OPBK · OP Bancorp · Holdings

$15.03 +0.03 (+0.20%) At close · Oct 27

Russell 2000 member Rebalance outlook locked

Market Cap

$223.99M

14.93M

Volume · Oct 27 37.4K Avg daily vol (3M) 46.97K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of OPBK: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 98

Total Value: $167,668,537

Total Shares: 11,182,873

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 97 13F filers

Top Holder

16.6%

of institutional value

Top 5

53.2%

of institutional value

Top 10

70.1%

of institutional value

HHI

785

Broadly held

Who Holds OPBK

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 97 filers, like-for-like change +23.6%; actively managed books +25.7%; index-like books +16.5%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	70.7%	47	+28.2%	4	3
Exempt adviser	0.8%	1	-29.4%	0	0
Adviser	0.6%	3	+2.6%	0	0
Bank	3.3%	11	+10.2%	0	0
Insurer	0.6%	1	-4.2%	0	0
Benefit plan	0.4%	3	+104.5%	0	0
Non-US	5.3%	4	+2.4%	0	0
Holding company	11.0%	6	+31.7%	0	0
Broker-dealer	0.0%	0	-100.0%	0	1
Unknown	7.3%	21	+8.3%	4	2

Style	Share	Filers	Change	New	Exited
Index-like	22.0%	17	+16.5%	1	0
Systematic-like	1.6%	4	+23.7%	0	2
Concentrated	0.4%	6	+0.1%	1	1
Diversified active	76.0%	70	+25.9%	6	3
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	64.5%	51	+43.3%	3	4
Medium turnover	26.2%	29	-0.9%	2	0
High turnover	3.1%	9	-0.1%	2	2
Unknown	6.2%	8	-2.9%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	6.2%	8	-4.4%	1	1
Medium horizon	50.0%	19	+56.6%	3	0
Long horizon	40.1%	67	+3.7%	4	4
Unknown	3.6%	3	-4.5%	0	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	7.3%	11	-13.5%	3	0
$1B to $10B	36.3%	17	+86.8%	2	5
$10B to $100B	10.3%	27	+6.2%	1	1
$100B or more	46.1%	42	+6.3%	2	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	33.4%	15	+98.0%	3	3
Pooled investment vehicles	11.0%	10	-8.6%	0	0
Registered funds and BDCs	17.2%	8	+3.6%	0	0
Insurance companies	0.1%	2	+7.1%	0	0
Governments and sovereign funds	0.7%	2	+26.3%	0	0
Corporations	0.3%	1	0.0%	0	0
Other investment advisers	0.0%	1	+71.1%	0	0
Diversified	8.0%	8	-7.9%	1	0
Unknown	29.3%	50	+13.6%	4	3

Private funds	Share	Filers	Change	New	Exited
Hedge funds	14.4%	15	-6.6%	1	0
Private equity funds	0.1%	1	+8.4%	0	0
Venture capital funds	0.0%	1	+1200.0%	0	0
Real estate funds	0.0%	2	+1050.0%	1	1
Other private funds	9.3%	5	+10.9%	0	0
Mixed private funds	4.8%	2	-22.8%	0	0
No private funds	42.8%	22	+64.8%	2	1
Private funds, type not stated	0.0%	0	-100.0%	0	1
Unknown	28.5%	49	+15.5%	4	3

Location	Share	Filers	Change	New	Exited
United States	91.5%	83	+26.4%	7	5
Outside the US	8.5%	14	-0.6%	1	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

97 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

21.5%

of shares outstanding, 63rd percentile

Mar 31, 2026: 22.7%

Private-fund advisers

21.4%

of shares outstanding

Institutional ownership

74.9%

94.2% of the estimated free float

Top 10 holders

70.1%

of 13F shares, Herfindahl 0.079

Active holders

+25.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (1 institutional, 0 passive, 1 exempt)

How long holders have held it value-weighted 11.3 quarters

Under 1 year 39.9% 1 to 3 years 21.8% 3 years or more 38.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$13.27

estimated per share

Mar 31, 2026: $12.75

Quarter-end price

$14.99

implied by 13F values

Estimated gain or loss

+13.0%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 56.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies OPBK's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	INTU Intuit Inc.	3	0.056
2	CRM Salesforce, Inc.	3	0.037
3	ECNS iShares MSCI China Small-Cap ETF	3	0.032
4	IVZ Invesco Ltd.	3	0.029
5	JPM Jpmorgan Chase & Co	4	0.026
6	BAC Bank Of America Corp	3	0.024
7	V Visa Inc.	3	0.021
8	META Meta Platforms, Inc.	3	0.019
9	AAPL Apple Inc.	3	0.017
10	GOOGL Alphabet Inc.	3	0.017

