AX · Axos Financial, Inc. · Holdings

$88.93 +1.32 (+1.51%) At close · Oct 2

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$4.90B

56.73M

Volume · Oct 2 401.75K Avg daily vol (3M) 350.82K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 388

Total Value: $4,739,922,200

Total Shares: 48,669,612

Showing 1–100 of 398 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 388 13F filers

Top Holder

17.2%

of institutional value

Top 5

41.6%

of institutional value

Top 10

59.9%

of institutional value

HHI

547

Broadly held

Showing 100 of 398

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$817,051,158

17.24%

8,389,477

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	71,879	$7,000,295	0.9%	Sole
BlackRock Investment Management (Australia) Ltd	105	$10,225	0.0%	Sole
BlackRock Asset Management Canada Ltd	520	$50,642	0.0%	Sole
BlackRock Investment Management, LLC	175,244	$17,067,013	2.1%	Sole
BLACKROCK ADVISORS LLC	192,767	$18,773,578	2.3%	Sole
BlackRock Fund Advisors	5,990,039	$583,369,898	71.4%	Sole
BlackRock Institutional Trust Company, N.A.	1,731,441	$168,625,038	20.6%	Sole
BlackRock Japan Co. Ltd	911	$88,722	0.0%	Sole
BlackRock Fund Managers Ltd.	8,054	$784,379	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	30,995	$3,018,603	0.4%	Sole
BlackRock Asset Management Ireland Ltd	167,240	$16,287,503	2.0%	Sole
BlackRock Life Ltd	696	$67,783	0.0%	Sole
BlackRock Asset Management Schweiz AG	8,778	$854,889	0.1%	Sole
Aperio Group, LLC	10,509	$1,023,471	0.1%	Sole
SpiderRock Advisors, LLC	299	$29,119	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$305,493,049

6.45%

3,136,801

STATE STREET CORP

$294,498,400

6.21%

3,023,908

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	3,023,908	$294,498,400	100.0%	Defined

FMR LLC

$289,174,866

6.10%

2,969,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	1,436,102	$139,861,973	48.4%	Defined
STRATEGIC ADVISERS LLC	6,426	$625,828	0.2%	Defined
Fidelity Institutional Asset Management Trust Co	152,468	$14,848,858	5.1%	Defined
FIAM LLC	1,374,250	$133,838,207	46.3%	Defined

AMERICAN CENTURY COMPANIES INC

$263,503,545

5.56%

2,705,653

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	2,705,653	$263,503,545	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$240,236,198

5.07%

2,466,744

DIMENSIONAL FUND ADVISORS LP

$213,978,975

4.51%

2,197,135

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	9,932	$967,277	0.5%	Defined
DFA Australia Ltd.	25,899	$2,522,303	1.2%	Defined
Dimensional Fund Advisors Pte. Ltd.	402	$39,150	0.0%	Defined
Dimensional Ireland Ltd	124,607	$12,135,475	5.7%	Defined
Held directly	2,036,295	$198,314,770	92.7%	Sole

GEODE CAPITAL MANAGEMENT, LLC

$191,579,861

4.04%

1,967,141

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	211,095	$20,558,542	10.7%	Defined
Held directly	1,756,046	$171,021,319	89.3%	Defined

Davis Asset Management, L.P.

$149,514,978

3.15%

1,535,219

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$73,230,852

1.54%

751,934

FRANKLIN RESOURCES INC

$69,581,451

1.47%

714,462

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	126,971	$12,365,705	17.8%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	2,581	$251,363	0.4%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	50	$4,869	0.0%	Defined
FRANKLIN ADVISERS INC	74,063	$7,212,995	10.4%	Defined
Franklin Templeton International Services S.a r.l	263	$25,613	0.0%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	344,967	$33,596,336	48.3%	Defined
PUTNAM ADVISORY CO LLC	165,567	$16,124,570	23.2%	Defined

NORTHERN TRUST CORP

$69,183,028

1.46%

710,371

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	645,952	$62,909,264	90.9%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	36,772	$3,581,224	5.2%	Defined
MASON STREET ADVISORS, LLC joint	19,035	$1,853,818	2.7%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	8,612	$838,722	1.2%	Other

AMERIPRISE FINANCIAL INC

$63,728,314

1.34%

654,362

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	583,080	$56,786,161	89.1%	Defined
Ameriprise Trust Co	20,939	$2,039,249	3.2%	Defined
Ameriprise Financial Services, LLC	50,343	$4,902,904	7.7%	Defined

Invesco Ltd.

