SM · SM Energy Co · Holdings

$38.42 -0.19 (-0.49%) At close · Oct 22

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$9.18B

237.85M

Volume · Oct 22 2.31M Avg daily vol (3M) 3.55M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SM: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 506

Total Value: $6,126,062,359

Total Shares: 234,182,984

Showing 1–100 of 527 holdings by value · page 1 of 6

Institutional Ownership Trend

27 quarters

Superinvestors Holding SM

All superinvestors →

Joel Greenblatt $30,976,863 Ray Dalio $6,916,995

Holder Concentration

Across 500 13F filers

Top Holder

16.8%

of institutional value

Top 5

40.1%

of institutional value

Top 10

57.9%

of institutional value

HHI

513

Broadly held

Who Holds SM

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 499 filers, like-for-like change +1.6%; actively managed books +2.7%; index-like books -0.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	44.6%	290	+2.8%	47	52
Exempt adviser	1.7%	5	+104.0%	1	2
Adviser	3.7%	11	+24.2%	1	1
Bank	9.9%	21	-8.8%	0	1
Insurer	0.6%	2	-1.8%	0	0
Broker-dealer	0.1%	3	-37.4%	0	0
Benefit plan	0.2%	6	+7.1%	1	0
Non-US	6.9%	9	+0.8%	1	0
Holding company	21.3%	10	-5.1%	0	1
Unknown	11.0%	142	+8.5%	19	23

Style	Share	Filers	Change	New	Exited
Index-like	37.2%	40	-0.1%	0	2
Systematic-like	4.7%	24	+28.4%	8	8
Concentrated	2.5%	109	+8.9%	19	15
Diversified active	55.6%	326	+0.8%	43	54
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	-100.0%	0	1

Turnover	Share	Filers	Change	New	Exited
Low turnover	54.7%	273	-2.5%	20	36
Medium turnover	23.3%	125	+6.5%	20	16
High turnover	7.5%	56	+22.3%	18	26
Unknown	14.5%	45	+1.3%	12	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	15.3%	59	-0.9%	18	17
Medium horizon	28.1%	107	+8.9%	18	16
Long horizon	53.5%	300	-2.6%	28	38
Unknown	3.1%	33	+36.0%	6	9
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	3.0%	139	+2.0%	36	25
$1B to $10B	13.7%	153	+7.3%	19	39
$10B to $100B	11.8%	132	+23.0%	13	14
$100B or more	71.5%	75	-2.2%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.8%	160	-13.0%	26	25
Pooled investment vehicles	13.3%	44	+10.2%	13	20
Registered funds and BDCs	22.8%	38	+3.9%	3	2
Pension and profit sharing plans	0.1%	3	-6.4%	0	1
Insurance companies	0.2%	4	-21.6%	0	0
Charitable organizations	0.0%	1	+300.0%	0	0
Governments and sovereign funds	0.7%	6	-24.4%	1	1
Corporations	0.0%	3	+63.1%	1	0
Other investment advisers	0.1%	6	-2.2%	0	0
Other	0.1%	2	+55.3%	1	0
Diversified	5.6%	22	-6.3%	2	3
Banks and thrifts	0.0%	0	—	0	0
Unknown	55.4%	210	+0.6%	23	28

Private funds	Share	Filers	Change	New	Exited
Hedge funds	18.9%	70	+11.0%	18	20
Private equity funds	1.0%	16	+9.3%	2	0
Venture capital funds	0.0%	2	+76.5%	0	0
Real estate funds	0.1%	7	+38.3%	0	1
Liquidity funds	0.0%	1	+20.0%	0	0
Securitized asset funds	0.1%	1	-3.0%	0	0
Other private funds	6.3%	25	-9.9%	2	3
Mixed private funds	0.3%	4	+1.7%	1	1
Private funds, type not stated	1.0%	6	-5.4%	2	4
No private funds	18.6%	163	+4.9%	23	25
Unknown	53.7%	204	-0.9%	22	26

Location	Share	Filers	Change	New	Exited
United States	87.6%	438	+1.0%	62	68
Outside the US	12.4%	61	+5.9%	8	12

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 7 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

499 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.00% of filers hold it in their top 10

