CWA Asset Management Group, LLC

Registered adviser

CIK

1667134

Location

NAPLES, FL

Portfolio Value

Mid $3,331,325,284

Diversification

Diversified

Filing Date

Global Rank

#1,182 / 8,818 ▼ 32 · as of Jun 2026

Top Industry

Semiconductors 11.8%

Period ended 28 days ago

Filed Oct 19, 2026 · 9d

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 158940

Roster of Oct 1, 2026

Regulatory AUM

$4,514,473,566

Main clients

Individuals and high net worth (94% of AUM)

Private funds

3 funds · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$23,754,721 gross assets

Private funds on Schedule D 7.B.(1)

As filed Nov 8, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$4,514,473,566	Individuals and high net worth (94%)
Dec 2025 to Mar 2026	$4,065,327,201	Individuals and high net worth (93%)
Apr 2025 to Sep 2025	$3,340,660,207	Individuals and high net worth (93%)
Apr 2024 to Mar 2025	$2,531,719,656	Individuals and high net worth (90%)
May 2023 to Mar 2024	$2,177,944,822	Individuals and high net worth (85%)
Apr 2023	$2,177,944,822	Individuals and high net worth (85%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 32.3%, 62.5 effective positions, active share 50.0% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

34.6% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 16.4 quarters (12+), a floor since 41.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 50.0%; sector active share 15.9% against the combined 13F book's sector weights.

Over time 25 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

712 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

6.9%

+0.6 pts

Top 5

24.4%

+1.8 pts

Top 10

33.9%

+1.5 pts

HHI

175

Diversified+14

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	26.6%	$886,655,094	91
Unclassified	18.7%	$622,301,002	155
Financial Services	10.3%	$343,725,810	93
Energy	8.8%	$294,352,942	55
Consumer Cyclical	6.3%	$208,572,199	41
Healthcare	6.1%	$203,192,372	63
Industrials	5.7%	$189,242,558	73
Communication Services	5.4%	$178,353,146	19
Basic Materials	4.5%	$150,270,525	35
Consumer Defensive	3.6%	$119,772,264	37
Utilities	2.5%	$84,063,990	27
Real Estate	1.5%	$50,823,382	23

