UNTY · Unity Bancorp Inc · Holdings

$58.24 +1.66 (+2.93%)

Russell 2000 member Rebalance outlook locked

Market Cap

$583.88M

10.04M

Volume · Oct 22 21.77K Avg daily vol (3M) 57.42K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of UNTY: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 145

Total Value: $308,143,845

Total Shares: 5,251,767

Showing 1–100 of 145 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 144 13F filers

Top Holder

10.5%

of institutional value

Top 5

38.9%

of institutional value

Top 10

56.3%

of institutional value

HHI

429

Broadly held

Who Holds UNTY

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 143 filers, like-for-like change +4.9%; actively managed books +4.1%; index-like books +6.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	51.5%	77	+5.7%	12	5
Exempt adviser	0.8%	3	+4.2%	2	1
Adviser	1.6%	4	+5.5%	0	0
Bank	8.2%	10	+10.2%	0	0
Insurer	0.2%	1	+0.1%	0	0
Benefit plan	0.3%	4	-2.9%	0	0
Non-US	0.7%	4	+23.4%	0	0
Holding company	17.0%	5	-1.0%	0	1
Unknown	19.7%	35	+5.5%	5	2

Style	Share	Filers	Change	New	Exited
Index-like	31.3%	22	+6.6%	0	0
Systematic-like	5.8%	19	+45.0%	6	3
Concentrated	0.8%	9	+40.3%	2	1
Diversified active	62.1%	93	+1.1%	11	5
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	56.2%	67	+5.5%	4	5
Medium turnover	28.0%	41	-3.1%	3	1
High turnover	6.9%	27	+42.7%	10	3
Unknown	8.9%	8	+6.7%	2	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.7%	18	+12.6%	7	1
Medium horizon	14.3%	21	+1.8%	1	3
Long horizon	69.5%	93	+3.6%	7	5
Unknown	5.5%	11	+17.0%	4	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	16.0%	21	-1.2%	6	2
$1B to $10B	5.4%	33	-1.9%	6	4
$10B to $100B	11.4%	39	+0.3%	4	3
$100B or more	67.2%	50	+7.9%	3	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.1%	25	+33.2%	6	3
Pooled investment vehicles	9.5%	20	+34.9%	5	1
Registered funds and BDCs	24.7%	14	-1.8%	1	0
Pension and profit sharing plans	0.0%	1	0.0%	0	0
Insurance companies	0.1%	2	+11.8%	0	0
Governments and sovereign funds	1.1%	4	+2.6%	0	0
Other investment advisers	0.0%	1	-10.6%	0	0
Diversified	14.0%	10	+3.4%	0	0
Other	0.0%	0	-100.0%	0	1
Unknown	48.5%	66	+4.0%	7	4

Private funds	Share	Filers	Change	New	Exited
Hedge funds	13.1%	29	+31.8%	8	2
Private equity funds	0.3%	5	-35.9%	1	1
Venture capital funds	0.0%	1	+87.5%	0	0
Real estate funds	0.1%	3	+11.0%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	12.2%	7	-6.3%	0	0
Mixed private funds	6.9%	1	-0.6%	0	0
Private funds, type not stated	1.6%	2	+3.1%	0	0
No private funds	18.0%	31	+3.7%	5	2
Unknown	47.7%	63	+4.0%	5	3

Location	Share	Filers	Change	New	Exited
United States	96.7%	124	+4.8%	17	8
Outside the US	3.3%	19	+7.5%	2	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

143 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.699% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

18.7%

of shares outstanding, 55th percentile

Mar 31, 2026: 17.5%

Private-fund advisers

17.9%

of shares outstanding

Institutional ownership

52.2%

95.6% of the estimated free float

Top 10 holders

56.3%

of 13F shares, Herfindahl 0.043

Active holders

+4.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 16.9 quarters

Under 1 year 15.4% 1 to 3 years 25.2% 3 years or more 59.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$43.16