Mar 31, 2026: 14

Holders above 5%

median weight 0.006%

Mar 31, 2026: 5

Crowding

27.7%

of shares outstanding, 77th percentile

Mar 31, 2026: 26.6%

Private-fund advisers

26.6%

of shares outstanding

Institutional ownership

96.0%

96.9% of the estimated free float

Top 10 holders

58.9%

of 13F shares, Herfindahl 0.053

Active holders

+2.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 6 13G (6 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 12.3 quarters

Under 1 year 28.5% 1 to 3 years 34.0% 3 years or more 37.6% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $8,531,422 (2 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$25.42

estimated per share

Mar 31, 2026: $24.29

Quarter-end price

$26.10

implied by 13F values

Estimated gain or loss

+2.7%

price against the estimated cost

Estimated at a loss

27.7%

of costed 13F value

Estimated cost covers 35.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies SM's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	XPRO Expro Ltd	5	0.216
2	CHRD Chord Energy Corp	11	0.183
3	MTDR Matador Resources Co	10	0.163
4	PR Permian Resources Corp	11	0.142
5	NOG Northern Oil & Gas, Inc.	6	0.141
6	SXC SunCoke Energy, Inc.	3	0.139
7	PDS PRECISION DRILLING Corp	4	0.131
8	FLNC Fluence Energy, Inc.	5	0.130
9	SDRL SEADRILL Ltd	6	0.128
10	OBE Obsidian Energy Ltd.	3	0.122

Shareholder Targets

13F filers that own its peers but not SM, quarter ended Jun 30, 2026

Found through its holder-overlap peers: XPRO, CHRD, MTDR, PR, NOG, SXC, PDS, FLNC, SDRL, OBE, DVN, GT, WFRD, RLJ, NMIH, CRC, ECO, MCB, ASIX, SBLK. 1,571 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Davis Selected Advisers Registered adviser, Diversified active	$1,045,312,988 1 held	4.49%	DVN
2	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$817,912,629 7 held	0.540%	PR, MTDR, XPRO
3	D. E. Shaw & Co., Inc. Unknown, Systematic-like	$679,381,416 17 held	0.450%	DVN, FLNC, NMIH
4	Capital World Investors Adviser, Diversified active	$487,583,173 2 held	0.060%	PR, WFRD
5	Merewether Investment Management, LP Registered adviser, Diversified active	$474,194,711 4 held	8.96%	DVN, PR, WFRD
6	SIEMENS PENSION TRUST E V Unknown, Unknown	$431,290,973 1 held	100.0%	FLNC
7	TOMS Capital Investment Management LP Registered adviser, Concentrated	$423,901,880 1 held	22.4%	DVN
8	GQG Partners LLC Registered adviser, Diversified active	$402,557,786 1 held	0.750%	DVN
9	SIEMENS AG Unknown, Unknown	$392,392,712 1 held	79.5%	FLNC
10	Post Oak Energy Holdings, LLC Unknown, Unknown	$387,505,259 1 held	100.0%	PR

Fund Ownership of SM by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 30.30% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.97%	+0.75 pp	11,827,513	84
Index ETFs	25.33%	-0.72 pp	60,252,861	79
Active ETFs	1.60%	-4.00 pp	3,806,203	35
Active funds	10.03%	+1.59 pp	23,847,916	176
Unclassified	3.72%	+3.63 pp	8,841,582	23
All registered funds	45.65%	+1.26 pp	108,576,075	397

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 292 Exempt adviser 5 Adviser 11 Bank 21 Insurer 2 Broker-dealer 3 Benefit plan 6 Non-US 9 Holding company 10 Unknown 147

Showing 100 of 527

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$1,025,229,343

16.74%

39,280,818

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	390,726	$10,197,948	1.0%	Sole
BlackRock Investment Management (Australia) Ltd	2,335	$60,943	0.0%	Sole
BlackRock Asset Management Canada Ltd	46,394	$1,210,883	0.1%	Sole
BlackRock Investment Management, LLC	895,831	$23,381,189	2.3%	Sole
BLACKROCK ADVISORS LLC	1,957,957	$51,102,677	5.0%	Sole
BlackRock Fund Advisors	25,445,267	$664,121,468	64.8%	Sole
BlackRock Institutional Trust Company, N.A.	7,978,545	$208,240,024	20.3%	Sole
BlackRock Japan Co. Ltd	7,706	$201,126	0.0%	Sole
BlackRock Investment Management (UK) Ltd.	277,890	$7,252,929	0.7%	Sole
BlackRock Asset Management Ireland Ltd	719,993	$18,791,817	1.8%	Sole
BlackRock (Luxembourg) S.A.	265,359	$6,925,869	0.7%	Sole
BlackRock Life Ltd	11,784	$307,562	0.0%	Sole
Aperio Group, LLC	1,280,256	$33,414,681	3.3%	Sole
SpiderRock Advisors, LLC	775	$20,227	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$402,603,540

