CNOB · ConnectOne Bancorp, Inc. · Holdings

$30.88 -0.07 (-0.23%) At close · Oct 21 Earnings today

Russell 2000 member Rebalance outlook locked

Market Cap

$1.55B

50.32M

Volume · Oct 21 251.87K Avg daily vol (3M) 377.64K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CNOB: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 228

Total Value: $1,243,570,273

Total Shares: 37,199,335

Showing 1–100 of 229 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 229 13F filers

Top Holder

12.8%

of institutional value

Top 5

38.1%

of institutional value

Top 10

56.4%

of institutional value

HHI

441

Broadly held

Who Holds CNOB

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 229 filers, like-for-like change -2.3%; actively managed books -2.9%; index-like books -1.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	42.7%	117	+6.1%	19	7
Exempt adviser	0.3%	3	-90.2%	2	5
Adviser	5.7%	7	+92.3%	1	0
Bank	11.0%	17	-3.5%	1	1
Insurer	0.0%	1	+8.7%	0	0
Broker-dealer	0.0%	1	-51.3%	0	0
Benefit plan	0.3%	4	+31.7%	0	0
Non-US	0.2%	4	+26.6%	0	1
Holding company	26.4%	6	-16.6%	0	1
Unknown	13.4%	69	+6.8%	10	4

Style	Share	Filers	Change	New	Exited
Index-like	35.4%	30	-1.1%	0	1
Systematic-like	5.7%	21	+50.6%	9	6
Concentrated	1.5%	23	-10.6%	5	3
Diversified active	57.4%	155	-6.0%	19	9
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	54.1%	133	-4.0%	12	4
Medium turnover	26.8%	45	-5.3%	5	3
High turnover	6.4%	31	-12.5%	15	11
Unknown	12.8%	20	+22.4%	1	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	13.6%	31	+18.6%	8	4
Medium horizon	18.2%	30	+5.6%	6	2
Long horizon	65.1%	159	-4.6%	17	8
Unknown	3.1%	9	-43.1%	2	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	5.7%	48	-6.3%	12	6
$1B to $10B	5.9%	53	-35.8%	9	7
$10B to $100B	11.5%	64	+28.4%	9	3
$100B or more	77.0%	64	-1.5%	3	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.9%	56	+5.3%	9	3
Pooled investment vehicles	9.2%	21	+18.9%	8	3
Registered funds and BDCs	24.6%	17	+0.6%	1	0
Pension and profit sharing plans	0.0%	1	-84.8%	0	0
Insurance companies	0.4%	3	-5.3%	0	0
Governments and sovereign funds	0.7%	2	+319.5%	1	0
Other investment advisers	0.0%	2	-14.1%	0	0
Other	0.2%	2	0.0%	0	0
Diversified	5.7%	13	+4.6%	0	1
Unknown	57.3%	112	-7.7%	14	12

Private funds	Share	Filers	Change	New	Exited
Hedge funds	14.1%	36	+15.7%	11	5
Private equity funds	0.7%	11	+8.7%	1	0
Venture capital funds	0.0%	1	+35.2%	0	0
Real estate funds	0.0%	2	+116.1%	0	1
Securitized asset funds	0.2%	1	+9.5%	0	0
Other private funds	10.0%	13	-0.9%	1	1
Mixed private funds	0.6%	1	-15.4%	0	0
Private funds, type not stated	2.7%	2	-48.1%	0	2
No private funds	14.7%	53	+2.4%	8	3
Unknown	57.0%	109	-3.3%	12	7

Location	Share	Filers	Change	New	Exited
United States	96.8%	198	+1.5%	27	11
Outside the US	3.2%	31	-53.8%	6	8

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

229 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.437% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.002%

Mar 31, 2026: 0

Crowding

21.6%

of shares outstanding, 63rd percentile

Mar 31, 2026: 22.4%

Private-fund advisers

20.9%

of shares outstanding

Institutional ownership

73.9%

78.2% of the estimated free float

Top 10 holders

56.4%

of 13F shares, Herfindahl 0.044

Active holders

-2.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (5 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.6 quarters

Under 1 year 18.8% 1 to 3 years 33.2% 3 years or more 48.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$25.84

estimated per share

Mar 31, 2026: $24.72

Quarter-end price

$33.44

implied by 13F values

Estimated gain or loss

+29.4%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 36.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies CNOB's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	USCB Uscb Financial Holdings, Inc.	7	0.476
2	UNTY Unity Bancorp Inc	5	0.393
3	QCRH Qcr Holdings Inc	6	0.343
4	OBT Orange County Bancorp, Inc.	5	0.340
5	BWB Bridgewater Bancshares Inc	6	0.324
6	FBIZ First Business Financial Services, Inc.	5	0.315
7	MCB Metropolitan Bank Holding Corp.	5	0.315
8	TCBX Third Coast Bancshares, Inc.	6	0.309
9	AVBH Avidbank Holdings, Inc.	4	0.298
10	OSBC Old Second Bancorp Inc	6	0.295