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
MOS	Mosaic Co	+297,639	651,933	$14,114,349
HAFN	Hafnia Ltd	+235,043	739,605	$7,351,673
IRWD	Ironwood Pharmaceuticals Inc	+208,277	498,643	$1,979,612
EMBC	Embecta Corp.	+162,891	537,838	$3,044,163
GRNT	Granite Ridge Resources, Inc.	+144,933	1,056,513	$4,585,266
EPM	Evolution Petroleum Corp	+134,040	939,802	$3,326,899
AGI	Alamos Gold Inc	+119,481	465,282	$15,070,483
SCEC	STERLING CAPITAL ENHANCED CORE BOND ETF	+110,892	2,491,696	$59,177,780
AQN	Algonquin Power & Utilities Corp.	+105,561	807,139	$4,059,909
GROW	U S Global Investors Inc	+90,751	797,986	$2,298,199
PAGS	PagSeguro Digital Ltd.	+85,644	223,004	$1,984,735
JMST	JPMorgan Ultra-Short Municipal Income ETF	+74,095	675,186	$34,137,404
ERIE	Erie Indemnity Co	+73,520	164,630	$36,078,664
AMBP	Ardagh Metal Packaging S.A.	+70,429	533,728	$2,316,379
MLI	Mueller Industries Inc	+64,689	121,334	$7,354,053
UGI	Ugi Corp	+57,570	95,069	$3,391,111
FTNT	Fortinet, Inc.	+57,379	102,596	$18,340,060
ENIC	Enel Chile S.A.	+55,780	415,631	$1,758,119
SII	Sprott Inc.	+54,416	142,755	$17,042,091
INMD	InMode Ltd.	+51,265	174,721	$2,475,796
KRT	Karat Packaging Inc.	+48,906	185,066	$9,725,218
SHY	iShares 1-3 Year Treasury Bond ETF	+48,166	891,943	$72,425,771
BTI	British American Tobacco p.l.c.	+45,677	116,920	$6,360,448
KHC	Kraft Heinz Co	+43,896	300,708	$6,832,085
WU	Western Union CO	+42,726	330,791	$1,951,666
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CLB	Core Laboratories Inc.	−1,588,636	166,449	$1,614,555
RIG	Transocean Ltd.	−725,918	7,962,959	$41,725,905
PLTK	Playtika Holding Corp.	−681,031	17,123	$36,643
GLRE	Greenlight Capital Re, Ltd.	−490,217	41,842	$606,709
FLO	Flowers Foods Inc	−217,652	15,198	$84,348
CMRE	Costamare Inc.	−192,551	81,005	$1,189,963
TS	Tenaris SA	−157,692	829,599	$45,777,272
VOD	Vodafone Group Public Ltd Co	−93,703	318,650	$5,146,197
DVN	Devon Energy Corp	−84,829	12,492	$575,131
SHV	iShares 0-1 Year Treasury Bond ETF	−47,230	86,090	$9,497,448
ETR	Entergy Corp	−45,030	5,376	$533,621
TCMD	Tactile Systems Technology Inc	−42,844	29,155	$649,864
IBIT	iShares Bitcoin Trust ETF	−31,245	49,174	$2,327,897
—		−30,570	280,000	$0
VBIL	Vanguard Institutional Index Funds	−25,283	35,310	$2,673,673
NEE	Nextera Energy Inc	−24,409	24,901	$1,886,001
VRSN	Verisign Inc	−23,098	766	$216,019
APA	APA Corp	−20,998	122,838	$5,102,690
PNW	Pinnacle West Capital Corp	−19,316	28,943	$2,692,856
OII	Oceaneering International Inc	−17,476	12,078	$526,963