6.57%

15,425,423

CANADA PENSION PLAN INVESTMENT BOARD

$378,287,945

6.18%

14,493,791

ARISTEIA CAPITAL, L.L.C.

$339,316,938

5.54%

13,000,649

STATE STREET CORP

$305,522,946

4.99%

11,705,860

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	11,705,860	$305,522,946	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$278,156,965

4.54%

10,657,355

AMERICAN CENTURY COMPANIES INC

$233,221,326

3.81%

8,935,683

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	8,935,683	$233,221,326	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$213,354,526

3.48%

8,174,503

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	21,274	$555,251	0.3%	Defined
DFA Australia Ltd.	31,650	$826,065	0.4%	Defined
Dimensional Fund Advisors Pte. Ltd.	833	$21,741	0.0%	Defined
Dimensional Ireland Ltd	388,028	$10,127,530	4.7%	Defined
Held directly	7,732,718	$201,823,939	94.6%	Sole

DONALD SMITH & CO., INC.

$199,602,203

3.26%

7,647,594

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2	7,647,594	$199,602,203	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$163,642,849

2.67%

6,269,841

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	875,537	$22,851,515	14.0%	Defined
Held directly	5,394,304	$140,791,334	86.0%	Defined

MILLENNIUM MANAGEMENT LLC

$117,279,645

1.91%

4,493,473

FMR LLC

$99,133,488

1.62%

3,798,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	374,177	$9,766,019	9.9%	Defined
STRATEGIC ADVISERS LLC	22,652	$591,217	0.6%	Defined
FIAM LLC	3,401,389	$88,776,252	89.6%	Defined

MACKENZIE FINANCIAL CORP

$95,894,897

1.57%

3,674,134

JPMORGAN CHASE & CO

$92,256,423

1.51%

3,534,729

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	223	$5,820	0.0%	Other
JPMorgan Chase Bank, N.A.	280,463	$7,320,084	7.9%	Defined
J.P. Morgan Investment Management Inc.	3,009,333	$78,543,591	85.1%	Defined
J.P. Morgan Securities LLC	74,863	$1,953,924	2.1%	Defined
J.P. Morgan Securities plc	2,397	$62,561	0.1%	Defined
JPMorgan Asset Management (UK) Ltd	164,032	$4,281,235	4.6%	Defined
J.P. Morgan (Suisse) SA	25	$652	0.0%	Other
55I, LLC	279	$7,281	0.0%	Defined
J.P. Morgan SE	3,114	$81,275	0.1%	Defined

MORGAN STANLEY

$76,830,332

1.25%

2,943,691

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,212	$31,633	0.0%	Defined
MORGAN STANLEY & CO. LLC	237,877	$6,208,589	8.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	720,481	$18,804,554	24.5%	Defined
MORGAN STANLEY AIP GP LP	131,392	$3,429,331	4.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	191,318	$4,993,399	6.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,651,061	$43,092,691	56.1%	Defined
EATON VANCE MANAGEMENT	10,350	$270,135	0.4%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$75,509,988

1.23%

2,893,103

NORTHERN TRUST CORP

$72,734,772

1.19%

2,786,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	2,604,863	$67,986,923	93.5%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	67,988	$1,774,486	2.4%	Defined
MASON STREET ADVISORS, LLC joint	76,058	$1,985,113	2.7%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	37,864	$988,250	1.4%	Other

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$70,889,583

1.16%

2,716,076

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	2,716,076	$70,889,583	100.0%	Defined

Invesco Ltd.