Shareholder Targets

13F filers that own its peers but not CNOB, quarter ended Jun 30, 2026

Found through its holder-overlap peers: USCB, UNTY, QCRH, OBT, BWB, FBIZ, MCB, TCBX, AVBH, OSBC, COSO, DCOM, BCAL, CBK, CIVB, HAFC, BWFG, HTB, FCBM, FSUN. 429 filers in all.

#	Filer	In peers	Of book	Largest peers
1	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$188,452,044 3 held	0.120%	DCOM, USCB, CBK
2	Patriot Financial Partners GP II, L.P. Unknown, Concentrated	$155,895,578 4 held	47.9%	MCB, USCB, AVBH
3	FJ Capital Management LLC Registered adviser, Diversified active	$118,736,766 3 held	16.2%	BCAL, HTB, OSBC
4	ADAGE CAPITAL PARTNERS GP, L.L.C. Registered adviser, Diversified active	$113,021,479 6 held	0.160%	MCB, TCBX, DCOM
5	BASSWOOD CAPITAL MANAGEMENT, L.L.C. Registered adviser, Diversified active	$108,820,204 3 held	4.73%	DCOM, MCB, USCB
6	Fortress Investment Group LLC Adviser, Concentrated	$85,178,292 1 held	16.3%	FSUN
7	Qube Research & Technologies Ltd Exempt adviser, Systematic-like	$79,436,173 12 held	0.090%	QCRH, MCB, HAFC
8	ACADIAN ASSET MANAGEMENT LLC Unknown, Diversified active	$75,267,841 11 held	0.090%	HAFC, BWFG, BWB
9	CANYON CAPITAL ADVISORS LLC Registered adviser, Concentrated	$74,886,196 1 held	8.49%	FSUN
10	MENDON CAPITAL ADVISORS CORP Registered adviser, Diversified active	$73,634,659 10 held	26.2%	FSUN, USCB, FCBM

Fund Ownership of CNOB by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 15.14% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.39%	+0.43 pp	1,703,757	59
Index ETFs	11.75%	+1.16 pp	5,914,630	41
Active ETFs	2.34%	-1.53 pp	1,174,980	18
Active funds	16.21%	+3.62 pp	8,158,949	115
Unclassified	2.62%	+2.60 pp	1,318,915	13
All registered funds	36.31%	+6.26 pp	18,271,231	246

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 119 Exempt adviser 3 Adviser 7 Bank 17 Insurer 1 Broker-dealer 1 Benefit plan 4 Non-US 4 Holding company 6 Unknown 66

Showing 100 of 229

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$159,462,280

12.82%

4,768,609

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	115,424	$3,859,778	2.4%	Sole
BlackRock Investment Management (Australia) Ltd	5	$167	0.0%	Sole
BlackRock Asset Management Canada Ltd	248	$8,293	0.0%	Sole
BlackRock Investment Management, LLC	193,862	$6,482,745	4.1%	Sole
BLACKROCK ADVISORS LLC	304,919	$10,196,491	6.4%	Sole
BlackRock Fund Advisors	2,063,530	$69,004,443	43.3%	Sole
BlackRock Institutional Trust Company, N.A.	1,770,241	$59,196,859	37.1%	Sole
BlackRock Fund Managers Ltd.	9,913	$331,490	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	33,100	$1,106,864	0.7%	Sole
BlackRock (Netherlands) B.V.	672	$22,471	0.0%	Sole
BlackRock Asset Management Ireland Ltd	50,353	$1,683,804	1.1%	Sole
BlackRock Asset Management Schweiz AG	6,606	$220,904	0.1%	Sole
Aperio Group, LLC	219,580	$7,342,755	4.6%	Sole
SpiderRock Advisors, LLC	156	$5,216	0.0%	Sole

DIMENSIONAL FUND ADVISORS LP

$96,826,890

7.79%

2,895,541

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	6,333	$211,775	0.2%	Defined
DFA Australia Ltd.	16,225	$542,564	0.6%	Defined
Dimensional Ireland Ltd	101,032	$3,378,510	3.5%	Defined
Held directly	2,771,951	$92,694,041	95.7%	Sole

