SM · SM Energy Co

$36.62 -0.19 (-0.52%) At close · Aug 28

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$8.67B

237.85M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 496

Total Value: $6,111,143,374

Total Shares: 234,149,212

Showing 1–100 of 518 holdings by value · page 1 of 6

Institutional Ownership Trend

26 quarters

Superinvestors Holding SM

All superinvestors →

Joel Greenblatt $30,976,863 Ray Dalio $6,916,995

Holder Concentration

Across 496 13F filers · Δ vs Mar 31, 2026

Top Holder

16.8%

+0.2 pts

Top 5

40.1%

+0.5 pts

Top 10

57.9%

+0.0 pts

HHI

514

Broadly held+3

Quarterly Activity

vs Mar 31, 2026

New

Increased

207

Decreased

150

Sold Out

Unchanged

Holder count: -25

Institutional value: -15.2%

Shares held: +1.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid ARISTEIA CAPITAL, L.L.C.	+2,158,803	13,000,649
Mega Qube Research & Technologies Ltd	+1,435,399	1,691,744
Mega Invesco Ltd.	+1,294,797	2,431,521
Large MACKENZIE FINANCIAL CORP	+997,403	3,674,134
Mega Boston Partners	+887,124	937,303

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega WELLINGTON MANAGEMENT GROUP LLP	−2,124,526	625,424
Mega DIMENSIONAL FUND ADVISORS LP	−1,820,850	8,174,503
Mega UBS Group AG	−1,235,321	844,527
Mega STATE STREET CORP	−790,102	11,705,860
Large Squarepoint Ops LLC	−675,479	390,420

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large FULLER & THALER ASSET MANAGEMENT, INC.	2,280,261	$59,514,812
Large Bridgewater Associates, LP	265,019	$6,916,995
Large Trexquant Investment LP	243,748	$6,361,822
Mid Turtle Creek Wealth Advisors, LLC	190,959	$4,984,029
Small SIR Capital Management, L.P.	182,900	$4,773,690

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Lighthouse Investment Partners, LLC	731,625	$22,812,067
Small Corigliano Investment Advisers, LLC	560,000	$17,460,800
Mid Zimmer Partners, LP	532,500	$16,603,350
Small CLG LLC	466,175	$14,535,336
Large Baird Financial Group, Inc.	383,177	$11,947,458

Filter: New 71 Increased 207 Reduced 150 Sold out 96 Unchanged 68

Showing 100 of 518

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$1,025,229,343

16.78%

39,280,818

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	390,726	$10,197,948	1.0%	Sole
BlackRock Investment Management (Australia) Ltd	2,335	$60,943	0.0%	Sole
BlackRock Asset Management Canada Ltd	46,394	$1,210,883	0.1%	Sole
BlackRock Investment Management, LLC	895,831	$23,381,189	2.3%	Sole
BLACKROCK ADVISORS LLC	1,957,957	$51,102,677	5.0%	Sole
BlackRock Fund Advisors	25,445,267	$664,121,468	64.8%	Sole
BlackRock Institutional Trust Company, N.A.	7,978,545	$208,240,024	20.3%	Sole
BlackRock Japan Co. Ltd	7,706	$201,126	0.0%	Sole
BlackRock Investment Management (UK) Ltd.	277,890	$7,252,929	0.7%	Sole
BlackRock Asset Management Ireland Ltd	719,993	$18,791,817	1.8%	Sole
BlackRock (Luxembourg) S.A.	265,359	$6,925,869	0.7%	Sole
BlackRock Life Ltd	11,784	$307,562	0.0%	Sole
Aperio Group, LLC	1,280,256	$33,414,681	3.3%	Sole
SpiderRock Advisors, LLC	775	$20,227	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$402,603,540

6.59%

15,425,423

CANADA PENSION PLAN INVESTMENT BOARD

$378,287,945

6.19%

14,493,791

ARISTEIA CAPITAL, L.L.C.