$63,462,695

1.04%

2,431,521

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	1,489,757	$38,882,656	61.3%	Defined
Invesco Trust Co joint	97,416	$2,542,557	4.0%	Defined
Invesco Investment Advisers LLC	32,352	$844,387	1.3%	Defined
Invesco Capital Management LLC	811,996	$21,193,095	33.4%	Defined

Nuveen, LLC

$60,560,246

0.99%

2,320,316

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	505,187	$13,185,380	21.8%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	994,332	$25,952,065	42.9%	Defined
TEACHERS ADVISORS, LLC joint	820,797	$21,422,801	35.4%	Defined

FULLER & THALER ASSET MANAGEMENT, INC.

$59,514,812

0.97%

2,280,261

Webs Creek Capital Management LP

$53,257,806

0.87%

2,040,529

GOLDMAN SACHS GROUP INC

$50,038,815

0.82%

1,917,196

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,361,873	$35,544,885	71.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	555,323	$14,493,930	29.0%	Defined

Qube Research & Technologies Ltd

$44,154,518

0.72%

1,691,744

Bank of New York Mellon Corp

$43,259,127

0.71%

1,657,438

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	949,828	$24,790,510	57.3%	Other
BNY Mellon Investment Adviser, Inc.	184,867	$4,825,028	11.2%	Defined
The Bank of New York Mellon	460,907	$12,029,672	27.8%	Defined
BNY Mellon, NA joint	55,116	$1,438,526	3.3%	Defined
BNY Mellon Advisors, Inc.	6,705	$175,000	0.4%	Defined
Held directly	15	$391	0.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$40,027,429

0.65%

1,533,618

FEARNLEY ASSET MANAGEMENT AS

$39,059,615

0.64%

1,496,537

Encompass Capital Advisors LLC

$37,794,392

0.62%

1,448,061

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Encompass Capital Master Fund LP joint	1,448,061	$37,794,392	100.0%	Defined

BANK OF AMERICA CORP /DE/

$34,197,367

0.56%

1,310,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	462,242	$12,064,516	35.3%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	59,890	$1,563,129	4.6%	Defined
BOFA SECURITIES, INC.	49,952	$1,303,747	3.8%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	738,160	$19,265,975	56.3%	Defined

Gotham Asset Management, LLC

$30,976,863

0.51%

1,186,853

PRINCIPAL FINANCIAL GROUP INC

$28,757,945

0.47%

1,101,837

VICTORY CAPITAL MANAGEMENT INC

$28,592,210

0.47%

1,095,487

TUDOR INVESTMENT CORP ET AL

$28,331,628

0.46%

1,085,503

AQR CAPITAL MANAGEMENT LLC

$26,103,155

0.43%

1,000,121

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	297	$7,751	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	10	$261	0.0%	Other
Prism Planning Partners LLC	130	$3,393	0.0%	Other
Compound Planning, Inc.	14	$365	0.0%	Other
Arax Advisory Partners	4,315	$112,621	0.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,901	$75,716	0.3%	Other
Stokes Family Office, LLC	305	$7,960	0.0%	Other
Held directly	992,149	$25,895,088	99.2%	Defined

Fisher Asset Management, LLC

$25,756,837

0.42%

986,852

Boston Partners

$24,463,607

0.40%

937,303

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Boston Partners Trust Co	108,875	$2,841,637	11.6%	Defined
Held directly	828,428	$21,621,970	88.4%	Defined

FIRST TRUST ADVISORS LP

$23,963,323

0.39%

918,135

AMERIPRISE FINANCIAL INC

$23,506,572

0.38%

900,635

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	867,339	$22,637,547	96.3%	Defined
Ameriprise Financial Services, LLC	33,222	$867,094	3.7%	Defined
Ameriprise Bank, FSB	74	$1,931	0.0%	Defined

CITADEL ADVISORS LLC

$22,518,036

0.37%

862,760

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	761,160	$19,866,276	88.2%	Defined
Held directly	101,600	$2,651,760	11.8%	Defined

UBS Group AG

$22,042,153

0.36%

844,527

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	50,493	$1,317,867	6.0%	Defined
UBS AG	784,687	$20,480,330	92.9%	Defined
UBS Switzerland AG	9,347	$243,956	1.1%	Defined

Balyasny Asset Management L.P.