WELLINGTON MANAGEMENT GROUP LLP

$89,986,904

7.24%

2,690,996

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	2,469,588	$82,583,022	91.8%	Defined
Wellington Managment Canada LLC	10,572	$353,527	0.4%	Defined
Wellington Management International Ltd	67,431	$2,254,892	2.5%	Defined
Wellington Trust Company, NA joint	143,405	$4,795,463	5.3%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$71,730,405

5.77%

2,145,048

STATE STREET CORP

$56,013,772

4.50%

1,675,053

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,675,053	$56,013,772	100.0%	Defined

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$55,173,592

4.44%

1,649,928

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	1,649,928	$55,173,592	100.0%	Defined

FMR LLC

$53,361,711

4.29%

1,595,745

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	1,496,936	$50,057,539	93.8%	Defined
STRATEGIC ADVISERS LLC	1,378	$46,080	0.1%	Defined
Fidelity Institutional Asset Management Trust Co	89,748	$3,001,173	5.6%	Defined
FIAM LLC	7,683	$256,919	0.5%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$44,187,247

3.55%

1,321,389

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	185,393	$6,199,541	14.0%	Defined
Held directly	1,135,996	$37,987,706	86.0%	Defined

AMERICAN CENTURY COMPANIES INC

$41,802,140

3.36%

1,250,064

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	1,250,064	$41,802,140	100.0%	Defined

KENNEDY CAPITAL MANAGEMENT LLC

$32,954,284

2.65%

985,475

BANK OF AMERICA CORP /DE/

$29,505,013

2.37%

882,327

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	107,875	$3,607,340	12.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	28,924	$967,218	3.3%	Defined
BOFA SECURITIES, INC.	12,992	$434,452	1.5%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	732,536	$24,496,003	83.0%	Defined

Nuveen, LLC

$28,410,389

2.28%

849,593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	201,347	$6,733,043	23.7%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	255,180	$8,533,219	30.0%	Defined
TEACHERS ADVISORS, LLC joint	393,066	$13,144,127	46.3%	Defined

Stieven Capital Advisors, L.P.

$22,417,406

1.80%

670,377

Boston Partners

$18,806,756

1.51%

562,403

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Boston Partners Trust Co	76,432	$2,555,886	13.6%	Defined
Held directly	485,971	$16,250,870	86.4%	Defined

GOLDMAN SACHS GROUP INC

$18,419,219

1.48%

550,814

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	330,755	$11,060,447	60.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	220,059	$7,358,772	40.0%	Defined

MILLENNIUM MANAGEMENT LLC

$15,635,875

1.26%

467,580

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

$15,164,438

1.22%

453,482

NORTHERN TRUST CORP

$15,097,054

1.21%

451,467

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	414,584	$13,863,688	91.8%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	29,322	$980,527	6.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	7,561	$252,839	1.7%	Other

TWO SIGMA INVESTMENTS, LP

$14,793,588

1.19%

442,392

VANGUARD PORTFOLIO MANAGEMENT LLC

$14,571,914

1.17%

435,763

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$13,789,886

1.11%

412,377

VANGUARD FIDUCIARY TRUST CO

$11,253,496

0.90%

336,528

JPMORGAN CHASE & CO

$11,113,748

0.89%

332,349

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	38,323	$1,281,521	11.5%	Defined
J.P. Morgan Investment Management Inc.	293,621	$9,818,686	88.3%	Defined
J.P. Morgan Securities LLC	118	$3,945	0.0%	Defined
J.P. Morgan Securities plc	243	$8,125	0.1%	Defined
55I, LLC	44	$1,471	0.0%	Defined

Gator Capital Management, LLC

$10,927,590

0.88%

326,782

SG Americas Securities, LLC

$10,858,235

0.87%

324,708

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$10,578,075

0.85%

316,330

AQR CAPITAL MANAGEMENT LLC

$10,446,486

0.84%

312,395

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	60	$2,006	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	3	$100	0.0%	Other
Prism Planning Partners LLC	57	$1,906	0.0%	Other
Compound Planning, Inc.	21	$702	0.0%	Other
Arax Advisory Partners	1,274	$42,602	0.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	624	$20,866	0.2%	Other
Stokes Family Office, LLC	2,591	$86,643	0.8%	Other
Held directly	307,765	$10,291,661	98.5%	Defined

BANC FUNDS CO LLC

$10,372,920

0.83%

310,195

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$9,951,509

0.80%

297,593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	297,593	$9,951,509	100.0%	Defined