CWCO	Consolidated Water Co. Ltd.	−16,597	162,954	$4,565,971
AKBA	Akebia Therapeutics, Inc.	−16,000	43,000	$39,560
FMB	First Trust Managed Municipal ETF	−15,646	111,528	$5,337,730
UROY	Uranium Royalty Corp.	−15,520	26,676	$107,771
OGS	ONE Gas, Inc.	−15,331	20,978	$1,507,688
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
EQX	Equinox Gold Corp.	1,446,537	$16,071,026
CF	CF Industries Holdings, Inc.	90,881	$10,469,491
HFSI	Hartford Strategic Income ETF	261,599	$8,784,494
REPX	Riley Exploration Permian, Inc.	137,997	$5,521,259
OKTA	Okta, Inc.	21,549	$4,506,111
MAS	Masco Corp	59,914	$4,038,203
GDDY	GoDaddy Inc.	32,308	$3,085,737
FORM	Formfactor Inc	18,186	$2,715,351
EVC	Entravision Communications Corp	349,349	$2,567,715
DLO	dLocal Ltd	175,891	$2,420,260
CBL	Cbl & Associates Properties Inc	38,905	$2,075,970
AMN	Amn Healthcare Services Inc	57,155	$2,050,149
VTRS	Viatris Inc	110,936	$1,965,785
SB	Safe Bulkers, Inc.	220,136	$1,879,961
AES	Aes Corp	94,708	$1,411,149
RPD	Rapid7, Inc.	111,380	$1,361,063
CVLT	Commvault Systems Inc	8,530	$1,278,817
HLF	Herbalife Ltd.	86,731	$1,052,047
VAC	MARRIOTT VACATIONS WORLDWIDE Corp	9,562	$978,001
CWI	Spdr Index Shares Funds	23,125	$934,481
QLYS	Qualys, Inc.	4,833	$904,737
HBAN	Huntington Bancshares Inc	33,168	$506,143
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	9,927	$440,858
FTI	TechnipFMC plc	4,831	$328,121
FNDF	Schwab Fundamental International Equity ETF	5,703	$306,536
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
—		1,088,699	$10,658,363
MYRG	Myr Group Inc.	9,210	$4,608,684
PENG	Penguin Solutions, Inc.	60,179	$4,574,205
AER	AerCap Holdings N.V.	26,516	$3,865,502
TIGO	Millicom International Cellular SA	26,696	$2,422,928
—		134,994	$2,294,898
XHR	Xenia Hotels & Resorts, Inc.	105,405	$2,146,045
RAMP	LiveRamp Holdings, Inc.	53,902	$2,028,871
HL	Hecla Mining Co	128,493	$1,982,646
DJCO	Daily Journal Corp	2,659	$1,598,564
PPL	PPL Corp	40,993	$1,490,095
NPB	Northpointe Bancshares Inc	74,853	$1,435,680
MUR	Murphy Oil Corp	22,622	$736,572
WINA	Winmark Corp	753	$318,579
SRE	Sempra	2,649	$245,588
MP	MP Materials Corp.	4,321	$242,019
ON	On Semiconductor Corp	2,474	$233,891
NKE	NIKE, Inc.	5,662	$232,425
CARR	CARRIER GLOBAL Corp	3,055	$224,084
CHRW	C. H. Robinson Worldwide, Inc.	1,178	$221,864
ATO	Atmos Energy Corp	1,282	$220,850
MSCI	MSCI Inc.	394	$220,655
RMD	Resmed Inc	1,124	$219,045
PNFP	Pinnacle Financial Partners, Inc.	2,085	$210,334
GEN	Gen Digital Inc.	8,377	$208,503
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