$21,911,967

0.36%

839,539

Public Sector Pension Investment Board

$20,422,571

0.33%

782,474

AEGIS FINANCIAL CORP

$20,328,011

0.33%

778,851

KENNEDY CAPITAL MANAGEMENT LLC

$17,796,989

0.29%

681,877

CAPITAL FUND MANAGEMENT S.A.

$17,393,379

0.28%

666,413

LAZARD ASSET MANAGEMENT LLC

$17,298,192

0.28%

662,766

RHUMBLINE ADVISERS

$17,105,209

0.28%

655,372

Sagefield Capital LP

$17,026,673

0.28%

652,363

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sagefield Investment Group, LP	633,288	$16,528,816	97.1%	Other
Held directly	19,075	$497,857	2.9%	Sole

BESSEMER GROUP INC

$16,778,772

0.27%

642,909

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST CO	11,445	$298,713	1.8%	Defined
BESSEMER TRUST Co NATIONAL ASSOCIATION	531,261	$13,865,911	82.6%	Defined
Bessemer Trust CO of Delaware, N.A.	46,387	$1,210,700	7.2%	Defined
BESSEMER TRUST Co OF FLORIDA	51,615	$1,347,150	8.0%	Defined
Bessemer Trust Co of Nevada, National Association	2,201	$56,298	0.3%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$16,323,565

0.27%

625,424

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	267,115	$6,971,701	42.7%	Defined
Wellington Management Singapore Pte. Ltd.	60,236	$1,572,159	9.6%	Defined
Wellington Trust Company, NA joint	298,073	$7,779,705	47.7%	Defined

Grantham, Mayo, Van Otterloo & Co. LLC

$15,539,966

0.25%

595,401

GLENMEDE TRUST CO NA

$15,354,211

0.25%

588,284

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Glenmede Investment Management, LP	506,158	$13,210,723	86.0%	Sole
Held directly	82,126	$2,143,488	14.0%	Sole

Universal- Beteiligungs- und Servicegesellschaft mbH

$14,832,656

0.24%

568,301

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	568,301	$14,832,656	100.0%	Defined

Creative Planning

$14,394,123

0.23%

551,499

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	12,697	$331,391	2.3%	Defined
Held directly	538,802	$14,062,732	97.7%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$14,020,920

0.23%

537,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	537,200	$14,020,920	100.0%	Other

Susquehanna Portfolio Strategies, LLC

$13,992,836

0.23%

536,124

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$13,701,533

0.22%

524,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	516,558	$13,482,163	98.4%	Other
G1 EXECUTION SERVICES, LLC	8,405	$219,370	1.6%	Other

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

$13,514,423

0.22%

517,794

Goehring & Rozencwajg Associates, LLC

$13,399,896

0.22%

513,406

Legal & General Group Plc

$13,090,272

0.21%

501,543

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	350,502	$9,148,102	69.9%	Defined
Legal & General Investment Management Ltd	151,041	$3,942,170	30.1%	Defined

WHITEBOX ADVISORS LLC

$12,961,286

0.21%

496,601

JANE STREET GROUP, LLC

$12,846,288

0.21%

492,195

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	335,585	$8,758,768	68.2%	Defined
Jane Street Global Trading, LLC	156,536	$4,085,589	31.8%	Defined
Jane Street Singapore Pte. Ltd	74	$1,931	0.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$12,769,686

0.21%

489,260

MARSHALL WACE, LLP

$12,660,300

0.21%

485,069

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	485,069	$12,660,300	100.0%	Other

Pekin Hardy Strauss, Inc.

$12,659,361

0.21%

485,033

Swiss National Bank

$12,557,571

0.20%

481,133

JANE STREET GROUP, LLC

$12,262,824

0.20%

469,840

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	469,840	$12,262,824	100.0%	Defined

CITADEL ADVISORS LLC

$11,368,403

0.19%

435,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	143,251	$3,738,851	32.9%	Defined
Held directly	292,320	$7,629,552	67.1%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$11,136,870

0.18%

426,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	426,700	$11,136,870	100.0%	Other

PALISADE CAPITAL MANAGEMENT, LP

$11,016,731

0.18%

422,097

Leeward Investments, LLC - MA

$10,870,206

0.18%

416,483

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS CO	416,483	$10,870,206	100.0%	Sole

Russell Investments Group, Ltd.