Bank of New York Mellon Corp

$9,501,103

0.76%

284,124

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	184,275	$6,162,156	64.9%	Defined
The Bank of New York Mellon	90,284	$3,019,096	31.8%	Defined
BNY Mellon, NA joint	3,858	$129,011	1.4%	Defined
BNY Mellon Advisors, Inc. joint	5,705	$190,774	2.0%	Other
Held directly	2	$66	0.0%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$9,312,772

0.75%

278,492

AMERIPRISE FINANCIAL INC

$9,097,217

0.73%

272,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC joint	269,694	$9,018,567	99.1%	Defined
Ameriprise Financial Services, LLC	2,352	$78,650	0.9%	Defined

EARNEST PARTNERS LLC

$8,747,068

0.70%

261,575

Squarepoint Ops LLC

$8,693,998

0.70%

259,988

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	259,988	$8,693,998	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$8,245,701

0.66%

246,582

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	72,995	$2,440,952	29.6%	Defined
Raymond James Financial Services Advisors, Inc.	114,598	$3,832,157	46.5%	Defined
ClariVest Asset Management LLC joint	58,989	$1,972,592	23.9%	Defined

ALLIANCEBERNSTEIN L.P.

$7,434,247

0.60%

222,316

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	222,316	$7,434,247	100.0%	Defined

MORGAN STANLEY

$7,080,247

0.57%

211,730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	86	$2,875	0.0%	Defined
MORGAN STANLEY & CO. LLC	18,735	$626,498	8.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	58,219	$1,946,843	27.5%	Defined
MORGAN STANLEY AIP GP LP	160	$5,350	0.1%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	423	$14,145	0.2%	Defined
Morgan Stanley Investment Management LTD	6,244	$208,799	2.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	37,280	$1,246,642	17.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	90,583	$3,029,095	42.8%	Defined

Empowered Funds, LLC

$6,925,959

0.56%

207,116

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	207,116	$6,925,959	100.0%	Other

ENVESTNET ASSET MANAGEMENT INC

$6,666,330

0.54%

199,352

Trexquant Investment LP

$6,284,011

0.51%

187,919

WELLS FARGO & COMPANY/MN

$6,027,625

0.48%

180,252

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	41,958	$1,403,075	23.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	46,403	$1,551,716	25.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	91,842	$3,071,196	51.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	49	$1,638	0.0%	Defined

ENDEAVOUR CAPITAL ADVISORS INC

$5,798,495

0.47%

173,400

CITADEL ADVISORS LLC

$5,731,615

0.46%

171,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	35,332	$1,181,502	20.6%	Defined
Held directly	136,068	$4,550,113	79.4%	Defined

BW Gestao de Investimentos Ltda.

$5,684,800

0.46%

170,000

RENAISSANCE TECHNOLOGIES LLC

$5,008,843

0.40%

149,786

HENNESSY ADVISORS INC

$4,614,720

0.37%

138,000

VOYA INVESTMENT MANAGEMENT LLC

$4,070,784

0.33%

121,734

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	121,734	$4,070,784	100.0%	Defined

UBS Group AG

$3,956,386

0.32%

118,313

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	3,658	$122,323	3.1%	Defined
UBS AG	41,064	$1,373,180	34.7%	Defined
UBS Europe SE	73,591	$2,460,883	62.2%	Defined

ANCHOR CAPITAL ADVISORS LLC

$3,504,211

0.28%

104,791

Elizabeth Park Capital Advisors, Ltd.

$3,451,643

0.28%

103,219

DARK FOREST CAPITAL MANAGEMENT LP

$3,441,577

0.28%

102,918

Kestra Advisory Services, LLC

$3,281,935

0.26%

98,144

MARSHALL WACE, LLP

$3,231,306

0.26%

96,630

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	96,630	$3,231,306	100.0%	Other

Swiss National Bank

$3,039,696

0.24%

90,900

FRANKLIN RESOURCES INC

$2,879,617

0.23%

86,113

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	143	$4,781	0.2%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	106	$3,544	0.1%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	85,864	$2,871,292	99.7%	Defined

STIFEL FINANCIAL CORP

$2,794,747

0.22%

83,575

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	12,586	$420,875	15.1%	Defined
Held directly	70,989	$2,373,872	84.9%	Defined

Rosenthal | Henry Capital Advisors, Inc.

$2,738,501

0.22%

81,893

FIRST TRUST ADVISORS LP

$2,701,751

0.22%

80,794

Burton Enright Welch

$2,591,733

0.21%

77,504

Balyasny Asset Management L.P.

$2,582,337

0.21%

77,223

Invesco Ltd.

