GROW · U S Global Investors Inc · Shareholders & Ownership
$2.65
-0.03 (-1.10%)
At close · Oct 30
Return incl. dividend (before tax)
Q2 2026 earnings call transcript
Market Cap
$32.96M
Shares
12.30M
Volume · Oct 30
13.35K
Avg daily vol (3M)
16.57K
Every disclosed holder of GROW in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns GROW
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 4,281,232 | 34.81% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 0 | 0.00% |
| Remaining | 8,016,964 | 65.19% |
| Registered funds (N-PORT, not summed) | 1,118,225 | 9.09% |
Shares outstanding: 12,298,196, the issuer's latest cover-page count restated onto today's split basis.
Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of GROW
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
1,129,011 | ||
| 1.1 |
Gator Capital Management, LLC
13F
CIK 1570284 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,121,593 | ||
| 2 |
|
1,129,011 | ||
| 3 |
CWA Asset Management Group, LLC
13F
CIK 1667134 · Registered investment adviser · Sep 30, 2026
|
797,986 | ||
| 4 |
HOLMES FRANK E
Insider
CIK 1251824 · Sep 30, 2026
Director, CEO/CIO, 10% Owner, issuer-wide, not summed
|
558,699 | ||
| 5 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
508,207 | ||
| 6 |
North Star Investment Management Corp.
13F
CIK 1342857 · Investment adviser · Sep 30, 2026
|
406,000 | ||
| 7 |
North Star Micro Cap Fund
Fund
S000040440 · Registered fund · Aug 31, 2026
NORTHERN LIGHTS FUND TRUST II, not summed
|
395,000 | ||
| 8 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
369,298 | ||
| 9 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
308,300 | ||
| 10 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
204,015 | ||
| 11 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
137,545 | ||
| 12 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
131,480 | ||
| 13 |
Rothschild Wealth LLC
13F
CIK 1811345 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
121,965 | ||
| 14 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
113,071 | ||
| 15 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
81,957 | ||
| 16 |
DIMENSIONAL FUND ADVISORS LP
13F
CIK 354204 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
66,605 | ||
| 16.1 |
U.S. MICRO CAP PORTFOLIO
Fund
S000000948 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
10,779 | ||
| 16.2 |
Dimensional U.S. Small Cap ETF
Fund
S000070906 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
|
5,500 | ||
| 16.3 |
U.S. CORE EQUITY 2 PORTFOLIO
Fund
S000000980 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
4,338 | ||
| 16.4 |
U.S. Social Core Equity 2 Portfolio
Fund
S000018154 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
4,324 | ||
| 16.5 |
U.S. VECTOR EQUITY PORTFOLIO
Fund
S000000982 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
4,178 | ||
| 17 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
60,275 | ||
| 18 |
|
56,002 | ||
| 19 |
Proficio Capital Partners LLC
13F
CIK 1654175 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
54,578 | ||
| 20 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
CIK 1107261 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
53,929 | ||
| 20.1 |
Omni Small-Cap Value Fund
Fund
S000033567 · Registered fund · Jun 30, 2026
Bridgeway Funds, Inc., not summed
|
20,000 | ||
| 21 |
|
39,536 | ||
| 22 |
SMH CAPITAL ADVISORS INC
13F
CIK 1180391 · Registered investment adviser · Sep 30, 2026
|
37,486 | ||
| 23 |
MAI Capital Management
13F
CIK 1040197 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
37,000 | ||
| 24 |
Empowered Funds, LLC
13F
CIK 1592828 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,929 | ||
| 24.1 |
EA Bridgeway Omni Small-Cap Value ETF
Fund
S000078089 · Registered fund · Jun 30, 2026
EA Series Trust, not summed
|
33,929 | ||
| 25 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21,327 | ||
| 26 |
KESTRA PRIVATE WEALTH SERVICES, LLC
13F
CIK 1649451 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,800 | ||
| 27 |
Samalin Investment Counsel, LLC
13F
CIK 1544366 · Registered investment adviser · Sep 30, 2026
|
12,060 | ||
| 28 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,738 | ||
| 29 |
LRI Investments, LLC
13F
CIK 2023325 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,000 | ||
| 30 |
Vanguard Global Advisers, LLC
13F
CIK 1811242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,224 | ||
| 31 |
ACADIAN ASSET MANAGEMENT LLC
13F
CIK 916542 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,388 | ||
| 32 |
LVIP Dimensional U.S. Core Equity 2 Fund
Fund
S000048564 · Registered fund · Jun 30, 2026
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST, not summed
|
2,448 | ||
| 33 |
|
1,703 | ||
| 34 |
VANGUARD BALANCED INDEX FUND
Fund
S000002560 · Registered fund · Jun 30, 2026
VANGUARD VALLEY FORGE FUNDS, not summed
|
1,364 | ||
| 35 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
979 | ||
| 36 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
905 | ||
| 37 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
501 | ||
| 38 |
Triumph Capital Management
13F
CIK 1730765 · Registered investment adviser · Sep 30, 2026
|
200 | ||
| 39 |
|
16 | ||
| 40 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Sep 30, 2026
|
8 | ||
| 41 |
Caitong International Asset Management Co., Ltd
13F
CIK 1963355 · Unknown · Sep 30, 2026
|
3 | ||
| 42 |
FMR LLC
13F
CIK 315066 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 | ||
| 42.1 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
53,310 | ||
| 42.2 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
31,943 | ||
| 42.3 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
14,218 | ||
| 42.4 |
Fidelity Nasdaq Composite Index Fund
Fund
S000055366 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
8,407 | ||
| 43 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 |
7 more nested rows are not shown here; Every filing lists them all.
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.