estimated per share

Mar 31, 2026: $40.92

Quarter-end price

$58.69

implied by 13F values

Estimated gain or loss

+36.0%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 31.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies UNTY's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	USCB Uscb Financial Holdings, Inc.	5	0.481
2	CNOB ConnectOne Bancorp, Inc.	5	0.393
3	BWB Bridgewater Bancshares Inc	5	0.382
4	FBIZ First Business Financial Services, Inc.	4	0.356
5	CBNK Capital Bancorp Inc	4	0.356
6	FSBC Five Star Bancorp	4	0.344
7	AMTB Amerant Bancorp Inc.	3	0.333
8	CBAN Colony Bankcorp Inc	3	0.316
9	CBK Commercial Bancgroup, Inc.	4	0.314
10	DCOM Dime Commercial Bancshares, Inc.	3	0.302

Shareholder Targets

13F filers that own its peers but not UNTY, quarter ended Jun 30, 2026

Found through its holder-overlap peers: USCB, CNOB, BWB, FBIZ, CBNK, FSBC, AMTB, CBAN, CBK, DCOM, FSUN, FRST, OBT, MCB, BY, ESQ, ORRF, SFST, CASH, QCRH. 570 filers in all.

#	Filer	In peers	Of book	Largest peers
1	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$396,654,338 6 held	0.260%	DCOM, FSBC, BY
2	Patriot Financial Partners GP II, L.P. Unknown, Concentrated	$173,777,398 4 held	53.4%	MCB, AMTB, USCB
3	BASSWOOD CAPITAL MANAGEMENT, L.L.C. Registered adviser, Diversified active	$165,508,840 5 held	7.19%	DCOM, ESQ, MCB
4	ENDEAVOUR CAPITAL ADVISORS INC Registered adviser, Concentrated	$114,858,614 5 held	24.1%	SFST, QCRH, USCB
5	Qube Research & Technologies Ltd Exempt adviser, Systematic-like	$111,726,216 14 held	0.130%	CASH, QCRH, MCB
6	MANUFACTURERS LIFE INSURANCE COMPANY, THE Unknown, Diversified active	$98,989,563 15 held	0.080%	QCRH, DCOM, FBIZ
7	Mawer Investment Management Ltd. Registered adviser, Diversified active	$93,195,158 2 held	0.620%	ESQ, CASH
8	Fortress Investment Group LLC Adviser, Concentrated	$85,178,292 1 held	16.3%	FSUN
9	ADAGE CAPITAL PARTNERS GP, L.L.C. Registered adviser, Diversified active	$84,639,210 4 held	0.120%	MCB, DCOM, FSBC
10	HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC Registered adviser, Diversified active	$80,830,811 8 held	0.240%	DCOM, CNOB, FSUN

Fund Ownership of UNTY by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 9.93% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.36%	+0.22 pp	236,960	52
Index ETFs	7.57%	+0.51 pp	759,762	30
Active ETFs	1.86%	-2.13 pp	186,528	18
Active funds	6.04%	-0.78 pp	606,864	86
Unclassified	3.07%	+3.06 pp	307,982	10
All registered funds	20.89%	+0.88 pp	2,098,096	196

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 80 Exempt adviser 3 Adviser 4 Bank 10 Insurer 1 Benefit plan 4 Non-US 4 Holding company 5 Unknown 34

Showing 100 of 145

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$32,298,629

10.48%

550,326

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	35,886	$2,106,149	6.5%	Sole
BlackRock Asset Management Canada Ltd	8	$469	0.0%	Sole
BlackRock Investment Management, LLC	27,933	$1,639,387	5.1%	Sole
BLACKROCK ADVISORS LLC	16,351	$959,640	3.0%	Sole
BlackRock Fund Advisors	310,935	$18,248,775	56.5%	Sole
BlackRock Institutional Trust Company, N.A.	144,690	$8,491,856	26.3%	Sole
BlackRock Japan Co. Ltd	2,239	$131,406	0.4%	Sole
Aperio Group, LLC	12,284	$720,947	2.2%	Sole

DIMENSIONAL FUND ADVISORS LP

$26,531,987

8.61%

452,070

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	956	$56,107	0.2%	Defined
DFA Australia Ltd.	2,712	$159,167	0.6%	Defined
Dimensional Ireland Ltd	18,209	$1,068,686	4.0%	Defined
Held directly	430,193	$25,248,027	95.2%	Sole

BANC FUNDS CO LLC

$21,742,825

7.06%

370,469

ALLIANCEBERNSTEIN L.P.