$339,316,938

5.55%

13,000,649

STATE STREET CORP

$305,522,946

5.00%

11,705,860

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	11,705,860	$305,522,946	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$278,156,965

4.55%

10,657,355

AMERICAN CENTURY COMPANIES INC

$233,221,326

3.82%

8,935,683

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	8,935,683	$233,221,326	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$213,354,526

3.49%

8,174,503

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	21,274	$555,251	0.3%	Defined
DFA Australia Ltd.	31,650	$826,065	0.4%	Defined
Dimensional Fund Advisors Pte. Ltd.	833	$21,741	0.0%	Defined
Dimensional Ireland Ltd	388,028	$10,127,530	4.7%	Defined
Held directly	7,732,718	$201,823,939	94.6%	Sole

DONALD SMITH & CO., INC.

$199,602,203

3.27%

7,647,594

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2	7,647,594	$199,602,203	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$163,642,849

2.68%

6,269,841

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	875,537	$22,851,515	14.0%	Defined
Held directly	5,394,304	$140,791,334	86.0%	Defined

MILLENNIUM MANAGEMENT LLC

$117,279,645

1.92%

4,493,473

FMR LLC

$99,133,488

1.62%

3,798,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	374,177	$9,766,019	9.9%	Defined
STRATEGIC ADVISERS LLC	22,652	$591,217	0.6%	Defined
FIAM LLC	3,401,389	$88,776,252	89.6%	Defined

MACKENZIE FINANCIAL CORP

$95,894,897

1.57%

3,674,134

JPMORGAN CHASE & CO

$92,256,423

1.51%

3,534,729

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	223	$5,820	0.0%	Other
JPMorgan Chase Bank, N.A.	280,463	$7,320,084	7.9%	Defined
J.P. Morgan Investment Management Inc.	3,009,333	$78,543,591	85.1%	Defined
J.P. Morgan Securities LLC	74,863	$1,953,924	2.1%	Defined
J.P. Morgan Securities plc	2,397	$62,561	0.1%	Defined
JPMorgan Asset Management (UK) Ltd	164,032	$4,281,235	4.6%	Defined
J.P. Morgan (Suisse) SA	25	$652	0.0%	Other
55I, LLC	279	$7,281	0.0%	Defined
J.P. Morgan SE	3,114	$81,275	0.1%	Defined

MORGAN STANLEY

$76,830,332

1.26%

2,943,691

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,212	$31,633	0.0%	Defined
MORGAN STANLEY & CO. LLC	237,877	$6,208,589	8.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	720,481	$18,804,554	24.5%	Defined
MORGAN STANLEY AIP GP LP	131,392	$3,429,331	4.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	191,318	$4,993,399	6.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,651,061	$43,092,691	56.1%	Defined
EATON VANCE MANAGEMENT	10,350	$270,135	0.4%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$75,509,988

1.24%

2,893,103

NORTHERN TRUST CORP

$72,734,772

1.19%

2,786,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	2,604,863	$67,986,923	93.5%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	67,988	$1,774,486	2.4%	Defined
MASON STREET ADVISORS, LLC joint	76,058	$1,985,113	2.7%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	37,864	$988,250	1.4%	Other

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$70,889,583

1.16%

2,716,076

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	2,716,076	$70,889,583	100.0%	Defined

Invesco Ltd.

$63,462,695

1.04%

2,431,521

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	1,489,757	$38,882,656	61.3%	Defined
Invesco Trust Co joint	97,416	$2,542,557	4.0%	Defined
Invesco Investment Advisers LLC	32,352	$844,387	1.3%	Defined
Invesco Capital Management LLC	811,996	$21,193,095	33.4%	Defined

Nuveen, LLC

$60,560,246

0.99%

2,320,316

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	505,187	$13,185,380	21.8%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	994,332	$25,952,065	42.9%	Defined
TEACHERS ADVISORS, LLC joint	820,797	$21,422,801	35.4%	Defined

FULLER & THALER ASSET MANAGEMENT, INC.