$60,149,037

1.27%

617,610

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	21,819	$2,124,952	3.5%	Defined
Invesco Trust Co joint	22,103	$2,152,611	3.6%	Defined
Invesco Investment Advisers LLC	10,221	$995,423	1.7%	Defined
Invesco Capital Management LLC	563,467	$54,876,051	91.2%	Defined

MORGAN STANLEY

$57,569,463

1.21%

591,123

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	82	$7,985	0.0%	Defined
MORGAN STANLEY & CO. LLC	26,772	$2,607,325	4.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	198,402	$19,322,370	33.6%	Defined
MORGAN STANLEY AIP GP LP	190	$18,504	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	1,975	$192,345	0.3%	Defined
Morgan Stanley Investment Management LTD	6,053	$589,501	1.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	89,800	$8,745,621	15.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	266,999	$26,003,031	45.2%	Defined
EATON VANCE MANAGEMENT	850	$82,781	0.1%	Defined

EMERALD ADVISERS, LLC

$52,216,817

1.10%

536,162

WASATCH ADVISORS LP

$50,211,946

1.06%

515,576

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	515,576	$50,211,946	100.0%	Sole

GENEVA CAPITAL MANAGEMENT LLC

$46,455,906

0.98%

477,009

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nationwide Fund Advisors	146,478	$14,265,492	30.7%	Other
Held directly	330,531	$32,190,414	69.3%	Sole

WELLINGTON MANAGEMENT GROUP LLP

$45,830,370

0.97%

470,586

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	470,586	$45,830,370	100.0%	Defined

GOLDMAN SACHS GROUP INC

$44,154,190

0.93%

453,375

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	294,568	$28,687,977	65.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	156,712	$15,262,181	34.6%	Defined
Goldman Sachs Trust Company, N.A.	2,095	$204,032	0.5%	Defined

Boston Partners

$42,232,879

0.89%

433,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Boston Partners Trust Co	55,046	$5,360,929	12.7%	Defined
Held directly	378,601	$36,871,950	87.3%	Other

KENNEDY CAPITAL MANAGEMENT LLC

$41,516,772

0.88%

426,294

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$39,898,929

0.84%

409,682

VANGUARD FIDUCIARY TRUST CO

$36,929,216

0.78%

379,189

Bank of New York Mellon Corp

$36,816,044

0.78%

378,027

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	675	$65,737	0.2%	Defined
Mellon Investments Corporation joint	182,888	$17,811,461	48.4%	Defined
BNY Mellon Investment Adviser, Inc.	46,042	$4,484,030	12.2%	Defined
The Bank of New York Mellon	107,456	$10,465,139	28.4%	Defined
BNY Mellon, NA joint	40,025	$3,898,034	10.6%	Defined
BNY Mellon Advisors, Inc. joint	939	$91,449	0.2%	Defined
Held directly	2	$194	0.0%	Defined

Bragg Financial Advisors, Inc

$36,738,332

0.78%

377,229

CITADEL ADVISORS LLC

$36,594,584

0.77%

375,753

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	67,690	$6,592,329	18.0%	Defined
Held directly	308,063	$30,002,255	82.0%	Defined

EMERALD MUTUAL FUND ADVISERS TRUST

$35,714,081

0.75%

366,712

PRINCIPAL FINANCIAL GROUP INC

$35,321,015

0.75%

362,676

SHAKER INVESTMENTS LLC/OH

$34,707,458

0.73%

356,376

1832 Asset Management L.P.

$33,801,147

0.71%

347,070

Allspring Global Investments Holdings, LLC

$30,955,799

0.65%

317,854

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	287,899	$28,038,482	90.6%	Other
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	29,955	$2,917,317	9.4%	Defined

UBS Group AG

$30,851,203

0.65%

316,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	18,707	$1,821,874	5.9%	Defined
UBS AG	292,918	$28,527,284	92.5%	Defined
UBS Switzerland AG	5,155	$502,045	1.6%	Defined

LOOMIS SAYLES & CO L P

$28,310,103

0.60%

290,688

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LOOMIS SAYLES TRUST COMPANY, LLC	120,863	$11,770,847	41.6%	Defined
Held directly	169,825	$16,539,256	58.4%	Defined

Stieven Capital Advisors, L.P.