$10,824,658

0.18%

414,738

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	277,322	$7,238,103	66.9%	Defined
Russell Investments Canada Limited	5,936	$154,929	1.4%	Defined
Russell Investments Capital, LLC	14,686	$383,304	3.5%	Defined
Russell Investments France SAS	4,546	$118,650	1.1%	Defined
Russell Investments Implementation Services, LLC	60,100	$1,568,610	14.5%	Defined
Russell Investments Limited joint	6,247	$163,046	1.5%	Other
Russell Investments Trust Company	45,901	$1,198,016	11.1%	Defined

PANAGORA ASSET MANAGEMENT INC

$10,569,664

0.17%

404,968

WELLS FARGO & COMPANY/MN

$10,440,000

0.17%

400,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wells Fargo Securities, LLC	400,000	$10,440,000	100.0%	Defined

California Public Employees Retirement System

$10,331,476

0.17%

395,842

WELLS FARGO & COMPANY/MN

$10,278,074

0.17%

393,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	213,514	$5,572,715	54.2%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	12,880	$336,168	3.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	167,322	$4,367,104	42.5%	Defined
Wells Fargo Securities, LLC	43	$1,122	0.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	37	$965	0.0%	Defined

BI Asset Management Fondsmaeglerselskab A/S

$10,059,988

0.16%

297,809

ADAGE CAPITAL PARTNERS GP, L.L.C.

$9,657,000

0.16%

370,000

ROYCE & ASSOCIATES LP

$9,081,338

0.15%

347,944

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$8,494,062

0.14%

325,443

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	325,443	$8,494,062	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$8,427,063

0.14%

322,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	322,876	$8,427,063	100.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$7,933,953

0.13%

303,983

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	8,505	$221,980	2.8%	Defined
UBS Asset Management Switzerland AG	240,821	$6,285,428	79.2%	Sole
UBS Asset Management (UK) Ltd.	15,712	$410,082	5.2%	Other
Held directly	38,945	$1,016,463	12.8%	Defined

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$7,720,250

0.13%

228,545

PRUDENTIAL FINANCIAL INC

$7,582,389

0.12%

290,513

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	288,013	$7,517,139	99.1%	Defined
Prudential Trust Co	2,500	$65,250	0.9%	Defined

JANE STREET GROUP, LLC

$7,574,089

0.12%

290,195

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	290,195	$7,574,089	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$7,569,755

0.12%

290,029

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	148,595	$3,878,329	51.2%	Defined
Raymond James Financial Services Advisors, Inc.	133,569	$3,486,150	46.1%	Defined
ClariVest Asset Management LLC joint	7,865	$205,276	2.7%	Defined

ALLIANCEBERNSTEIN L.P.

$7,498,034

0.12%

287,281

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	287,281	$7,498,034	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$7,257,235

0.12%

278,055

DEUTSCHE BANK AG\

$7,206,078

0.12%

276,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	17,634	$460,247	6.4%	Defined
DWS Investments UK Ltd	249,593	$6,514,377	90.4%	Defined
DWS International GmbH	8,868	$231,454	3.2%	Defined

Jump Financial, LLC

$6,917,700

0.11%

265,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	5,246	$136,920	2.0%	Defined
Leap GP LLC joint	259,800	$6,780,780	98.0%	Defined

Bridgewater Associates, LP

$6,916,995

0.11%

265,019

CSM Advisors, LLC

$6,545,018

0.11%

250,767

Trexquant Investment LP

$6,361,822

0.10%

243,748

Truffle Hound Capital, LLC

$6,264,000

0.10%

240,000

Alyeska Investment Group, L.P.

$6,021,739

0.10%

230,718

SEI INVESTMENTS CO

$5,905,959

0.10%

226,282

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	27,038	$705,691	11.9%	Sole
SEI TRUST CO	199,244	$5,200,268	88.1%	Sole

PLUSTICK MANAGEMENT LLC

$5,872,500

0.10%

225,000

READYSTATE ASSET MANAGEMENT LP

$5,817,168

0.09%

222,880

VANGUARD ASSET MANAGEMENT, Ltd

$5,407,580

0.09%

207,187

Horizon Investments, LLC

$5,336,875

0.09%

204,478

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Key facts CIK 893538 CUSIP 78454L100 13F (30d) 78 filings 77 filers Visit website Investor relations