
| CCAP | Crescent Capital BDC, Inc. | +527 | 15,527 | $169,554 | |
| RQI | Cohen & Steers Quality Income Realty Fund Inc | +466 | 15,422 | $189,844 | |
| CSQ | Calamos Strategic Total Return Fund | +456 | 15,250 | $313,540 | |
| HTD | John Hancock Tax-Advantaged Dividend Income Fund | +384 | 9,128 | $232,672 | |
| EVT | Eaton Vance Tax-Advantaged Dividend Income Fund | +354 | 9,347 | $258,724 | |
| BIT | BlackRock Multi-Sector Income Trust | +341 | 13,249 | $165,877 | |
| GDV | Gabelli Dividend & Income Trust | +321 | 9,399 | $276,330 | |
| AWF | Alliancebernstein Global High Income Fund Inc | +263 | 24,789 | $255,326 | |
| NIE | Virtus Equity & Convertible Income Fund | +209 | 10,998 | $295,406 | |
| ADX | Adams Diversified Equity Fund, Inc. | +126 | 13,282 | $339,355 | |
| BTZ | Blackrock Credit Allocation Income Trust | +107 | 22,212 | $227,006 | |
| APO | Apollo Global Management, Inc. | +1 | 1,898 | $224,552 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
9 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SLQT | SelectQuote, Inc. | −1,261 | 116,656 | $98,107 | |
| DKS | Dick's Sporting Goods, Inc. | −1,007 | 1,027 | $232,933 | |
| GROW | U S Global Investors Inc | −889 | 40,191 | $125,395 | |
| TRIN | Trinity Capital Inc. | −810 | 170,293 | $3,046,541 | |
| RITM | Rithm Capital Corp. | −340 | 65,630 | $616,265 | |
| CG | Carlyle Group Inc. | −200 | 18,627 | $784,382 | |
| CGBD | Carlyle Secured Lending, Inc. | −192 | 21,946 | $231,091 | |
| SM | SM Energy Co | −46 | 37,399 | $976,113 | |
| SPY | Spdr S&P 500 ETF Trust | −14 | 806 | $601,896 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
6 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| F | Ford Motor Co | 31,278 | $434,764 | |
| BXSL | Blackstone Secured Lending Fund | 8,662 | $205,376 | |
| PSBD | Palmer Square Capital BDC Inc. | 19,447 | $202,637 | |
| SLRC | SLR Investment Corp. | 15,714 | $194,382 | |
| TPVG | TriplePoint Venture Growth BDC Corp. | 19,494 | $95,715 | |
| TCPC | BlackRock TCP Capital Corp. | 24,717 | $83,049 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
5 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| PSEC | Prospect Capital Corp | 426,418 | $1,112,950 | |
| HASI | HA Sustainable Infrastructure Capital, Inc. | 8,663 | $318,365 | |
| AMT | American Tower Corp /Ma/ | 1,200 | $207,096 | |
| HPK | HighPeak Energy, Inc. | 28,354 | $195,642 | |
| NMFC | New Mountain Finance Corp | 12,000 | $93,120 | |
| No positions match the current search. | ||||
48 tracked positions ·
$21,150,420 total
· filing declares
54 positions · $25,511,705
· as of Jun 30, 2026
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| TRIN |
Trinity Capital Inc.
Financial Services
|
Reduced | 170,293 | $3,046,541 | 14.40% | |
| CSWC |
Capital Southwest Corp
Financial Services
|
Added | 80,072 | $1,903,311 | 9.00% | |
| VICI |
Vici Properties Inc.
Real Estate
|
Added | 53,471 | $1,419,655 | 6.71% | |
| MAIN |
Main Street Capital CORP
Financial Services
|
Added | 21,907 | $1,136,535 | 5.37% | |
| SM |
SM Energy Co
Energy
|
Reduced | 37,399 | $976,113 | 4.62% | |
| HTGC |
Hercules Capital, Inc.
Financial Services
|
Added | 59,466 | $937,778 | 4.43% | |
| OWL |
Blue Owl Capital Inc.
Financial Services
|
Added | 102,489 | $896,778 | 4.24% | |
| CG |
Carlyle Group Inc.
Financial Services
|
Reduced | 18,627 | $784,382 | 3.71% | |
| IIPR |
Innovative Industrial Properties Inc
Real Estate
|
Added | 10,000 | $619,800 | 2.93% | |
| RITM |
Rithm Capital Corp.
Real Estate
|
Reduced | 65,630 | $616,265 | 2.91% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 806 | $601,896 | 2.85% | |
| ARCC |
Ares Capital Corp
Financial Services
|
Added | 25,003 | $463,305 | 2.19% | |
| F |
Ford Motor Co
Consumer Cyclical
|
NEW | 31,278 | $434,764 | 2.06% | |
| WT |
WisdomTree, Inc.