$24,965,439

0.53%

256,345

Nuveen, LLC

$24,963,588

0.53%

256,326

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	9,647	$939,521	3.8%	Defined
TEACHERS ADVISORS, LLC joint	246,679	$24,024,067	96.2%	Defined

Empowered Funds, LLC

$24,453,360

0.52%

251,087

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Argent Capital Management, LLC	33,841	$3,295,774	13.5%	Other
Strive Asset Management, LLC	1,909	$185,917	0.8%	Other
Cambria Investment Management, L.P.	2,587	$251,947	1.0%	Other
Militia Investments, LLC	212,750	$20,719,722	84.7%	Other

Public Sector Pension Investment Board

$24,334,157

0.51%

249,863

JPMORGAN CHASE & CO

$23,158,463

0.49%

237,791

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	30,954	$3,014,610	13.0%	Defined
J.P. Morgan Investment Management Inc.	205,663	$20,029,519	86.5%	Defined
J.P. Morgan Securities LLC	1,103	$107,421	0.5%	Defined
J.P. Morgan Securities plc	61	$5,940	0.0%	Defined
55I, LLC	10	$973	0.0%	Other

First Eagle Investment Management, LLC

$20,774,455

0.44%

213,312

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLC	40	$3,895	0.0%	Sole
Held directly	213,272	$20,770,560	100.0%	Sole

AQR CAPITAL MANAGEMENT LLC

$19,659,824

0.41%

201,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	8	$779	0.0%	Other
Compound Planning, Inc.	10	$973	0.0%	Other
Arax Advisory Partners	3,638	$354,304	1.8%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,595	$155,337	0.8%	Other
Stokes Family Office, LLC	845	$82,294	0.4%	Other
Held directly	195,771	$19,066,137	97.0%	Defined

ROYCE & ASSOCIATES LP

$19,596,231

0.41%

201,214

RAYMOND JAMES FINANCIAL INC

$17,034,386

0.36%

174,909

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	86,747	$8,448,290	49.6%	Defined
Raymond James Financial Services Advisors, Inc.	20,802	$2,025,906	11.9%	Defined
CHARTWELL INVESTMENT PARTNERS, LLC	67,360	$6,560,190	38.5%	Defined

BANK OF AMERICA CORP /DE/

$16,436,801

0.35%

168,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	151,658	$14,769,972	89.9%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	3,076	$299,571	1.8%	Defined
BOFA SECURITIES, INC.	10,200	$993,378	6.0%	Defined
MANAGED ACCOUNT ADVISORS LLC	3,839	$373,880	2.3%	Defined

Gator Capital Management, LLC

$16,213,000

0.34%

166,475

OSTERWEIS CAPITAL MANAGEMENT INC

$16,136,062

0.34%

165,685

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSTERWEIS CAPITAL MANAGEMENT LLC/CA	165,685	$16,136,062	100.0%	Sole

ALGERT GLOBAL LLC

$15,354,799

0.32%

157,663

Empirical Finance, LLC

$14,885,769

0.31%

152,847

Pembroke Management, LTD

$13,941,573

0.29%

143,152

RHUMBLINE ADVISERS

$13,590,092

0.29%

139,543

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$13,510,914

0.29%

138,730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	138,730	$13,510,914	100.0%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$13,253,415

0.28%

136,086

Brevan Howard Capital Management LP

$12,528,639

0.26%

128,644

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard Investment Products Ltd	125,000	$12,173,750	97.2%	Defined
Brevan Howard US Investment Management, LP	3,644	$354,889	2.8%	Defined

Legal & General Group Plc

$12,434,072

0.26%

127,673

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	86,929	$8,466,015	68.1%	Defined
Legal & General Investment Management Ltd joint	40,744	$3,968,057	31.9%	Defined

Ategra Capital Management, LLC

$11,079,573

0.23%

113,765

Swiss National Bank

$9,972,736

0.21%

102,400

Militia Capital Management LLC

$9,739,000

0.21%

100,000

KESTREL INVESTMENT MANAGEMENT CORP

$9,266,658

0.20%

95,150

RENAISSANCE GROUP LLC

$9,163,522

0.19%

94,091

FIRST TRUST ADVISORS LP

$9,150,082

0.19%

93,953

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$9,056,292

0.19%

92,990

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	3,174	$309,115	3.4%	Defined
UBS Asset Management Switzerland AG	77,346	$7,532,726	83.2%	Sole
UBS Asset Management (UK) Ltd.	6,874	$669,458	7.4%	Defined
Held directly	5,596	$544,993	6.0%	Defined

VICTORY CAPITAL MANAGEMENT INC

$8,793,830

0.19%

90,295

Quantinno Capital Management LP

$8,400,958

0.18%

86,261

FIL Ltd

$8,278,150

0.17%

85,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Investments Canada ULC	85,000	$8,278,150	100.0%	Defined

BESSEMER GROUP INC

$8,215,916

0.17%

84,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	84,164	$8,196,731	99.8%	Defined
BESSEMER TRUST Co OF FLORIDA	197	$19,185	0.2%	Defined

PRUDENTIAL FINANCIAL INC

$7,869,891

0.17%

80,808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	80,808	$7,869,891	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$7,850,997

0.17%

80,614

JANE STREET GROUP, LLC

$7,781,461

0.16%

79,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	79,900	$7,781,461	100.0%	Defined

LORD, ABBETT & CO. LLC

$7,747,179

0.16%

79,548

Russell Investments Group, Ltd.