$59,514,812

0.97%

2,280,261

Webs Creek Capital Management LP

$53,257,806

0.87%

2,040,529

GOLDMAN SACHS GROUP INC

$50,038,815

0.82%

1,917,196

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,361,873	$35,544,885	71.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	555,323	$14,493,930	29.0%	Defined

Qube Research & Technologies Ltd

$44,154,518

0.72%

1,691,744

Bank of New York Mellon Corp

$43,259,127

0.71%

1,657,438

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	949,828	$24,790,510	57.3%	Other
BNY Mellon Investment Adviser, Inc.	184,867	$4,825,028	11.2%	Defined
The Bank of New York Mellon	460,907	$12,029,672	27.8%	Defined
BNY Mellon, NA joint	55,116	$1,438,526	3.3%	Defined
BNY Mellon Advisors, Inc.	6,705	$175,000	0.4%	Defined
Held directly	15	$391	0.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$40,027,429

0.65%

1,533,618

FEARNLEY ASSET MANAGEMENT AS

$39,059,615

0.64%

1,496,537

Encompass Capital Advisors LLC

$37,794,392

0.62%

1,448,061

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Encompass Capital Master Fund LP joint	1,448,061	$37,794,392	100.0%	Defined

BANK OF AMERICA CORP /DE/

$34,197,367

0.56%

1,310,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	462,242	$12,064,516	35.3%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	59,890	$1,563,129	4.6%	Defined
BOFA SECURITIES, INC.	49,952	$1,303,747	3.8%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	738,160	$19,265,975	56.3%	Defined

Gotham Asset Management, LLC

$30,976,863

0.51%

1,186,853

PRINCIPAL FINANCIAL GROUP INC

$28,757,945

0.47%

1,101,837

VICTORY CAPITAL MANAGEMENT INC

$28,592,210

0.47%

1,095,487

TUDOR INVESTMENT CORP ET AL

$28,331,628

0.46%

1,085,503

AQR CAPITAL MANAGEMENT LLC

$26,103,155

0.43%

1,000,121

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	297	$7,751	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	10	$261	0.0%	Other
Prism Planning Partners LLC	130	$3,393	0.0%	Other
Compound Planning, Inc.	14	$365	0.0%	Other
Arax Advisory Partners	4,315	$112,621	0.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,901	$75,716	0.3%	Other
Stokes Family Office, LLC	305	$7,960	0.0%	Other
Held directly	992,149	$25,895,088	99.2%	Defined

Fisher Asset Management, LLC

$25,756,837

0.42%

986,852

Boston Partners

$24,463,607

0.40%

937,303

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Boston Partners Trust Co	108,875	$2,841,637	11.6%	Defined
Held directly	828,428	$21,621,970	88.4%	Defined

FIRST TRUST ADVISORS LP

$23,963,323

0.39%

918,135

AMERIPRISE FINANCIAL INC

$23,506,572

0.38%

900,635

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	867,339	$22,637,547	96.3%	Defined
Ameriprise Financial Services, LLC	33,222	$867,094	3.7%	Defined
Ameriprise Bank, FSB	74	$1,931	0.0%	Defined

CITADEL ADVISORS LLC

$22,518,036

0.37%

862,760

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	761,160	$19,866,276	88.2%	Defined
Held directly	101,600	$2,651,760	11.8%	Defined

UBS Group AG

$22,042,153

0.36%

844,527

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	50,493	$1,317,867	6.0%	Defined
UBS AG	784,687	$20,480,330	92.9%	Defined
UBS Switzerland AG	9,347	$243,956	1.1%	Defined

Balyasny Asset Management L.P.

$21,911,967

0.36%

839,539

Public Sector Pension Investment Board

$20,422,571

0.33%

782,474

AEGIS FINANCIAL CORP

$20,328,011

0.33%

778,851

KENNEDY CAPITAL MANAGEMENT LLC

$17,796,989

0.29%

681,877

CAPITAL FUND MANAGEMENT S.A.