Shareholder Targets

13F filers that own its peers but not OPBK, quarter ended Jun 30, 2026

Found through its holder-overlap peers: INTU, CRM, ECNS, IVZ, JPM, BAC, V, META, AAPL, GOOGL. 7,016 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$154,059,006,623 9 held	15.4%	GOOGL, AAPL, META
2	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$149,383,400,407 10 held	15.0%	GOOGL, AAPL, META
3	Invesco Ltd. Adviser, Diversified active	$148,876,073,034 10 held	11.8%	GOOGL, AAPL, META
4	Berkshire Hathaway Inc Insurer, Concentrated	$131,258,176,277 3 held	43.9%	AAPL, GOOGL, BAC
5	Capital World Investors Adviser, Diversified active	$101,267,883,317 8 held	12.0%	GOOGL, META, AAPL
6	Capital Research Global Investors Adviser, Diversified active	$91,519,367,411 8 held	12.8%	GOOGL, META, AAPL
7	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like	$79,760,147,642 10 held	14.6%	AAPL, GOOGL, META
8	Capital International Investors Adviser, Diversified active	$61,961,043,369 7 held	12.8%	GOOGL, AAPL, META
9	FRANKLIN RESOURCES INC Adviser, Diversified active	$54,748,476,760 10 held	12.0%	AAPL, GOOGL, META
10	Amundi Holding company, Index-like	$54,510,851,639 9 held	13.1%	AAPL, GOOGL, META

Fund Ownership of OPBK by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 10.52% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.44%	+0.08 pp	363,948	40
Index ETFs	8.09%	+0.53 pp	1,207,483	22
Active ETFs	1.81%	-0.64 pp	269,804	9
Active funds	8.15%	+3.01 pp	1,217,358	44
Unclassified	0.92%	+0.92 pp	136,765	7
All registered funds	21.40%	+3.90 pp	3,195,358	122

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 49 Exempt adviser 1 Adviser 3 Bank 11 Insurer 1 Benefit plan 3 Non-US 4 Holding company 6 Unknown 20

Showing 98 of 98

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

DIVERSIFY WEALTH MANAGEMENT, LLC

$27,716,655

16.53%

1,847,777

Diversify Advisory Services, LLC

$27,716,655

16.53%

1,847,777

BlackRock, Inc.

$14,995,095

8.94%

1,000,340

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	95,417	$1,430,300	9.5%	Sole
BlackRock Investment Management, LLC	44,390	$665,406	4.4%	Sole
BLACKROCK ADVISORS LLC	25,172	$377,328	2.5%	Sole
BlackRock Fund Advisors	542,578	$8,133,244	54.2%	Sole
BlackRock Institutional Trust Company, N.A.	292,783	$4,388,817	29.3%	Sole

DIMENSIONAL FUND ADVISORS LP

$10,172,886

6.07%

678,645

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	1,109	$16,623	0.2%	Defined
DFA Australia Ltd.	3,934	$58,970	0.6%	Defined
Dimensional Ireland Ltd	18,351	$275,081	2.7%	Defined
Held directly	655,251	$9,822,212	96.6%	Sole

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$8,415,925

5.02%

561,436

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	561,436	$8,415,925	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$7,786,000

4.64%

519,413

ALLIANCEBERNSTEIN L.P.

$7,571,598

4.52%

505,110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	505,110	$7,571,598	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$4,605,977

2.75%

307,270

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	43,788	$656,382	14.3%	Defined
Held directly	263,482	$3,949,595	85.7%	Defined

ACADIAN ASSET MANAGEMENT LLC

$4,200,227

2.51%

280,202

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	280,202	$4,200,227	100.0%	Defined

MALTESE CAPITAL MANAGEMENT LLC

$4,106,764

2.45%

273,967

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Malta Hedge Fund II, L.P.	135,524	$2,031,504	49.5%	Defined
Malta Opportunity Fund LP	89,944	$1,348,260	32.8%	Defined
Held directly	48,499	$727,000	17.7%	Sole

Gator Capital Management, LLC

$4,060,461

2.42%

270,878

Truffle Hound Capital, LLC

$3,897,400

2.32%

260,000

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$2,833,169

1.69%

189,004

Connor, Clark & Lunn Investment Management Ltd.