$21,229,346

6.89%

361,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	361,720	$21,229,346	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$17,778,668

5.77%

302,925

AMERICAN CENTURY COMPANIES INC

$15,597,689

5.06%

265,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	265,764	$15,597,689	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$10,728,649

3.48%

182,802

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	25,857	$1,517,547	14.1%	Defined
Held directly	156,945	$9,211,102	85.9%	Defined

STATE STREET CORP

$9,637,074

3.13%

164,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	164,203	$9,637,074	100.0%	Defined

Pacific Ridge Capital Partners, LLC

$9,250,600

3.00%

157,618

MORGAN STANLEY

$8,422,129

2.73%

143,502

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	525	$30,812	0.4%	Defined
MORGAN STANLEY & CO. LLC	2,044	$119,962	1.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	112,830	$6,621,992	78.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	4,476	$262,696	3.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	23,627	$1,386,667	16.5%	Defined

MALTESE CAPITAL MANAGEMENT LLC

$8,353,464

2.71%

142,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Malta Hedge Fund II, L.P.	61,746	$3,623,872	43.4%	Defined
Malta Opportunity Fund LP	60,086	$3,526,447	42.2%	Defined
Held directly	20,500	$1,203,145	14.4%	Sole

WELLINGTON MANAGEMENT GROUP LLP

$7,632,223

2.48%

130,043

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	30,624	$1,797,322	23.5%	Defined
Wellington Trust Company, NA joint	99,419	$5,834,901	76.5%	Defined

ROYCE & ASSOCIATES LP

$7,439,192

2.41%

126,754

VANGUARD PORTFOLIO MANAGEMENT LLC

$6,544,287

2.12%

111,506

JPMORGAN CHASE & CO

$5,610,938

1.82%

95,603

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	5,074	$297,792	5.3%	Defined
J.P. Morgan Investment Management Inc.	24,802	$1,455,629	25.9%	Defined
J.P. Morgan Securities LLC	65,727	$3,857,517	68.7%	Defined

KENNEDY CAPITAL MANAGEMENT LLC

$4,831,360

1.57%

82,320

NORTHERN TRUST CORP

$4,606,929

1.50%

78,496

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	77,320	$4,537,910	98.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	1,176	$69,019	1.5%	Other

TWO SIGMA INVESTMENTS, LP

$4,100,435

1.33%

69,866

ACADIAN ASSET MANAGEMENT LLC

$4,039,045

1.31%

68,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	68,820	$4,039,045	100.0%	Defined

GOLDMAN SACHS GROUP INC

$3,667,127

1.19%

62,483

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	44,180	$2,592,924	70.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	18,303	$1,074,203	29.3%	Defined

AQR CAPITAL MANAGEMENT LLC

$2,919,824

0.95%

49,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	2	$117	0.0%	Other
Prism Planning Partners LLC	8	$469	0.0%	Other
Arax Advisory Partners	165	$9,683	0.3%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	185	$10,857	0.4%	Other
Stokes Family Office, LLC	38	$2,230	0.1%	Other
Held directly	49,352	$2,896,468	99.2%	Defined

VANGUARD FIDUCIARY TRUST CO

$2,766,177

0.90%

47,132

CITADEL ADVISORS LLC

$2,516,568

0.82%

42,879

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	28,600	$1,678,534	66.7%	Defined
Held directly	14,279	$838,034	33.3%	Defined

Rosenthal | Henry Capital Advisors, Inc.

$2,464,980

0.80%

42,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 3	42,000	$2,464,980	100.0%	Sole

Connor, Clark & Lunn Investment Management Ltd.