Financial Services
|
Added | 21,888 | $370,782 | 1.75% | |
| ADX |
Adams Diversified Equity Fund, Inc.
Financial Services
|
Added | 13,282 | $339,355 | 1.60% | |
| RWAY |
Runway Growth Finance Corp.
Financial Services
|
Added | 56,770 | $318,479 | 1.51% | |
| EZPW |
Ezcorp Inc
Financial Services
|
Held | 9,142 | $316,038 | 1.49% | |
| CSQ |
Calamos Strategic Total Return Fund
Financial Services
|
Added | 15,250 | $313,540 | 1.48% | |
| NXDT |
Nexpoint Diversified Real Estate Trust
Real Estate
|
Added | 59,797 | $310,346 | 1.47% | |
| NIE |
Virtus Equity & Convertible Income Fund
Financial Services
|
Added | 10,998 | $295,406 | 1.40% | |
| GDV |
Gabelli Dividend & Income Trust
Financial Services
|
Added | 9,399 | $276,330 | 1.31% | |
| EVT |
Eaton Vance Tax-Advantaged Dividend Income Fund
Financial Services
|
Added | 9,347 | $258,724 | 1.22% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Held | 349 | $257,003 | 1.22% | |
| AWF |
Alliancebernstein Global High Income Fund Inc
Financial Services
|
Added | 24,789 | $255,326 | 1.21% | |
| HYT |
Blackrock Corporate High Yield Fund, Inc.
Financial Services
|
Added | 27,372 | $234,304 | 1.11% | |
| DKS |
Dick's Sporting Goods, Inc.
Consumer Cyclical
|
Reduced | 1,027 | $232,933 | 1.10% | |
| HTD |
John Hancock Tax-Advantaged Dividend Income Fund
Financial Services
|
Added | 9,128 | $232,672 | 1.10% | |
| CGBD |
Carlyle Secured Lending, Inc.
Financial Services
|
Reduced | 21,946 | $231,091 | 1.09% | |
| BTZ |
Blackrock Credit Allocation Income Trust
Financial Services
|
Added | 22,212 | $227,006 | 1.07% | |
| APO |
Apollo Global Management, Inc.
Financial Services
|
Added | 1,898 | $224,552 | 1.06% | |
| OBDC |
Blue Owl Capital Corp
Financial Services
|
Added | 20,049 | $217,932 | 1.03% | |
| BXSL |
Blackstone Secured Lending Fund
Financial Services
|
NEW | 8,662 | $205,376 | 0.97% | |
| PSBD |
Palmer Square Capital BDC Inc.
Financial Services
|
NEW | 19,447 | $202,637 | 0.96% | |
| SLRC |
SLR Investment Corp.
Financial Services
|
NEW | 15,714 | $194,382 | 0.92% | |
| RQI |
Cohen & Steers Quality Income Realty Fund Inc
Financial Services
|
Added | 15,422 | $189,844 | 0.90% | |
| CCAP |
Crescent Capital BDC, Inc.
Financial Services
|
Added | 15,527 | $169,554 | 0.80% | |
| BIT |
BlackRock Multi-Sector Income Trust
Financial Services
|
Added | 13,249 | $165,877 | 0.78% | |
| TEI |
Templeton Emerging Markets Income Fund
Financial Services
|
Added | 22,054 | $148,643 | 0.70% | |
| NAD |
Nuveen Quality Municipal Income Fund
Financial Services
|
Held | 11,715 | $141,985 | 0.67% | |
| AFB |
Alliancebernstein National Municipal Income Fund
Financial Services
|
Held | 12,204 | $139,247 | 0.66% | |
| NEA |
Nuveen AMT-Free Quality Municipal Income Fund
Financial Services
|
Held | 11,798 | $138,508 | 0.65% | |
| EIM |
Eaton Vance Municipal Bond Fund
Financial Services
|
Held | 13,213 | $131,601 | 0.62% | |
| GROW |
U S Global Investors Inc
Financial Services
|
Reduced | 40,191 | $125,395 | 0.59% | |
| SLQT |
SelectQuote, Inc.
Financial Services
|
Reduced | 116,656 | $98,107 | 0.46% | |
| TPVG |
TriplePoint Venture Growth BDC Corp.
Financial Services
|
NEW | 19,494 | $95,715 | 0.45% | |
| CION |
CION Investment Corp
Financial Services
|
Held | 14,600 | $90,958 | 0.43% | |
| TCPC |
BlackRock TCP Capital Corp.
Financial Services
|
NEW | 24,717 | $83,049 | 0.39% | |
| AFCG |
Advanced Flower Capital Inc.
Financial Services
|
Held | 26,000 | $80,600 | 0.38% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.