Gator Capital Management, LLC

Registered adviser

CIK

1570284

Location

TAMPA, FL

Portfolio Value

Small $505,280,073

Diversification

Diversified

Filing Date

Global Rank

#3,815 / 8,818 ▼ 233

Top Industry

Banks - Regional 38.8%

Period ended 4 months ago

Filed Aug 13, 2026 · 3mo

19 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 147067

Roster of Oct 1, 2026

Regulatory AUM

$751,090,000

Main clients

Pooled investment vehicles (63% of AUM)

Private funds

2 funds · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$452,048,000 gross assets

Registered funds advised

1 series (0 index, 0 ETFs)

$68,686,722 net assets· N-CEN Apr 30, 2026

Private funds on Schedule D 7.B.(1)

As filed Apr 18, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$161,523,000 gross assets in 1 fund Hedge funds $161,523,000 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$751,090,000	Pooled investment vehicles (63%)
Apr 2025 to Mar 2026	$367,700,000	Pooled investment vehicles (76%)
May 2024 to Mar 2025	$244,271,000	Pooled investment vehicles (74%)
Apr 2024	$233,092,000	Pooled investment vehicles (76%)
May 2023 to Mar 2024	$166,618,000	Pooled investment vehicles (72%)
Apr 2023	$166,618,000	Pooled investment vehicles (72%)

5 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 43.7%, 29.9 effective positions, active share 97.8% against the Russell 2000 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

37.4% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 11.4 quarters (4 to under 12)

Closest benchmark: the Russell 2000 as of 2026-06-30, active share 97.8%; sector active share 75.4% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

67 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

16.1%

+4.4 pts

Top 5

33.4%

+6.9 pts

Top 10

48.2%

+6.7 pts

HHI

477

Diversified+153

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	83.2%	$420,150,601	52
Real Estate	6.6%	$33,329,851	1
Industrials	4.4%	$22,125,919	2
Unclassified	3.9%	$19,462,597	6
Technology	1.8%	$8,880,091	4
Communication Services	0.2%	$1,171,643	1
Healthcare	0.0%	$159,371	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

21 positions

Ticker	Company	Δ Shares	Shares	Value
NAVI	Navient Corp	+1,394,532	1,590,727	$13,537,086
UPST	Upstart Holdings, Inc.	+141,490	161,490	$5,721,590
CG	Carlyle Group Inc.	+91,230	282,425	$11,892,916
GROW	U S Global Investors Inc	+80,219	1,121,593	$3,499,370
PRG	PROG Holdings, Inc.	+36,741	162,194	$7,559,862
FISV	Fiserv Inc	+23,455	250,235	$12,274,026
BCS	Barclays PLC	+13,460	513,345	$13,788,446
CBNA	Chain Bridge Bancorp Inc	+10,092	219,365	$9,224,298
BANC	Banc Of California, Inc.	+8,905	358,765	$7,329,568
OSBC	Old Second Bancorp Inc	+8,250	359,730	$8,388,903
JXN	Jackson Financial Inc.	+7,830	113,795	$11,651,470
OPBK	OP Bancorp	+7,465	270,878	$4,060,461
VOYA	Voya Financial, Inc.	+3,110	156,385	$14,157,534
CBK	Commercial Bancgroup, Inc.	+2,815	129,375	$4,177,518
ESQ	Esquire Financial Holdings, Inc.	+2,550	100,896	$12,017,722
BWB	Bridgewater Bancshares Inc	+2,350	97,067	$2,042,289
CBNK	Capital Bancorp Inc	+2,030	91,790	$3,223,664
INBK	First Internet Bancorp	+1,816	78,990	$2,195,922
WSBC	Wesbanco Inc	+1,120	61,565	$2,402,881
PBFS	Pioneer Bancorp, Inc.	+955	45,400	$774,978
OBT	Orange County Bancorp, Inc.	+450	22,020	$809,895
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TFSL	TFS Financial CORP	−131,770	556,030	$9,852,851
GNW	Genworth Financial Inc	−120,258	184,575	$1,747,925
VCTR	Victory Capital Holdings, Inc.	−100,871	28,921	$2,431,099
CNOB	ConnectOne Bancorp, Inc.	−70,055	326,782	$10,927,590
SLM	SLM Corp	−61,820	457,729	$11,873,490
XYZ	Block, Inc.	−48,045	11,610	$882,360
OFG	Ofg Bancorp	−45,398	262,255	$12,868,852
IBKR	Interactive Brokers Group, Inc.	−39,800	29,000	$2,524,160
FFBC	First Financial Bancorp	−37,600	315,590	$10,676,409
WAL	Western Alliance Bancorporation	−37,070	115,630	$9,504,786
UBS	UBS Group AG	−33,640	346,600	$17,177,496
CUBI	Customers Bancorp, Inc.	−30,541	161,030	$12,737,473
GPN	Global Payments Inc	−23,125	200,745	$14,566,057
SF	Stifel Financial Corp	−22,500	18,000	$1,255,860
AX	Axos Financial, Inc.	−20,365	166,475	$16,213,000
VTRS	Viatris Inc	−16,000	10,036	$159,371
UMBF	Umb Financial Corp	−15,930	129,450	$18,480,282
DCOM	Dime Commercial Bancshares, Inc.	−15,477	77,968	$3,169,399
HOOD	Robinhood Markets, Inc.	−14,700	405,825	$40,696,131
ALRS	Alerus Financial Corp	−13,540	54,420	$1,692,462
PRI	Primerica, Inc.	−9,539	47,036	$13,367,631
FBIZ	First Business Financial Services, Inc.	−6,980	17,835	$1,126,636
WEX	WEX Inc.	−6,365	42,899	$6,052,619
UNTY	Unity Bancorp Inc	−4,101	31,370	$1,841,105
V	Visa Inc.	−3,506	2,385	$818,269
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
FSUN	Firstsun Capital Bancorp	91,186	$3,536,193
MS	Morgan Stanley	985	$205,904
No positions match the current search.

