AX
Axos Financial, Inc.Company with tickers: AX
Market Cap
$5.47B
Shares Outstanding
56,884,635
CIK
1299709
CUSIP
05465C100
13F Activity (30d)
4 filings
3 filers
Website
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Notices of intent to sell restricted or control shares, filed with the SEC on Form 144 by insiders and affiliates. A Form 144 signals a planned sale — it does not confirm the shares were actually sold.
| Filed | Seller | Relationship | Shares | Approx. Sale | Broker |
|---|---|---|---|---|---|
| 2026-06-09 | THOMAS CONSTANTINE | Officer | 400 | 2026-06-09 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-06-08 | THOMAS CONSTANTINE | Officer | 1,594 | 2026-06-08 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-05-19 | MICHAEL WATSON | Officer | 1,653 | 2026-05-19 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-17 | NICHOLAS MOSICH | Director | 1,275 | 2026-02-17 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-10 | NICHOLAS MOSICH | Director | 1,000 | 2026-02-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-06 | THOMAS CONSTANTINE | Officer | 3,260 | 2026-02-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-06 | JAMES J COURT | Director | 11,163 | 2026-02-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-06 | DERRICK WALSH | Officer | 4,846 | 2026-02-06 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-04 | GREGORY GARRABRANTS | Officer, Director | 43,294 | 2026-02-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-02-03 | PAUL GRINBERG | Officer | 32,719 | 2026-02-03 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2026-01-30 | DAVID PARK | Officer | 18,192 | 2026-01-30 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-08 | TAMARA N BOHLIG | Director | 2,145 | 2025-12-08 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-12-05 | EDWARD RATINOFF | Director | 2,145 | 2025-12-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-09-10 | THOMAS CONSTANTINE | Officer | 1,476 | 2025-09-10 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-09-03 | CANDACE THIELE | Officer | 700 | 2025-09-03 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-09-03 | NICHOLAS MOSICH | Director | 620 | 2025-09-03 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-09-02 | NICHOLAS MOSICH | Director | 4,380 | 2025-09-02 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-08-04 | ANDREW MICHELETTI | Officer | 13,960 | 2025-08-04 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2025-05-14 | Constantine Thomas M | Officer | 1,717 | 2025-05-14 | Morgan Stanley Smith Barney LLC Executive Services |
| 2025-05-05 | PAUL GRINBERG | Officer | 30,000 | 2025-05-05 | Morgan Stanley Smith Barney LLC Executive Financial Services |
| 2024-11-26 | PARK DAVID X | Officer | 1,427 | 2024-11-26 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-11-26 | Micheletti Andrew J | Officer | 58,710 | 2024-11-26 | Charles Schwab Corp. |
| 2024-11-19 | Nick Mosich | Director | 2,862 | 2024-11-19 | Charles Schwab & Co., Inc. |
| 2024-11-15 | Nick Mosich | Director | 5,102 | 2024-11-15 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES |
| 2024-11-15 | Ratinoff Edward James | Director | 4,002 | 2024-11-15 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES |
| 2024-11-06 | Constantine Thomas M | Officer | 4,555 | 2024-11-06 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-11-05 | COURT JAMES JOHN | Director | 16,887 | 2024-11-05 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-09-10 | Micheletti Andrew J | Officer | 40,000 | 2024-09-10 | Charles Schwab Corporation |
| 2024-09-09 | Micheletti Andrew J | Officer | 5,197 | 2024-09-09 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES |
| 2024-03-13 | Micheletti Andrew J | Officer | 13,000 | 2024-03-13 | Charles Schwab Corporation |
| 2024-03-11 | Micheletti Andrew J | Officer | 13,668 | 2024-03-11 | Charles Schwab Corporation |
| 2024-03-08 | Micheletti Andrew J | Officer | 13,332 | 2024-03-08 | Charles Schwab Corporation |
| 2024-02-27 | Micheletti Andrew J | Officer | 2,500 | 2024-02-27 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-02-14 | Bohlig Tamara N | Director | 2,000 | 2024-02-14 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES |
| 2024-02-06 | Micheletti Andrew J | Officer | 4,000 | 2024-02-06 | Morgan Stanley Smith Barney LLC Executive Services |
| 2024-02-05 | Micheletti Andrew J | Officer | 119,000 | 2024-02-05 | Charles Schwab |
| 2023-12-14 | Micheletti Andrew J | Officer | 5,000 | 2023-12-14 | Morgan Stanley Smith Barney LLC Executive Services |
| 2023-12-12 | Ratinoff Edward James | Director | 3,000 | 2023-12-12 | Morgan Stanley Smith Barney LLC Executive Services |
| 2023-09-14 | Micheletti Andrew J | Officer | 5,000 | 2023-09-14 | Morgan Stanley Smith Barney LLC Executive Services |
| 2023-06-13 | Micheletti Andrew J | EVP & CFO | 6,000 | 2023-06-13 | Trade PMR |
Showing 1–40 of 40 filings