$2,409,869

0.78%

41,061

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	36,891	$2,165,132	89.8%	Sole
Held directly	4,170	$244,737	10.2%	Sole

RENAISSANCE TECHNOLOGIES LLC

$2,283,041

0.74%

38,900

MILLENNIUM MANAGEMENT LLC

$2,265,492

0.74%

38,601

WESBANCO BANK INC

$2,165,661

0.70%

36,900

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$2,113,074

0.69%

36,004

Bank of New York Mellon Corp

$1,975,503

0.64%

33,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	22,210	$1,303,504	66.0%	Defined
The Bank of New York Mellon	11,449	$671,941	34.0%	Defined
Held directly	1	$58	0.0%	Defined

Gator Capital Management, LLC

$1,841,105

0.60%

31,370

MARSHALL WACE, LLP

$1,840,166

0.60%

31,354

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	31,354	$1,840,166	100.0%	Other

RAYMOND JAMES FINANCIAL INC

$1,791,864

0.58%

30,531

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Raymond James Financial Services Advisors, Inc.	2,300	$134,987	7.5%	Defined
ClariVest Asset Management LLC joint	28,231	$1,656,877	92.5%	Defined

Fisher Asset Management, LLC

$1,722,610

0.56%

29,351

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$1,587,564

0.52%

27,050

Empowered Funds, LLC

$1,517,019

0.49%

25,848

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	25,848	$1,517,019	100.0%	Other

SALZHAUER MICHAEL

$1,506,807

0.49%

25,674

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Salzhauer Henry joint	25,674	$1,506,807	100.0%	Other

JACOBS LEVY EQUITY MANAGEMENT, INC

$1,478,811

0.48%

25,197

Nuveen, LLC

$1,352,921

0.44%

23,052

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	932	$54,699	4.0%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	12,629	$741,196	54.8%	Defined
TEACHERS ADVISORS, LLC joint	9,491	$557,026	41.2%	Defined

DELPHI MANAGEMENT INC /MA/

$1,316,181

0.43%

22,426

AMERIPRISE FINANCIAL INC

$1,315,300

0.43%

22,411

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	15,991	$938,511	71.4%	Defined
Ameriprise Financial Services, LLC	6,420	$376,789	28.6%	Defined

BNP PARIBAS ARBITRAGE, SA

$1,313,130

0.43%

22,374

Squarepoint Ops LLC

$1,305,324

0.42%

22,241

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	22,241	$1,305,324	100.0%	Defined

BANK OF AMERICA CORP /DE/

$1,240,061

0.40%

21,129

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	21,129	$1,240,061	100.0%	Defined

LAZARD ASSET MANAGEMENT LLC

$1,170,924

0.38%

19,951

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,166,346

0.38%

19,873

Integrated Quantitative Investments LLC

$1,130,075

0.37%

19,255

D. E. Shaw & Co., Inc.

$971,612

0.32%

16,555

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	16,555	$971,612	100.0%	Defined

Quantinno Capital Management LP

$963,396

0.31%

16,415

MERCER GLOBAL ADVISORS INC /ADV

$911,397

0.30%

15,529

Y-Intercept (Hong Kong) Ltd

$874,785

0.28%

16,134

Voleon Capital Management LP

$872,778

0.28%

14,871

Trexquant Investment LP

$869,785

0.28%

14,820

Legato Capital Management LLC

$799,944

0.26%

13,630

XTX Topco Ltd

$783,159

0.25%

13,344

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	13,344	$783,159	100.0%	Defined

UBS Group AG

$731,922

0.24%

12,471

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	5,880	$345,097	47.1%	Defined
UBS AG	6,591	$386,825	52.9%	Defined

JANE STREET GROUP, LLC

$727,168

0.24%

12,390

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,354	$79,466	10.9%	Defined
Jane Street Global Trading, LLC	11,036	$647,702	89.1%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$716,487

0.23%

12,208

Invesco Ltd.