Sold Out

Positions the filer fully exited

24 positions

Ticker	Company	Shares	Value
VRTS	Virtus Investment Partners, Inc.	59,210	$7,954,863
MCHB	Mechanics Bancorp	254,501	$3,753,889
JNJ	Johnson & Johnson	14,515	$3,548,046
GL	Globe Life Inc.	21,000	$2,922,570
ETN	Eaton Corp plc	8,000	$2,861,360
MRK	Merck & Co., Inc.	23,475	$2,823,807
GOOGL	Alphabet Inc.	9,180	$2,639,800
CBOE	Cboe Global Markets, Inc.	9,000	$2,529,630
AEM	Agnico Eagle Mines Ltd	12,349	$2,506,600
XOM	ExxonMobil Holdings Corp	14,301	$2,426,307
LFUS	Littelfuse Inc	7,000	$2,375,450
REGN	Regeneron Pharmaceuticals, Inc.	3,000	$2,317,920
CACI	Caci International Inc	4,000	$2,175,480
ABCB	Ameris Bancorp	25,996	$2,027,428
MSFT	Microsoft Corp	5,445	$2,015,575
PNR	PENTAIR plc	20,000	$1,742,200
SYF	Synchrony Financial	25,000	$1,700,500
PJT	PJT Partners Inc.	12,000	$1,676,640
JOE	ST JOE Co	25,000	$1,570,000
BFST	Business First Bancshares, Inc.	33,168	$896,862
CLBK	Columbia Financial, Inc.	48,015	$840,743
HPE	Hewlett Packard Enterprise Co	21,000	$500,010
GPI	Group 1 Automotive Inc	618	$204,329
GIPR	Generation Income Properties, Inc.	270,375	$69,486
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

67 tracked positions · $505,280,073 total · filing declares 68 positions · $476,552,067 · as of Jun 30, 2026