$17,393,379

0.28%

666,413

LAZARD ASSET MANAGEMENT LLC

$17,298,192

0.28%

662,766

RHUMBLINE ADVISERS

$17,105,209

0.28%

655,372

Sagefield Capital LP

$17,026,673

0.28%

652,363

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sagefield Investment Group, LP	633,288	$16,528,816	97.1%	Other
Held directly	19,075	$497,857	2.9%	Sole

BESSEMER GROUP INC

$16,778,772

0.27%

642,909

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST CO	11,445	$298,713	1.8%	Defined
BESSEMER TRUST Co NATIONAL ASSOCIATION	531,261	$13,865,911	82.6%	Defined
Bessemer Trust CO of Delaware, N.A.	46,387	$1,210,700	7.2%	Defined
BESSEMER TRUST Co OF FLORIDA	51,615	$1,347,150	8.0%	Defined
Bessemer Trust Co of Nevada, National Association	2,201	$56,298	0.3%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$16,323,565

0.27%

625,424

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	267,115	$6,971,701	42.7%	Defined
Wellington Management Singapore Pte. Ltd.	60,236	$1,572,159	9.6%	Defined
Wellington Trust Company, NA joint	298,073	$7,779,705	47.7%	Defined

Grantham, Mayo, Van Otterloo & Co. LLC

$15,539,966

0.25%

595,401

GLENMEDE TRUST CO NA

$15,354,211

0.25%

588,284

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Glenmede Investment Management, LP	506,158	$13,210,723	86.0%	Sole
Held directly	82,126	$2,143,488	14.0%	Sole

Universal- Beteiligungs- und Servicegesellschaft mbH

$14,832,656

0.24%

568,301

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	568,301	$14,832,656	100.0%	Defined

Creative Planning

$14,394,123

0.24%

551,499

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	12,697	$331,391	2.3%	Defined
Held directly	538,802	$14,062,732	97.7%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$14,020,920

0.23%

537,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	537,200	$14,020,920	100.0%	Other

Susquehanna Portfolio Strategies, LLC

$13,992,836

0.23%

536,124

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$13,701,533

0.22%

524,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	516,558	$13,482,163	98.4%	Other
G1 EXECUTION SERVICES, LLC	8,405	$219,370	1.6%	Other

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

$13,514,423

0.22%

517,794

Goehring & Rozencwajg Associates, LLC

$13,399,896

0.22%

513,406

Legal & General Group Plc

$13,090,272

0.21%

501,543

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	350,502	$9,148,102	69.9%	Defined
Legal & General Investment Management Ltd	151,041	$3,942,170	30.1%	Defined

WHITEBOX ADVISORS LLC

$12,961,286

0.21%

496,601

JANE STREET GROUP, LLC

$12,846,288

0.21%

492,195

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	335,585	$8,758,768	68.2%	Defined
Jane Street Global Trading, LLC	156,536	$4,085,589	31.8%	Defined
Jane Street Singapore Pte. Ltd	74	$1,931	0.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$12,769,686

0.21%

489,260

MARSHALL WACE, LLP

$12,660,300

0.21%

485,069

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	485,069	$12,660,300	100.0%	Other

Pekin Hardy Strauss, Inc.

$12,659,361

0.21%

485,033

Swiss National Bank

$12,557,571

0.21%

481,133

JANE STREET GROUP, LLC

$12,262,824

0.20%

469,840

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	469,840	$12,262,824	100.0%	Defined

CITADEL ADVISORS LLC

$11,368,403

0.19%

435,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	143,251	$3,738,851	32.9%	Defined
Held directly	292,320	$7,629,552	67.1%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$11,136,870

0.18%

426,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	426,700	$11,136,870	100.0%	Other

PALISADE CAPITAL MANAGEMENT, LP

$11,016,731

0.18%

422,097

Leeward Investments, LLC - MA

$10,870,206

0.18%

416,483

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS CO	416,483	$10,870,206	100.0%	Sole

Russell Investments Group, Ltd.

