GROW · U S Global Investors Inc · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-10-23 | Gator Capital Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,129,011 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (109,418 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. |
Class A Common Stock (Non-Voting)
(I)
|
4,532 |
| 2026-10-23 | Pilecki Derek Steven |
Insider |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,129,011 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (109,418 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. |
Class A Common Stock (Non-Voting)
(I)
|
4,532 |
| 2026-10-20 | Gator Capital Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,124,479 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (104,886 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. |
Class A Common Stock (Non-Voting)
(I)
|
2,886 |
| 2026-10-20 | Pilecki Derek Steven |
Insider |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,124,479 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (104,886 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. |
Class A Common Stock (Non-Voting)
(I)
|
2,886 |
| 2026-09-30 | HOLMES FRANK E |
Director, CEO/CIO, 10% Owner |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
829 |
| 2026-09-30 | Callicotte Lisa |
CFO |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
328 |
| 2026-08-31 | HOLMES FRANK E |
Director, CEO/CIO, 10% Owner |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
729 |
| 2026-08-31 | Callicotte Lisa |
CFO |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
289 |
| 2026-07-31 | HOLMES FRANK E |
Director, CEO/CIO, 10% Owner |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
835 |
| 2026-07-31 | Callicotte Lisa |
CFO |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under the employee stock purchase plan. |
Class A Common Stock
|
331 |
| 2026-06-30 | HOLMES FRANK E |
Director, CEO/CIO, 10% Owner |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
764 |
| 2026-06-30 | Callicotte Lisa |
CFO |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
303 |
| 2026-06-03 | Pilecki Derek Steven |
Insider |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. |
Class A Common Stock (Non-Voting)
(I)
|
330 |
| 2026-06-03 | Gator Capital Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. |
Class A Common Stock (Non-Voting)
(I)
|
330 |
| 2026-06-02 | Pilecki Derek Steven |
Insider |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. |
Class A Common Stock (Non-Voting)
(I)
|
20,496 |
| 2026-06-02 | Gator Capital Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. Shares purchased in ECA Fund, LP, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,121,593 shares is held across the following accounts: Gator Financial Partners, LLC (937,228 shares); Gator Qualified Partners, LLC (102,000 shares); ECA Fund, LP (76,365 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. |
Class A Common Stock (Non-Voting)
(I)
|
20,496 |
| 2026-05-29 | Callicotte Lisa |
CFO |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
359 |
| 2026-05-29 | HOLMES FRANK E |
Director, CEO/CIO, 10% Owner |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
904 |
| 2026-05-28 | Gator Capital Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
1,376 |
| 2026-05-28 | Pilecki Derek Steven |
Insider |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Financial Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
1,376 |
| 2026-05-21 | Gator Capital Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
23,910 |
| 2026-05-21 | Pilecki Derek Steven |
Insider |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
23,910 |
| 2026-05-13 | Pilecki Derek Steven |
Insider |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
3,601 |
| 2026-05-13 | Gator Capital Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
3,601 |
| 2026-05-12 | Gator Capital Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
404 |
| 2026-05-12 | Pilecki Derek Steven |
Insider |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
404 |
| 2026-05-11 | Gator Capital Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
5,354 |
| 2026-05-11 | Pilecki Derek Steven |
Insider |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
5,354 |
| 2026-05-08 | Gator Capital Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
208 |
| 2026-05-08 | Pilecki Derek Steven |
Insider |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
208 |
| 2026-05-07 | Pilecki Derek Steven |
Insider |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
2,976 |
| 2026-05-07 | Gator Capital Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
2,976 |
| 2026-05-06 | Pilecki Derek Steven |
Insider |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
259 |
| 2026-05-06 | Gator Capital Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
259 |
| 2026-05-01 | Pilecki Derek Steven |
Insider |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person's aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
205 |
| 2026-05-01 | Gator Capital Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Non-Voting) (Indirect)
Shares purchased in Gator Qualified Partners, LLC, an account over which Gator Capital Management, LLC exercises investment discretion. As of the date of this report, the Reporting Person’s aggregate beneficial ownership of 1,100,767 shares is held across the following accounts: Gator Financial Partners, LLC (918,175 shares); Gator Qualified Partners, LLC (101,670 shares); ECA Fund, LP (74,922 shares); Managed Account (6,000 shares). Gator Capital Management, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. The price reported is a weighted average price. The reporting person will provide full information regarding the number of shares purchased at each separate price upon request to the SEC staff or the issuer. This Form 4 is being filed late. |
Class A Common Stock (Non-Voting)
(I)
|
205 |
| 2026-04-30 | Callicotte Lisa |
CFO |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
359 |
| 2026-04-30 | HOLMES FRANK E |
Director, CEO/CIO, 10% Owner |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
907 |
| 2026-03-31 | HOLMES FRANK E |
Director, CEO/CIO, 10% Owner |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
963 |
| 2026-03-31 | Callicotte Lisa |
CFO |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
382 |
| 2026-02-27 | HOLMES FRANK E |
Director, CEO/CIO, 10% Owner |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
716 |
| 2026-02-27 | Callicotte Lisa |
CFO |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
284 |
| 2026-01-30 | HOLMES FRANK E |
Director, CEO/CIO, 10% Owner |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
719 |
| 2026-01-30 | Callicotte Lisa |
CFO |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
285 |
| 2025-12-31 | Callicotte Lisa |
CFO |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
392 |
| 2025-12-31 | HOLMES FRANK E |
Director, CEO/CIO, 10% Owner |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
990 |
| 2025-11-28 | Callicotte Lisa |
CFO |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
388 |
| 2025-11-28 | HOLMES FRANK E |
Director, CEO/CIO, 10% Owner |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
977 |
| 2025-10-31 | Callicotte Lisa |
CFO |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
380 |
| 2025-10-31 | HOLMES FRANK E |
Director, CEO/CIO, 10% Owner |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock purchase under employee stock purchase plan. |
Class A Common Stock
|
959 |