$2,346,099

1.40%

156,511

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	156,511	$2,346,099	100.0%	Sole

STATE STREET CORP

$2,334,197

1.39%

155,717

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	155,717	$2,334,197	100.0%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$2,190,443

1.31%

146,127

AMERICAN CENTURY COMPANIES INC

$1,815,423

1.08%

121,109

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	121,109	$1,815,423	100.0%	Defined

SEGALL BRYANT & HAMILL, LLC

$1,444,796

0.86%

96,384

Man Group plc

$1,439,279

0.86%

96,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	96,016	$1,439,279	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$1,439,099

0.86%

96,004

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	78	$1,169	0.1%	Defined
ClariVest Asset Management LLC joint	95,926	$1,437,930	99.9%	Defined

NORTHERN TRUST CORP

$1,435,830

0.86%

95,786

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	93,869	$1,407,095	98.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	1,917	$28,735	2.0%	Other

MARSHALL WACE, LLP

$1,297,129

0.77%

86,533

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	86,533	$1,297,129	100.0%	Other

GOLDMAN SACHS GROUP INC

$1,295,704

0.77%

86,438

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	61,518	$922,154	71.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	24,920	$373,550	28.8%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$1,235,205

0.74%

82,402

MORGAN STANLEY

$1,194,071

0.71%

79,658

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	34	$509	0.0%	Defined
MORGAN STANLEY & CO. LLC	3,253	$48,762	4.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	67,027	$1,004,734	84.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	9,344	$140,066	11.7%	Defined

VANGUARD FIDUCIARY TRUST CO

$1,186,173

0.71%

79,131

Squarepoint Ops LLC

$1,163,823

0.69%

77,640

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	77,640	$1,163,823	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$1,106,262

0.66%

73,800

PRUDENTIAL FINANCIAL INC

$1,052,972

0.63%

70,245

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	70,245	$1,052,972	100.0%	Defined

Empowered Funds, LLC

$1,008,137

0.60%

67,254

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	67,254	$1,008,137	100.0%	Other

Bank of New York Mellon Corp

$1,004,013

0.60%

66,979

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	37,950	$568,870	56.7%	Defined
The Bank of New York Mellon	18,893	$283,206	28.2%	Defined
Newton Investment Management North America, LLC	10,135	$151,923	15.1%	Defined
Held directly	1	$14	0.0%	Defined

LSV ASSET MANAGEMENT

$980,346

0.58%

65,400

Trexquant Investment LP

$956,586

0.57%

63,815

CITADEL ADVISORS LLC

$928,660

0.55%

61,952

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	18,682	$280,043	30.2%	Defined
Held directly	43,270	$648,617	69.8%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$923,264

0.55%

61,592

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	61,592	$923,264	100.0%	Defined

Russell Investments Group, Ltd.

$714,510

0.43%

47,666

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	6,738	$101,002	14.1%	Defined
Russell Investments Capital, LLC	14,221	$213,172	29.8%	Defined
Russell Investments France SAS	8,810	$132,061	18.5%	Defined
Russell Investments Limited joint	3,061	$45,884	6.4%	Other
Russell Investments Trust Company	14,836	$222,391	31.1%	Defined

FIRST TRUST ADVISORS LP

$656,651

0.39%

43,806

TWO SIGMA INVESTMENTS, LP

$643,910

0.38%

42,956

FIRST MANHATTAN CO. LLC.

$596,661

0.36%

39,804

STRS OHIO

$560,626

0.33%

37,400

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$512,433

0.31%

34,185

MARTINGALE ASSET MANAGEMENT L P

$498,012

0.30%

33,223

Ancora Advisors LLC

$480,789

0.29%

32,074

BAILARD, INC.

$436,920

0.26%

29,128

D.A. DAVIDSON & CO.

$332,253

0.20%

22,165

HSBC HOLDINGS PLC

$322,659

0.19%

21,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	21,525	$322,659	100.0%	Defined

Nuveen, LLC

$318,072

0.19%

21,219

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	4,845	$72,626	22.8%	Defined
TEACHERS ADVISORS, LLC joint	16,374	$245,446	77.2%	Defined

AQR CAPITAL MANAGEMENT LLC

$290,698

0.17%

19,393

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	152	$2,278	0.8%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	108	$1,618	0.6%	Other
Stokes Family Office, LLC	1,009	$15,124	5.2%	Other
Held directly	18,124	$271,678	93.5%	Defined