$10,824,658

0.18%

414,738

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	277,322	$7,238,103	66.9%	Defined
Russell Investments Canada Limited	5,936	$154,929	1.4%	Defined
Russell Investments Capital, LLC	14,686	$383,304	3.5%	Defined
Russell Investments France SAS	4,546	$118,650	1.1%	Defined
Russell Investments Implementation Services, LLC	60,100	$1,568,610	14.5%	Defined
Russell Investments Limited joint	6,247	$163,046	1.5%	Other
Russell Investments Trust Company	45,901	$1,198,016	11.1%	Defined

PANAGORA ASSET MANAGEMENT INC

$10,569,664

0.17%

404,968

WELLS FARGO & COMPANY/MN

$10,440,000

0.17%

400,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wells Fargo Securities, LLC	400,000	$10,440,000	100.0%	Defined

California Public Employees Retirement System

$10,331,476

0.17%

395,842

WELLS FARGO & COMPANY/MN

$10,278,074

0.17%

393,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	213,514	$5,572,715	54.2%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	12,880	$336,168	3.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	167,322	$4,367,104	42.5%	Defined
Wells Fargo Securities, LLC	43	$1,122	0.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	37	$965	0.0%	Defined

ADAGE CAPITAL PARTNERS GP, L.L.C.

$9,657,000

0.16%

370,000

ROYCE & ASSOCIATES LP

$9,081,338

0.15%

347,944

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$8,494,062

0.14%

325,443

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	325,443	$8,494,062	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$8,427,063

0.14%

322,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	322,876	$8,427,063	100.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$7,933,953

0.13%

303,983

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	8,505	$221,980	2.8%	Defined
UBS Asset Management Switzerland AG	240,821	$6,285,428	79.2%	Sole
UBS Asset Management (UK) Ltd.	15,712	$410,082	5.2%	Other
Held directly	38,945	$1,016,463	12.8%	Defined

PRUDENTIAL FINANCIAL INC

$7,582,389

0.12%

290,513

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	288,013	$7,517,139	99.1%	Defined
Prudential Trust Co	2,500	$65,250	0.9%	Defined

JANE STREET GROUP, LLC

$7,574,089

0.12%

290,195

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	290,195	$7,574,089	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$7,569,755

0.12%

290,029

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	148,595	$3,878,329	51.2%	Defined
Raymond James Financial Services Advisors, Inc.	133,569	$3,486,150	46.1%	Defined
ClariVest Asset Management LLC joint	7,865	$205,276	2.7%	Defined

ALLIANCEBERNSTEIN L.P.

$7,498,034

0.12%

287,281

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	287,281	$7,498,034	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$7,257,235

0.12%

278,055

DEUTSCHE BANK AG\

$7,206,078

0.12%

276,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	17,634	$460,247	6.4%	Defined
DWS Investments UK Ltd	249,593	$6,514,377	90.4%	Defined
DWS International GmbH	8,868	$231,454	3.2%	Defined

Jump Financial, LLC

$6,917,700

0.11%

265,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	5,246	$136,920	2.0%	Defined
Leap GP LLC joint	259,800	$6,780,780	98.0%	Defined

Bridgewater Associates, LP

$6,916,995

0.11%

265,019

CSM Advisors, LLC

$6,545,018

0.11%

250,767

Trexquant Investment LP

$6,361,822

0.10%

243,748

Truffle Hound Capital, LLC

$6,264,000

0.10%

240,000

Alyeska Investment Group, L.P.

$6,021,739

0.10%

230,718

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$5,992,951

0.10%

229,615

SEI INVESTMENTS CO

$5,905,959

0.10%

226,282

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	27,038	$705,691	11.9%	Sole
SEI TRUST CO	199,244	$5,200,268	88.1%	Sole

PLUSTICK MANAGEMENT LLC

$5,872,500

0.10%

225,000

READYSTATE ASSET MANAGEMENT LP

$5,817,168

0.10%

222,880

VANGUARD ASSET MANAGEMENT, Ltd

$5,407,580

0.09%

207,187

Horizon Investments, LLC

$5,336,875

0.09%

204,478

SEGALL BRYANT & HAMILL, LLC

$5,293,236

0.09%

202,806

Key facts CIK 893538 CUSIP 78454L100 13F (30d) 358 filings 351 filers Visit website Investor relations