All sectors Communication Services Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 67 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
HOOD	Robinhood Markets, Inc. PUT + SHARES Financial Services	Reduced	809,925	-14,700	$81,219,279	+42.1%	11	$10.12	16.07%
COMP	Compass, Inc. Real Estate	Reduced	2,703,151	-1,822	$33,329,851	+68.6%	2	$10.51	6.60%
FCNCA	First Citizens Bancshares Inc Financial Services	Reduced	8,958	-1,224	$18,639,716	−2.9%	18	$1,013.63	3.69%
UMBF	Umb Financial Corp Financial Services	Reduced	129,450	-15,930	$18,480,282	+12.7%	13	$77.65	3.66%
UBS	UBS Group AG Financial Services	Reduced	346,600	-33,640	$17,177,496	+15.6%	7	$41.37	3.40%
AX	Axos Financial, Inc. Financial Services	Reduced	166,475	-20,365	$16,213,000	+2.0%	9	$59.95	3.21%
AMP	Ameriprise Financial Inc Financial Services	Reduced	34,951	-3,157	$16,034,120	−5.3%	19	before history	3.17%
GPN	Global Payments Inc Industrials	Reduced	200,745	-23,125	$14,566,057	−3.3%	8	$87.99	2.88%
VOYA	Voya Financial, Inc. Financial Services	Added	156,385	+3,110	$14,157,534	+35.2%	3	$72.95	2.80%
BCS	Barclays PLC Financial Services	Added	513,345	+13,460	$13,788,446	+30.4%	19	before history	2.73%
NAVI	Navient Corp Financial Services	Added	1,590,727	+1,394,532	$13,537,086	+743.5%	19	before history	2.68%
PRI	Primerica, Inc. Financial Services	Reduced	47,036	-9,539	$13,367,631	−5.7%	7	$258.80	2.65%
OFG	Ofg Bancorp Financial Services	Reduced	262,255	-45,398	$12,868,852	+3.4%	19	before history	2.55%
CUBI	Customers Bancorp, Inc. Financial Services	Reduced	161,030	-30,541	$12,737,473	−4.2%	10	$54.51	2.52%
FISV	Fiserv Inc	Added	250,235	+23,455	$12,274,026	−3.0%	4	$62.99	2.43%
ESQ	Esquire Financial Holdings, Inc. Financial Services	Added	100,896	+2,550	$12,017,722	+13.7%	19	before history	2.38%
CG	Carlyle Group Inc. Financial Services	Added	282,425	+91,230	$11,892,916	+28.5%	15	$37.33	2.35%
SLM	SLM Corp Financial Services	Reduced	457,729	-61,820	$11,873,490	+6.7%	19	before history	2.35%
JXN	Jackson Financial Inc. Financial Services	Added	113,795	+7,830	$11,651,470	+4.0%	19	before history	2.31%
CNOB	ConnectOne Bancorp, Inc. Financial Services	Reduced	326,782	-70,055	$10,927,590	+2.9%	19	before history	2.16%
FFBC	First Financial Bancorp Financial Services	Reduced	315,590	-37,600	$10,676,409	+8.4%	4	$25.67	2.11%
TFSL	TFS Financial CORP Financial Services	Reduced	556,030	-131,770	$9,852,851	+2.0%	3	$13.84	1.95%
WAL	Western Alliance Bancorporation Financial Services	Reduced	115,630	-37,070	$9,504,786	−12.1%	19	before history	1.88%
CBNA	Chain Bridge Bancorp Inc Financial Services	Added	219,365	+10,092	$9,224,298	+26.3%	7	$24.48	1.83%
OSBC	Old Second Bancorp Inc Financial Services	Added	359,730	+8,250	$8,388,903	+18.4%	13	$14.28	1.66%
PRG	PROG Holdings, Inc. Industrials	Added	162,194	+36,741	$7,559,862	+110.0%	2	$32.88	1.50%
BANC	Banc Of California, Inc. Financial Services	Added	358,765	+8,905	$7,329,568	+19.2%	12	$14.22	1.45%
WEX	WEX Inc. Technology	Reduced	42,899	-6,365	$6,052,619	−19.7%	10	$138.10	1.20%
KINS	Kingstone Companies, Inc. Financial Services	Held	313,652	0	$5,968,797	+30.6%	19	before history	1.18%
UPST	Upstart Holdings, Inc. Financial Services	Added	161,490	+141,490	$5,721,590	+1015.3%	2	$31.36	1.13%
RSP	Victory Portfolios II	Reduced	20,361	-2,240	$4,332,209	−0.1%	19	before history	0.86%
CBK	Commercial Bancgroup, Inc. Financial Services	Added	129,375	+2,815	$4,177,518	+26.9%	2	$25.72	0.83%
OPBK	OP Bancorp Financial Services	Added	270,878	+7,465	$4,060,461	+15.9%	18	$10.88	0.80%
FSUN	Firstsun Capital Bancorp Financial Services	NEW	91,186	NEW	$3,536,193	NEW	1	$36.62	0.70%
GROW	U S Global Investors Inc Financial Services	Added	1,121,593	+80,219	$3,499,370	+35.5%	8	$2.59	0.69%
CBNK	Capital Bancorp Inc Financial Services	Added	91,790	+2,030	$3,223,664	+20.8%	7	$28.82	0.64%
DCOM	Dime Commercial Bancshares, Inc. Financial Services	Reduced	77,968	-15,477	$3,169,399	+0.3%	19	before history	0.63%
IBKR	Interactive Brokers Group, Inc. Financial Services	Reduced	29,000	-39,800	$2,524,160	−45.3%	11	$41.18	0.50%
VCTR	Victory Capital Holdings, Inc. Financial Services	Reduced	28,921	-100,871	$2,431,099	−71.4%	19	before history	0.48%
WSBC	Wesbanco Inc Financial Services	Added	61,565	+1,120	$2,402,881	+15.3%	3	$33.07	0.48%
INBK	First Internet Bancorp Financial Services	Added	78,990	+1,816	$2,195,922	+39.6%	19	before history	0.43%
BWB	Bridgewater Bancshares Inc Financial Services	Added	97,067	+2,350	$2,042,289	+21.8%	19	before history	0.40%
UNTY	Unity Bancorp Inc Financial Services	Reduced	31,370	-4,101	$1,841,105	+0.1%	19	before history	0.36%
GNW	Genworth Financial Inc Financial Services	Reduced	184,575	-120,258	$1,747,925	−29.4%	7	$7.62	0.35%
ALRS	Alerus Financial Corp Financial Services	Reduced	54,420	-13,540	$1,692,462	+5.0%	4	$22.24	0.33%
DELL	Dell Technologies Inc. Technology	Reduced	3,800	-200	$1,639,548	+149.7%	13	$46.02	0.32%
RJF	Raymond James Financial Inc Financial Services	Held	9,253	0	$1,406,733	+5.0%	2	$158.61	0.28%
SF	Stifel Financial Corp Financial Services	Reduced	18,000	-22,500	$1,255,860	−58.1%	11	unpriced	0.25%
MDY	Spdr S&P Midcap 400 ETF Trust	Reduced	1,755	-273	$1,234,361	−1.3%	19	before history	0.24%
META	Meta Platforms, Inc. Communication Services	Held	2,080	0	$1,171,643	−1.5%	18	$258.03	0.23%

Showing the top 50 of 67 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.