NewEdge Advisors, LLC

$278,873

0.17%

18,604

JACOBS LEVY EQUITY MANAGEMENT, INC

$273,897

0.16%

18,272

LAZARD ASSET MANAGEMENT LLC

$230,366

0.14%

15,368

AMERIPRISE FINANCIAL INC

$229,032

0.14%

15,279

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	15,279	$229,032	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$222,001

0.13%

14,810

MILLENNIUM MANAGEMENT LLC

$214,207

0.13%

14,290

WELLS FARGO & COMPANY/MN

$205,422

0.12%

13,704

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	9,986	$149,690	72.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,439	$51,550	25.1%	Defined
Wells Fargo Securities, LLC	279	$4,182	2.0%	Defined

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$198,902

0.12%

13,269

DEUTSCHE BANK AG\

$178,066

0.11%

11,879

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	11,879	$178,066	100.0%	Defined

BANK OF AMERICA CORP /DE/

$152,688

0.09%

10,186

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	10,186	$152,688	100.0%	Defined

RHUMBLINE ADVISERS

$133,860

0.08%

8,930

Daytona Street Capital LLC

$130,215

0.08%

8,681

BARCLAYS PLC

$114,777

0.07%

7,657

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	7,455	$111,750	97.4%	Defined
BARCLAYS CAPITAL INC.	202	$3,027	2.6%	Defined

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$106,668

0.06%

7,116

MetLife Investment Management, LLC

$105,139

0.06%

7,014

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	7,014	$105,139	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$94,437

0.06%

6,300

JPMORGAN CHASE & CO

$91,468

0.05%

6,102

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	5,845	$87,616	95.8%	Defined
J.P. Morgan Securities plc	257	$3,852	4.2%	Defined

CITIGROUP INC

$84,092

0.05%

5,610

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	5,610	$84,092	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$83,988

0.05%

5,603

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	5,603	$83,988	100.0%	Defined

Vanguard Global Advisers, LLC

$56,107

0.03%

3,743

OSAIC HOLDINGS, INC.

$49,317

0.03%

3,290

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	3,290	$49,317	100.0%	Defined

Police & Firemen's Retirement System of New Jersey

$38,344

0.02%

2,558

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	2,558	$38,344	100.0%	Defined

UBS Group AG

$26,187

0.02%

1,747

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	64	$959	3.7%	Defined
UBS AG	1,683	$25,228	96.3%	Defined

Tower Research Capital LLC (TRC)

$25,243

0.02%

1,684

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	1,684	$25,243	100.0%	Defined

CANADA LIFE ASSURANCE Co

$20,896

0.01%

1,394

ROYAL BANK OF CANADA

$18,706

0.01%

1,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	237	$3,552	19.0%	Defined
RBC Capital Markets, LLC	1,011	$15,154	81.0%	Defined

Ameritas Investment Partners, Inc.

$18,032

0.01%

1,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	1,203	$18,032	100.0%	Other

Legal & General Group Plc

$15,934

0.01%

1,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	1,063	$15,934	100.0%	Defined

FMR LLC

$12,111

0.01%

808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	808	$12,111	100.0%	Defined

Covestor Ltd

$11,827

0.01%

789

SHP Wealth Management

$4,377

0.00%

292

Sterling Capital Management LLC

$3,795

0.00%

253

SIMPLEX TRADING, LLC

$2,578

0.00%

172

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,473

0.00%

165

HARBOUR INVESTMENTS, INC.

$1,948

0.00%

130

FIFTH THIRD BANCORP

$1,783

0.00%

119

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	119	$1,783	100.0%	Defined

Arax Advisory Partners

$1,783

0.00%

119

GAMMA Investing LLC

$1,725

0.00%

115

Quarry LP

$1,558

0.00%

104

IFP Advisors, Inc

$1,050

0.00%

Allworth Financial LP

$929

0.00%

SJS Investment Consulting Inc.

$885

0.00%

Farther Finance Advisors, LLC

$645

0.00%

Essential Partners LLC

$615

0.00%

EverSource Wealth Advisors, LLC

$281

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	7	$103	36.7%	Sole
Held directly	12	$178	63.3%	Sole

True Wealth Design, LLC

$255

0.00%

Root Financial Partners, LLC

$210

0.00%

ROTHSCHILD INVESTMENT LLC

$194

0.00%

Basecamp Wealth Advisors LLC

$89

0.00%

SBI Securities Co., Ltd.

$45

0.00%

Key facts CIK 1722010 CUSIP 67109R109 13F (30d) 13 filings 13 filers Visit website Investor relations