712 tracked positions · $3,331,325,284 total · filing declares 763 positions · $3,389,274,922 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 712 positions by value · page 1 of 15

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp CALL + SHARES Technology	Reduced	1,003,763	-25,235	$229,239,393	+11.3%	6.88%
AAPL	Apple Inc. PUT + SHARES Technology	Reduced	585,672	-9,255	$195,040,489	+13.3%	5.85%
MSFT	Microsoft Corp CALL + SHARES Technology	Added	211,035	+4,227	$108,239,851	+40.3%	3.25%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	891,943	+48,166	$72,425,771	+4.5%	2.17%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	822,393	+18,066	$64,401,595	−3.1%	1.93%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	241,488	-799	$60,166,735	+4.2%	1.81%
SCEC	STERLING CAPITAL ENHANCED CORE BOND ETF	Added	2,491,696	+110,892	$59,177,780	−0.7%	1.78%
GOOG	Alphabet Inc. Communication Services	Added	157,751	+466	$53,752,075	−3.3%	1.61%
GOOGL	Alphabet Inc. Communication Services	Added	153,248	+2,897	$52,729,571	−1.9%	1.58%
TS	Tenaris SA Energy	Reduced	829,599	-157,692	$45,777,272	−16.4%	1.37%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	120,137	+10,678	$44,960,070	+11.0%	1.35%
RIG	Transocean Ltd. CALL + SHARES Energy	Reduced	8,101,659	-587,218	$42,452,693	−0.1%	1.27%
META	Meta Platforms, Inc. PUT + SHARES Communication Services	Reduced	56,433	-115	$40,924,082	+28.5%	1.23%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	79,191	+288	$39,433,158	−0.1%	1.18%
TPL	Texas Pacific Land Corp Energy	Reduced	112,883	-14,744	$36,780,667	−34.1%	1.10%
ERIE	Erie Indemnity Co Financial Services	Added	164,630	+73,520	$36,078,664	+65.2%	1.08%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Added	675,186	+74,095	$34,137,404	+11.4%	1.02%
JPM	Jpmorgan Chase & Co Financial Services	Added	100,353	+940	$33,199,782	+2.0%	1.00%
GLD	Spdr Gold Trust CALL + SHARES	Reduced	85,279	-4,959	$32,477,654	−2.3%	0.97%
NE	Noble Corp plc Energy	Added	761,190	+14,231	$31,772,070	+14.0%	0.95%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	32,644	-438	$29,717,138	−4.0%	0.89%
AVGO	Broadcom Inc. Technology	Reduced	74,624	-1,675	$26,207,202	−9.1%	0.79%
JNJ	Johnson & Johnson Healthcare	Added	98,737	+1,042	$26,139,633	+5.4%	0.78%
ABBV	AbbVie Inc. Healthcare	Added	86,568	+309	$22,645,323	+4.3%	0.68%
PLTR	Palantir Technologies Inc. CALL + SHARES Technology	Reduced	118,075	-2,481	$22,085,928	+57.0%	0.66%
WPM	Wheaton Precious Metals Corp. Basic Materials	Added	161,511	+37,509	$21,597,250	+55.1%	0.65%
V	Visa Inc. Financial Services	Added	60,085	+162	$21,590,343	+5.0%	0.65%
IVV	iShares Core S&P 500 ETF	Added	27,059	+1,069	$20,723,135	+6.5%	0.62%
SPY	Spdr S&P 500 ETF Trust PUT + SHARES	Added	26,767	+1,497	$20,413,317	+8.2%	0.61%
SMMD	iShares Russell 2500 ETF	Added	233,445	+28,363	$19,964,216	+6.2%	0.60%
SO	Southern Co PUT + SHARES Utilities	Added	224,202	+5,364	$18,584,103	−11.3%	0.56%
FTNT	Fortinet, Inc. Technology	Added	102,596	+57,379	$18,340,060	+164.0%	0.55%
CCJ	Cameco Corp Energy	Added	206,814	+987	$17,924,569	−14.5%	0.54%
MELI	Mercadolibre Inc Consumer Cyclical	Reduced	10,192	-1,148	$17,617,177	−8.5%	0.53%
SII	Sprott Inc. Financial Services	Added	142,755	+54,416	$17,042,091	+71.7%	0.51%
CAH	Cardinal Health Inc Healthcare	Reduced	76,325	-655	$16,982,312	−7.1%	0.51%
MO	Altria Group, Inc. Consumer Defensive	Added	247,351	+27,846	$16,656,616	+5.5%	0.50%
LRCX	Lam Research Corp Technology	Added	49,320	+2,321	$16,202,113	−20.4%	0.49%
EQX	Equinox Gold Corp. Basic Materials	NEW	1,446,537	NEW	$16,071,026	NEW	0.48%
DE	Deere & Co Industrials	Added	23,767	+88	$15,960,728	+6.3%	0.48%
GLW	Corning Inc CALL + SHARES Technology	Added	98,744	+1,687	$15,182,877	−38.8%	0.46%
AGI	Alamos Gold Inc Basic Materials	Added	465,282	+119,481	$15,070,483	+43.6%	0.45%
RS	Reliance, Inc. Basic Materials	Reduced	38,997	-4,056	$15,004,095	−6.7%	0.45%
DUK	Duke Energy CORP Utilities	Reduced	131,589	-202	$15,002,461	−10.1%	0.45%
GS	Goldman Sachs Group Inc Financial Services	Added	16,433	+36	$14,795,615	−10.8%	0.44%
MOS	Mosaic Co Basic Materials	Added	651,933	+297,639	$14,114,349	+88.0%	0.42%
GRMN	Garmin Ltd Technology	Reduced	45,727	-208	$13,116,332	+20.2%	0.39%
AEM	Agnico Eagle Mines Ltd Basic Materials	Added	69,753	+7,045	$12,783,632	+31.4%	0.38%
JBL	Jabil Inc Technology	Added	44,142	+506	$12,662,574	−24.7%	0.38%
WDC	Western Digital Corp Technology	Added	27,011	+2,281	$12,275,419	−22.3%	0.37%

Showing the top 50 of 712 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.