$7,550,158

0.16%

77,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	52,815	$5,143,652	68.1%	Defined
Russell Investments Capital, LLC	12,821	$1,248,637	16.5%	Defined
Russell Investments France SAS	3,513	$342,131	4.5%	Defined
Russell Investments Trust Company	8,376	$815,738	10.8%	Defined

CI INVESTMENTS INC.

$7,442,251

0.16%

76,417

UBS Group AG

$7,304,250

0.15%

75,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	75,000	$7,304,250	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$7,183,583

0.15%

73,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	73,761	$7,183,583	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$6,824,506

0.14%

70,074

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	70,074	$6,824,506	100.0%	Defined

CITIGROUP INC

$6,590,380

0.14%

67,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	4,162	$405,337	6.2%	Defined
Citigroup Financial Products Inc. joint	63,508	$6,185,043	93.8%	Defined

Squarepoint Ops LLC

$6,192,153

0.13%

63,581

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	63,581	$6,192,153	100.0%	Defined

LGT Fund Management Co Ltd.

$6,082,005

0.13%

62,450

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	62,450	$6,082,005	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$5,667,318

0.12%

58,192

WELLS FARGO & COMPANY/MN

$5,645,015

0.12%

57,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	48,808	$4,753,411	84.2%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,862	$376,120	6.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	5,106	$497,273	8.8%	Defined
Wells Fargo Securities, LLC	12	$1,168	0.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	175	$17,043	0.3%	Defined

DEUTSCHE BANK AG\

$5,627,679

0.12%

57,785

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	11	$1,071	0.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	107	$10,420	0.2%	Defined
DWS Investments UK Ltd	56,910	$5,542,464	98.5%	Defined
DWS International GmbH	757	$73,724	1.3%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,317,494

0.11%

54,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	54,600	$5,317,494	100.0%	Other

KORNITZER CAPITAL MANAGEMENT INC /KS

$5,246,107

0.11%

53,867

TCW GROUP INC

$5,212,312

0.11%

53,520

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sepulveda Management LLC	53,520	$5,212,312	100.0%	Defined

ARGENT CAPITAL MANAGEMENT LLC

$5,045,873

0.11%

51,811

VANGUARD ASSET MANAGEMENT, Ltd

$5,034,381

0.11%

51,693

ROYAL BANK OF CANADA

$4,973,510

0.10%

51,068

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	1,636	$159,330	3.2%	Defined
RBC Capital Markets, LLC	22,588	$2,199,845	44.2%	Defined
RBC Dominion Securities Inc.	23,622	$2,300,546	46.3%	Defined
RBC Private Counsel (USA) Inc.	1,640	$159,719	3.2%	Defined
RBC Rochdale, LLC	464	$45,188	0.9%	Defined
Held directly	1,118	$108,882	2.2%	Sole

BOOTHBAY FUND MANAGEMENT, LLC

$4,811,163

0.10%

49,401

Edgestream Partners, L.P.

$4,572,752

0.10%

46,953

Livforsakringsbolaget Skandia, Omsesidigt

$4,353,333

0.09%

44,700

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$4,343,594

0.09%

44,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	44,600	$4,343,594	100.0%	Other

CANADA LIFE ASSURANCE Co

$4,332,394

0.09%

44,485

Thrivent Financial for Lutherans

$4,281,848

0.09%

43,966

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Advisor Network, LLC	6,612	$643,942	15.0%	Sole
Held directly	37,354	$3,637,906	85.0%	Sole

Focus Partners Wealth

$4,064,084

0.09%

41,730

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$4,051,229

0.09%

41,598

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$3,765,584

0.08%

38,665

Global Frontier Investments LLC

$3,603,430

0.08%

37,000

S&T Bank/PA

$3,549,962

0.07%

36,451

BW Gestao de Investimentos Ltda.

$3,408,650

0.07%

35,000

LPL Financial LLC

$3,239,288

0.07%

33,261

BNP PARIBAS ARBITRAGE, SA

$3,237,340

0.07%

33,241

Key facts CIK 1299709 CUSIP 05465C100 13F (30d) 13 filings 8 filers Visit website Investor relations