GROW · U S Global Investors Inc · Holdings

$2.91 +0.01 (+0.34%) At close · Sep 11

Market Cap

$35.79M

12.30M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 35

Total Value: $13,082,555

Total Shares: 4,193,132

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 35 13F filers · Δ vs Mar 31, 2026

Top Holder

26.7%

+0.5 pts

Top 5

72.8%

−0.4 pts

Top 10

88.3%

+1.1 pts

HHI

1,360

Broadly held+25

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -2

Institutional value: +33.0%

Shares held: +5.7%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Gator Capital Management, LLC	+80,219	1,121,593
Mid CWA Asset Management Group, LLC	+77,741	707,235
Mega CITADEL ADVISORS LLC	+52,327	113,071
Mega GEODE CAPITAL MANAGEMENT, LLC	+15,999	131,480
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+15,105	81,957

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega VANGUARD CAPITAL MANAGEMENT LLC	−8,874	508,207
Mid XTX Topco Ltd	−4,952	11,738
Mid Tower Research Capital LLC (TRC)	−1,092	979
Small Rothschild Wealth LLC	−1,002	121,965
Micro SMH CAPITAL ADVISORS INC	−889	40,191

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Small LRI Investments, LLC	10,000	$31,200
Mega BARCLAYS PLC	16	$49

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid GSA CAPITAL PARTNERS LLP	22,100	$54,808
Mid LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	11,740	$29,113
Small Founders Capital Management	7,000	$17,360
Mid SIMPLEX TRADING, LLC	213	$528

Filter: New 2 Increased 12 Reduced 8 Sold out 4 Unchanged 13

Showing 35 of 35

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Gator Capital Management, LLC

$3,499,370

26.75%

1,121,593

CWA Asset Management Group, LLC

$2,206,573

16.87%

707,235

VANGUARD CAPITAL MANAGEMENT LLC

$1,585,605

12.12%

508,207

North Star Investment Management Corp.

$1,266,720

9.68%

406,000

BlackRock, Inc.

$961,895

7.35%

308,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	35,345	$110,276	11.5%	Sole
BlackRock Institutional Trust Company, N.A.	272,955	$851,619	88.5%	Sole

RENAISSANCE TECHNOLOGIES LLC

$636,526

4.87%

204,015

GEODE CAPITAL MANAGEMENT, LLC

$410,217

3.14%

131,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	23,125	$72,150	17.6%	Defined
Held directly	108,355	$338,067	82.4%	Defined

Rothschild Wealth LLC

$380,530

2.91%

121,965

CITADEL ADVISORS LLC

$352,781

2.70%

113,071

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	113,071	$352,781	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$255,705

1.95%

81,957

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	34,218	$106,760	41.8%	Other
G1 EXECUTION SERVICES, LLC	47,739	$148,945	58.2%	Other

DIMENSIONAL FUND ADVISORS LP

$207,807

1.59%

66,605

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Ireland Ltd	7,663	$23,908	11.5%	Defined
Held directly	58,942	$183,899	88.5%	Sole

VANGUARD FIDUCIARY TRUST CO

$188,058

1.44%

60,275

STATE STREET CORP

$174,726

1.34%

56,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS TRUST COMPANY	56,002	$174,726	100.0%	Defined

Proficio Capital Partners LLC

$170,283

1.30%

54,578

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$168,258

1.29%

53,929

SMH CAPITAL ADVISORS INC

$125,395

0.96%

40,191

MAI Capital Management

$115,440

0.88%

37,000

Empowered Funds, LLC

$105,858

0.81%

33,929

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	33,929	$105,858	100.0%	Other

NORTHERN TRUST CORP

$66,540

0.51%

21,327

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	21,327	$66,540	100.0%	Defined

KESTRA PRIVATE WEALTH SERVICES, LLC

$55,536

0.42%

17,800

Samalin Investment Counsel, LLC

$37,458

0.29%

12,006

XTX Topco Ltd

$36,622

0.28%

11,738

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	11,738	$36,622	100.0%	Defined

LRI Investments, LLC

$31,200

0.24%

10,000

Vanguard Global Advisers, LLC

$16,298

0.12%

5,224

ACADIAN ASSET MANAGEMENT LLC

$13,690

0.10%

4,388

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	4,388	$13,690	100.0%	Defined

UBS Group AG

$5,312

0.04%

1,703

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	533	$1,662	31.3%	Defined
UBS Securities LLC	1,170	$3,650	68.7%	Defined

Tower Research Capital LLC (TRC)

$3,054

0.02%

979

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	979	$3,054	100.0%	Defined

ROYAL BANK OF CANADA

$2,823

0.02%

905

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	905	$2,823	100.0%	Defined

WELLS FARGO & COMPANY/MN

$1,563

0.01%

501

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	501	$1,563	100.0%	Defined

Triumph Capital Management

$624

0.00%

200

BARCLAYS PLC

$49

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	16	$49	100.0%	Defined

SBI Securities Co., Ltd.

$24

0.00%

Caitong International Asset Management Co., Ltd

0.00%

MORGAN STANLEY

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1	$3	100.0%	Defined

FMR LLC

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	2,222	$5,510	18.9%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	6,183	$15,333	52.7%	Defined
Held directly	3,335	$8,270	28.4%	Sole

Key facts CIK 754811 CUSIP 902952100 13F (30d) 10 filings 10 filers Visit website Investor relations