$2,567,120

0.21%

76,768

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	6,917	$231,303	9.0%	Defined
Invesco Trust Co joint	19,675	$657,932	25.6%	Defined
Invesco Capital Management LLC	50,176	$1,677,885	65.4%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$2,552,776

0.21%

76,339

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	76,339	$2,552,776	100.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$2,398,715

0.19%

71,732

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	2,229	$74,537	3.1%	Defined
UBS Asset Management Switzerland AG	62,065	$2,075,453	86.5%	Sole
Held directly	7,438	$248,725	10.4%	Defined

BARCLAYS PLC

$2,280,607

0.18%

68,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	66,577	$2,226,334	97.6%	Defined
BARCLAYS CAPITAL INC.	1,623	$54,273	2.4%	Defined

SALZHAUER MICHAEL

$2,229,779

0.18%

66,680

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Salzhauer Henry joint	66,680	$2,229,779	100.0%	Other

Thrivent Financial for Lutherans

$2,152,164

0.17%

64,359

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	24,791	$829,011	38.5%	Defined
Held directly	39,568	$1,323,153	61.5%	Sole

Quantinno Capital Management LP

$2,132,134

0.17%

63,760

RHUMBLINE ADVISERS

$2,128,255

0.17%

63,644

SEI INVESTMENTS CO

$2,113,139

0.17%

63,192

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	140	$4,681	0.2%	Sole
SEI TRUST CO	63,052	$2,108,458	99.8%	Sole

Creative Planning

$2,091,738

0.17%

62,552

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	2,199	$73,534	3.5%	Defined
Held directly	60,353	$2,018,204	96.5%	Sole

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC

$2,076,590

0.17%

62,099

State of New Jersey Common Pension Fund D

$1,921,128

0.15%

57,450

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$1,793,855

0.14%

53,644

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,768,976

0.14%

52,900

Pacific Ridge Capital Partners, LLC

$1,635,951

0.13%

48,922

CITIGROUP INC

$1,624,714

0.13%

48,586

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	3,660	$122,390	7.5%	Defined
Citigroup Financial Products Inc. joint	44,926	$1,502,324	92.5%	Defined

DEUTSCHE BANK AG\

$1,614,917

0.13%

48,293

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	160	$5,350	0.3%	Defined
DWS Investments UK Ltd	48,133	$1,609,567	99.7%	Defined

VICTORY CAPITAL MANAGEMENT INC

$1,454,640

0.12%

43,500

Campbell & CO Investment Adviser LLC

$1,428,489

0.11%

42,718

Vanguard Global Advisers, LLC

$1,313,121

0.11%

39,268

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,269,081

0.10%

37,951

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	37,951	$1,269,081	100.0%	Other

Cetera Investment Advisers

$1,214,507

0.10%

36,319

Legal & General Group Plc

$1,183,407

0.10%

35,389

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	4,745	$158,672	13.4%	Defined
Legal & General Investment Management Ltd joint	30,644	$1,024,735	86.6%	Defined

Janney Montgomery Scott LLC

$1,178,459

0.09%

35,241

BLAIR WILLIAM & CO/IL

$1,156,087

0.09%

34,572

VANGUARD ASSET MANAGEMENT, Ltd

$1,137,026

0.09%

34,002

GSA CAPITAL PARTNERS LLP

$1,040,284

0.08%

31,109

LSV ASSET MANAGEMENT

$1,006,544

0.08%

30,100

Tilson Financial Group, Inc.

$996,846

0.08%

29,810

MetLife Investment Management, LLC

$954,076

0.08%

28,531

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	28,531	$954,076	100.0%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$923,679

0.07%

27,622

Graham Capital Management, L.P.

$909,668

0.07%

27,203

EJF Capital LP

$893,717

0.07%

26,726

Focus Partners Wealth

$860,812

0.07%

25,742

Rafferty Asset Management, LLC

$856,732

0.07%

25,620

D. E. Shaw & Co., Inc.

$802,693

0.06%

24,004

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	24,004	$802,693	100.0%	Defined

XTX Topco Ltd

$801,590

0.06%

23,971

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	23,971	$801,590	100.0%	Defined

QUADRANT CAPITAL GROUP LLC

$800,231

0.06%

26,630

BNP PARIBAS ARBITRAGE, SA

$794,400

0.06%

23,756

Russell Investments Group, Ltd.

$761,896

0.06%

22,784

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	22,784	$761,896	100.0%	Defined

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Key facts CIK 712771 CUSIP 20786W107 13F (30d) 25 filings 25 filers Visit website Investor relations