$714,022

0.23%

12,166

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	989	$58,044	8.1%	Defined
Invesco Trust Co joint	2,900	$170,201	23.8%	Defined
Invesco Capital Management LLC	8,277	$485,777	68.0%	Defined

Man Group plc

$712,437

0.23%

12,139

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	12,139	$712,437	100.0%	Defined

PRUDENTIAL FINANCIAL INC

$685,205

0.22%

11,675

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	11,675	$685,205	100.0%	Defined

Inspire Investing, LLC

$680,451

0.22%

11,594

Magnetar Financial LLC

$606,267

0.20%

10,330

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Magnetar Asset Management LLC	6,145	$360,650	59.5%	Sole
Held directly	4,185	$245,617	40.5%	Sole

Quadrature Capital Ltd

$602,570

0.20%

10,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	10,267	$602,570	100.0%	Other

RHUMBLINE ADVISERS

$600,692

0.19%

10,235

ALPS ADVISORS INC

$586,841

0.19%

9,999

STATE OF WISCONSIN INVESTMENT BOARD

$573,753

0.19%

9,776

CANADA PENSION PLAN INVESTMENT BOARD

$563,424

0.18%

9,600

ExodusPoint Capital Management, LP

$562,132

0.18%

9,578

OCCUDO QUANTITATIVE STRATEGIES LP

$548,634

0.18%

9,348

LOS ANGELES CAPITAL MANAGEMENT LLC

$536,778

0.17%

9,146

WELLS FARGO & COMPANY/MN

$511,835

0.17%

8,721

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	6,531	$383,304	74.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,190	$69,841	13.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,000	$58,690	11.5%	Defined

HSBC HOLDINGS PLC

$509,194

0.17%

8,676

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	8,676	$509,194	100.0%	Defined

Cetera Investment Advisers

$502,621

0.16%

8,564

Baird Financial Group, Inc.

$497,045

0.16%

8,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD TRUST Co	8,469	$497,045	100.0%	Defined

Aquatic Capital Management LLC

$470,341

0.15%

8,014

Harvest Investment Services, LLC

$467,465

0.15%

7,965

BARCLAYS PLC

$458,897

0.15%

7,819

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	7,603	$446,220	97.2%	Defined
BARCLAYS CAPITAL INC.	216	$12,677	2.8%	Defined

DEUTSCHE BANK AG\

$427,556

0.14%

7,285

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	24	$1,408	0.3%	Defined
DWS Investments UK Ltd	7,261	$426,148	99.7%	Defined

Quantbot Technologies LP

$401,791

0.13%

6,846

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	6,846	$401,791	100.0%	Sole

Creative Planning

$389,114

0.13%

6,630

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	760	$44,604	11.5%	Defined
Held directly	5,870	$344,510	88.5%	Sole

Susquehanna Portfolio Strategies, LLC

$359,769

0.12%

6,130

PRICE T ROWE ASSOCIATES INC /MD/

$359,124

0.12%

6,119

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	6,119	$359,124	100.0%	Defined

PRINCETON CAPITAL MANAGEMENT LLC

$358,771

0.12%

6,113

TUDOR INVESTMENT CORP ET AL

$316,397

0.10%

5,391

Point72 Asset Management, L.P.

$311,233

0.10%

5,303

Hillsdale Investment Management Inc.

$311,057

0.10%

5,300

VICTORY CAPITAL MANAGEMENT INC

$308,239

0.10%

5,252

CITIGROUP INC

$295,150

0.10%

5,029

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	569	$33,394	11.3%	Defined
Citigroup Financial Products Inc. joint	4,460	$261,756	88.7%	Defined

NewEdge Advisors, LLC

$275,608

0.09%

4,696

MetLife Investment Management, LLC

$270,678

0.09%

4,612

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	4,612	$270,678	100.0%	Defined

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$269,504

0.09%

4,592

Sterling Capital Management LLC

$269,152

0.09%

4,586

GSA CAPITAL PARTNERS LLP

$267,626

0.09%

4,560

HOHIMER WEALTH MANAGEMENT, LLC

$247,319

0.08%

4,214

Ashton Thomas Private Wealth, LLC

$236,520

0.08%

4,030

Semanteon Capital Management, LP

$234,290

0.08%

3,992

NEW YORK STATE COMMON RETIREMENT FUND

$226,602

0.07%

3,861

Engineers Gate Manager LP

$213,279

0.07%

3,634

VIRTUS ADVISERS, LLC

$212,927

0.07%

3,628

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Key facts CIK 920427 CUSIP 913290102 13F (30d) 10 filings 10 filers Visit website Investor relations